Examples of ERISA in a sentence
Fiduciary further acknowledges that such purchases may facilitate the consummation of the offering of such securities which may have a beneficial impact on the applicable Affiliate(s) and could constitute a prohibited transaction under ERISA §406 and Code §4975, absent an exemption.
EXECUTED as set forth above (Printed Name of Fiduciary) By: (Authorized Signature of Fiduciary) Name: (Printed Name of Plan Sponsor) By: (Authorized Signature of Plan Sponsor) Name: Title: Title: Dated: , 20 Dated: , 20 Exhibit D - ERISA Prohibited Transaction Exemption Schedule and Other Disclosures The following disclosures may apply to Funds listed on Exhibit B, now or in the future, depending upon a Fund’s investment strategy and underlying investments.
The Trustee agrees to carry out its duties and exercise its powers under this Agreement in compliance with ERISA and other applicable laws and regulations.
The Trustee shall not engage in, or cause the Fund or Plan to engage in, a non-exempt prohibited transaction, as described in Section 406 of ERISA and Section 4975 of the Code.