execution of orders on behalf of clients means acting to conclude agreements to buy or sell one or more financial instruments on behalf of clients and includes the conclusion of agreements to sell financial instruments issued by an investment firm or a credit institution at the moment of their issuance;
execution of orders on behalf of clients means acting to conclude agreements to buy or sell one or more financial instruments on behalf of clients;
execution of orders on behalf of clients means execution of orders on behalf of clients as defined in Article 4(1)(5) of Directive 2014/65/EU;
More Definitions of execution of orders on behalf of clients
execution of orders on behalf of clients means execution of orders on behalf of
execution of orders on behalf of clients means acting to conclude agreements to buy or sell one or more financial instruments on behalf and for account of a client;
execution of orders on behalf of clients means acting as an agent to conclude agreements to buy or sell one or more financial instruments on behalf of clients, including acting on behalf of clients to conclude transactions in financial instruments on a regulated market or MTF, or any comparable third-country system, where the firm acts as principal by virtue of the rules of that market or system;
execution of orders on behalf of clients means acting to conclude agreements to buy or sell one or more financial instruments on behalf of clients and includes the conclusion of agreements to sell financial instruments issued by an investment firm or a bank at the moment of their issuance. This does not include the mere transmission of securities orders by the asset management company to the custodian bank as part of portfolio management, if the custodian bank executes these orders accordingly;
execution of orders on behalf of clients means acting to conclude agreements to buy
execution of orders on behalf of clients means acting to conclude agreements to buy or sell one or more financial instruments on behalf of clients and includes the conclusion of agreements
execution of orders on behalf of clients means acting to conclude agreements to buy or sell one or more financial instruments on behalf of clients, including situations where an investment firm enters into transactions solely for the purpose of matching transactions between clients, or where by virtue of the rules of the regulated market, a multilateral trading facility or comparable third country system on which it executes such client orders, it is regarded as acting as principal;