Execution of orders definition

Execution of orders means ‘execution of orders on behalf of clients’ as defined in point (5) of Article 4(1) of Directive 2014/65/EU;
Execution of orders on behalf of clients, when used in the Agreement and/or any agreements by and between us, including, without limitation, these Terms and Conditions, unless the context otherwise requires, shall mean acting to conclude agreements to buy or sell one or more financial instruments on behalf of clients;
Execution of orders means the execution of clients’ order(s) on the Company’s trading platform, where the Company acts as a Principal to Clients’ transactions “FATCA” stands for Foreign Account Tax Compliance Act.

Examples of Execution of orders in a sentence

  • The Company shall act as a principal and not as an agent on the Client’s behalf for the purpose of the Execution of orders.

  • The Investment services provided by us to you hereunder (the "Services") shall consist of: Core Investment Services • Reception and transmission of orders in relation to one or more financial instruments • Execution of orders on behalf of clients.

  • Service of Execution of orders on behalf of clients, for the performance of transactions in relation to one or more Financial Instruments.

  • The Client accepts and understands that some orders shall be executed by the Company as the counterparty of the transaction in its capacity of Market Maker and shall act as a principal and not as an agent on the Client’s behalf for the purpose of the Execution of orders.

  • The Client accepts and understands that some orders received shall be executed by the Company as the counterparty of the transaction in its capacity of Market Maker and shall act as a principal and not as an agent on the Client’s behalf for the purpose of the Execution of orders.

  • Execution of orders We shall use our reasonable endeavors to execute any order promptly, but in accepting your orders we do not represent or warrant that it will be possible to execute such order or that execution will be possible according to your instructions.

  • Execution of orders We shall use our reasonable endeavours to execute any order promptly, but in accepting your orders we do not represent or warrant that it will be possible to execute such order or that execution will be possible according to your instructions.

  • Please mark with an X the investment and other services you wish to be provided with by Xxxxx: SERVICES PROVIDED Reception & Transmission of orders in relation to one or more financial instruments Execution of orders on behalf of clients ☒ Investment Advice Asset Management Services ☐ ☒ ☐Appendix […] must besigned Appendix […] must besigned.

  • The following investment services which the Company is authorized to provide in accordance with its CIF authorization are governed by this agreement: • Reception and transmission of orders in relation to the financial instruments the Company is authorized to provide; and • Execution of orders on behalf of clients; • Provide Portfolio Management in assisting Clients in managing their funds; and • Provide Investment Advice Services.

  • Please mark with an X the investment and other services you wish to be provided to the Client by ARGUS: SERVICES PROVIDED Reception & Transmission of orders in relation to one or more financial instruments Execution of orders on behalf of clients ☒ Investment Advice Asset Management Services ☐ ☒ ☐Appendix […] must besigned Appendix […] must besigned.


More Definitions of Execution of orders

Execution of orders. Has the meaning given in the glossary of the FCA Handbook Error Has the meaning given in Clause 11.1. FCA The Financial Conduct Authority (or any successor Regulator). FCA Handbook Has the meaning given to it in the glossary of the FCA Handbook. Improper Use Any use or suspected use of the Platform or our Website or activity in relation to this CBS Agreement or a Potential Opportunity that amounts to: i. an unlawful act or a breach of Applicable Law, whether directly or indirectly; ii. a breach of this CBS Agreement; iii. a failure to observe reasonable commercial standards of fair dealing; or iv. dishonesty or malice. Indirect Investment Model Has the meaning given in Clause 7.3. Insolvency Event Means: i. the appointment of a receiver, administrator, manager, administrative receiver or similar officer in relation to you; ii. if any encumbrancer takes possession of or sells, all or any part of your assets or business; iii. you are deemed unable to pay your debts as they become due; iv. an application is made for an interim order, or a proposal is made for you to enter into a voluntary arrangement, or you enter into a deed of arrangement, or a bankruptcy petition is presented to the Court in respect of you; v. if you are a body corporate, a resolution is passed or an order is made for your winding up, dissolution or administration; or vi. if you become bankrupt or insolvent or any event that is analogous to those set out in paragraph (i), (ii), (iii), (iv) or (v) of this definition applies to you. If you are a partnership, the occurrence of any of the events listed in (i) to (vi) above in relation to any one partner shall constitute an Insolvency Event. Intellectual Property Rights Any and all: i. intellectual property rights, including copyright and related rights, patents, utility models, trademarks, service marks, trade names, domain names, , trade secrets, rights to inventions, logos, rights in get-up, goodwill and the right to sue for passing off and unfair competition, rights in computer software (including to the source code and object code), inventions, semi-conductor topography rights, database rights, rights in databases, rights in designs, design rights, know-how and confidential information whether in software or otherwise and whether registered or unregistered; ii. applications for registration, and the right to apply for registration, renewal or extension of any of these rights, the rights to claim priority from any such rights; and iii. any ...
Execution of orders means the execution of clients’ order(s) on the Company’s trading platform, where the Company acts as a Principal to Clients’ transactions “Equity” means the balance plus/minus any profit/loss that derives from any open positions.
Execution of orders means acting to conclude agreements to buy or sell one or more financial instruments on behalf of clients and includes the conclusion of agreements to sell financial instruments on behalf of clients and includes the conclusion of agreements to sell financial instruments.
Execution of orders. We shall use our reasonable endeavours to execute any order promptly, but in accepting your orders we do not represent or warrant that it will be possible to execute such order or that execution will be possible according to your instructions. We shall carry out an order on your behalf only when the relevant Market is open for dealings, and we shall deal with any instructions received outside Market hours as soon as possible when that relevant Market is next open for business (in accordance with the rules of that Market). We will execute orders in line with our ABN AMRO Order Execution Policy. Full details of this policy can be accessed via the link: xxxx://xxx.xxxxxxxxxxxxxxx.xxx/en/specialized-clearing- services/energy-and-commodities-clearing/customer-disclosures/index.html

Related to Execution of orders

  • Tariff Order means the Telecommunication (Broadcasting and Cable) Services (Eighth) (Addressable Systems) Tariff Order, 2017;

  • Country of origin means the place where the goods were mined, grown or produced or from which the services are supplied. Goods are produced when, through manufacturing, processing or substantial and major assembly of components, a commercially recognized new product results that is substantially different in basic characteristics or in purpose or utility from its components.

  • Rules of order and procedure means a set of rules that govern and prescribe in a public meeting:

  • Point of Order means a matter that a Member considers to be a departure from or contravention of the rules, procedures or generally accepted practices of Council.

  • instructions for use means the information provided by the manufacturer to inform the user of the device’s intended purpose and proper use and of any precautions to be taken;

  • School of origin means the school or preschool that a child or youth attended when permanently housed, or the school in which the child or youth was last enrolled. When a child or youth completes the final grade level served by the school of origin, the school of origin includes the designated receiving school at the next grade level for all feeder schools.

  • Certificate of organization means the certificate required by section 489.201. The term includes the certificate as amended or restated.

  • certificate of fitness means a certificate issued by the Department to a contract bus carrier, a

  • Articles of Organization means the original documents filed to organize a limited liability company, as amended or restated by certificates of correction, amendment, or merger, by restated articles, or by other instruments filed or issued under any statute.

  • Certificate of Conformance means a document issued by the NCWM based on testing by a participating laboratory that constitutes evidence of conformance of a type.

  • Environmental Guidelines means the environmental guidelines and occupational health and safety standards of the World Bank Group as in effect on [Bid Date].

  • Certificate of Compliance means a certificate issued in terms of the Regulations in respect of an electrical installation or part of an electrical installation by an accredited person;

  • medical certificate of fitness means a certificate valid for one year issued by an occupational health practitioner, issued in terms of these regulations, whom shall be registered with the Health Professions Council of South Africa;

  • Labor compliance agreement means an agreement entered into between a contractor or subcontractor and an enforcement agency to address appropriate remedial measures, compliance assistance, steps to resolve issues to increase compliance with the labor laws, or other related matters.

  • Operating Instructions means the operating procedures, steps, and instructions for the operation of the Interconnection Facilities established from time to time by the Coordination Committee or the PJM and NYISO individual procedures and processes and includes changes from time to time by the Coordination Committee to such established procedures, steps and instructions exclusive of the individual procedures.

  • Point of origin means the specific location on carrier's system as designated in its tariff where carrier accepts petroleum product for shipment and may be referred to in other items of this tariff as "origin station or origin."

  • Environmental and Social Standards or “ESSs” means, collectively:

  • Policies and Procedures means the written policies and procedures of the Client in any way related to the Services, including any such policies and procedures contained in the Organic Documents and the Offering Documents.

  • value of originating materials means the value of such materials as defined in (g) applied mutatis mutandis;