Exchange Act Reporting Company definition

Exchange Act Reporting Company means any corporation or other entity which is subject to the reporting requirements of the Exchange Act.
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Examples of Exchange Act Reporting Company in a sentence

  • Except as Previously Disclosed, from January 1, 1997 through the date hereof there have been no transactions, agreements, arrangements or understandings between SRH or any of its Subsidiaries, on the one hand, and SRH's affiliates (other than wholly owned Subsidiaries of SRH) or other Persons, on the other hand, that would, if SRH were an Exchange Act Reporting Company, be required to be disclosed under Item 404 of Regulation S-K under the Securities Act.

  • If the Company is not an Exchange Act Reporting Company on the Issue Date (as defined in the Note), then within ninety (90) days of the Issue Date, the Company shall become a fully reporting company under the SEC reporting requirements and become subject to and fully compliant with, the annual and periodic reporting requirements of the Exchange Act (including but not limited to becoming current in its filings).

  • If we are not an Exchange Act Reporting Company we will also be limited in the types of securities we can issue in exchange for funds and/or services.

  • If the Company is not an Exchange Act Reporting Company on the Issue Date (as defined in the Note), then within 90 days of the Issue Date, the Company shall become a fully reporting company under the SEC reporting requirements and become subject to and fully compliant with, the annual and periodic reporting requirements of the Exchange Act (including but not limited to becoming current in its filings).

Related to Exchange Act Reporting Company

  • Exchange Act Reports means any reports on Form 10-D, Form 8-K and Form 10-K filed or to be filed by the Seller with respect to the Issuer under the Exchange Act.

  • Exchange Act Report shall have the meaning assigned to such term in Section 3.3.

  • Limited Exchange Act Reporting Obligations The obligations of the Master Servicer under Section 3.16(b), Section 6.02 and Section 6.04 with respect to notice and information to be provided to the Depositor and Article XI (except Section 11.07(a)(1) and (2)).

  • Other Exchange Act Reporting Party With respect to any Other Securitization Trust that is subject to the reporting requirements of the Exchange Act, the trustee, certificate administrator, master servicer, special servicer or depositor under the related Other Pooling and Servicing Agreement that is responsible for the preparation and/or filing of Form 8-K, Form 10-D, Form ABS-EE and Form 10-K with respect to such Other Securitization Trust, as identified in writing to the parties to this Agreement; and, with respect to any Other Securitization Trust that is not subject to the reporting requirements of the Exchange Act, the trustee, certificate administrator, master servicer, special servicer or depositor under the related Other Pooling and Servicing Agreement that is responsible for the preparation and/or dissemination of periodic distribution date statements or similar reports, as identified in writing to the parties to this Agreement.

  • Exchange Act Regulations means the General Rules and Regulations under the Exchange Act.

  • Reporting Company means a company that is obligated to file periodic reports under Sections 13 or 15(d) of the Securities Exchange Act.

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

  • Exchange Act Filing shall have the meaning set forth in Section 5.1.11(f) hereof.

  • 1934 Act Regulations means the rules and regulations of the Commission under the 1934 Act.

  • Exchange Act Person means any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that “Exchange Act Person” will not include (i) the Company or any Subsidiary of the Company, (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (iii) an underwriter temporarily holding securities pursuant to a registered public offering of such securities, (iv) an Entity Owned, directly or indirectly, by the stockholders of the Company in substantially the same proportions as their Ownership of stock of the Company; or (v) any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act) that, as of the Effective Date, is the Owner, directly or indirectly, of securities of the Company representing more than 50% of the combined voting power of the Company’s then outstanding securities.

  • Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Securities Exchange Act of 1934 means the United States Securities Exchange Act of 1934, as from time to time amended.

  • Reporting Person means an officer, Director, or greater than ten percent stockholder of the Company within the meaning of Rule 16a-2 under the Exchange Act, who is required to file reports pursuant to Rule 16a-3 under the Exchange Act.

  • U.S. Exchange Act means the United States Securities Exchange Act of 1934, as amended;

  • Securities Exchange Act means the Securities Exchange Act of 1934, as amended.

  • 1934 Act means the Securities Exchange Act of 1934, as amended.

  • Foreign Private Issuer means a “foreign private issuer,” as defined in Rule 405 under the Securities Act.

  • Form 10-K is defined in Section 7.1(b).

  • Reporting Entity means the Constituent Entity that, by virtue of domestic law in its jurisdiction of tax residence, files the CbC Report in its capacity to do so on behalf of the MNE Group;

  • Consumer reporting agency means any person that, for monetary fees, dues, or on a cooperative nonprofit basis, regularly engages in whole or in part in the practice of assembling or evaluating consumer credit information or other information concerning consumers for the purpose of furnishing consumer credit reports to third parties.

  • Exchange Act Documents means all forms, proxy statements, registration statements, reports, schedules, and other documents, including all certifications and statements required by the Exchange Act or Section 906 of the Xxxxxxxx-Xxxxx Act with respect to any report that is an Exchange Act Document, filed, or required to be filed, by a Party or any of its Subsidiaries with any Regulatory Authority pursuant to the Securities Laws.

  • Rapidly report means within 72 hours of discovery of any cyber incident.

  • 1933 Act Regulations means the rules and regulations of the Commission under the 1933 Act.

  • Form 10-Q is defined in Section 7.1(a).

  • Form 10-D As defined in the Pooling and Servicing Agreement.