Eligible Broker definition

Eligible Broker as defined in the definition of “Eligible Net Liquidity in Futures Accounts” in this Section 1.1.
Sample 1Sample 2Sample 3
Eligible Broker means any broker approved in writing by Agent and all the Banks.
Sample 1Sample 2Sample 3
Eligible Broker means Newedge Broker Ltd., BNP Paribas, or Fortis, or any Affiliate of BNP Paribas, Fortis or Société Générale, or any broker approved in writing by the Agents and the Banks.
Sample 1Sample 2

Examples of Eligible Broker in a sentence

  • The Eligible Broker who is registered with the Insurance Regulatory Commission of Sri Lanka should obtain quotation directly from the reinsurers and not through any other intermediary and it should be submitted only on their letter heads.

  • For availing the Facility, this Application Form must be submitted to your Eligible Broker.

  • Before effecting a transaction in Eligible Options with an Eligible Broker Dealer/EligibleInstitution, Member Firms must complete and return the Exchange’s SEC Class No-Action Relief declaration to the Membership Team at membership@lseg.com.

  • Financial Capabilities of Eligible Broker Name of Company: Summarized Actual Assets and Liabilities based on the audited Financial Statements for the previous three (3) years (copies attached) Financial Information2019LKR2020LKR2021LKR1.

  • This provision may be extended by the Authority if, in its sole judgment, negotiations have been delayed through no fault of the Prospect or the Eligible Broker.

  • A prospective Eligible Broker shall, prior to the commencement of negotiations between the Authority and the Prospect, register the Prospect by submitting a Notice of Prospect form, as attached hereto as “Exhibit A: Notice of Prospect”.

  • A subadviser who recommends that an Eligible Broker act as broker to a particular transaction would neither lose nor gain financially on the basis of whether or not the transaction benefits the Eligible Broker, because the subadviser’s only pecuniary interest in the transaction is its advisory fee, which is based on net assets under management.

  • For any complaints or grievances against the Eligible Broker / Clearing Member / Depository Participant with respect to transactions done through NSE/BSE, the investor should either contact the concerned Eligible Broker / Clearing Member/Depository Participant or Investor Grievance Cell of respective stock exchanges.

  • The Authority’s execution of the Notice of Prospect shall be evidence of conferral of Eligible Broker status on the individual or firm submitting the same.

  • The Eligible Broker shall initiate negotiations between the Authority and Prospect and maintain an active and continuing role in communications between the parties during negotiations.


More Definitions of Eligible Broker

Eligible Broker means, with respect to hedging accounts and transactions, Newedge USA, LLC and any other broker reasonably acceptable to the Agent.
Sample 1Sample 2
Eligible Broker means, with respect to hedging accounts and transactions, SG Americas Securities, LLC and any other broker reasonably acceptable to the Agent.
Sample 1Sample 2
Eligible Broker means BNP Paribas, FIMAT USA, Inc. or any Affiliate of BNP Paribas or FIMAT USA, Inc., or any broker approved in writing by the Agents and the Banks.
Sample 1
Eligible Broker as defined in the definition of “Eligible Net Liquidity in Futures Accounts” in this Section 1.1. “Eligible Cash and Cash Equivalents”: as of any date and with respect to any Loan Party, currency consisting of United States Dollars, Canadian Dollars or Cash Equivalents, in each case, which (i) has been deposited in a Deposit Account or a Securities Account of such Loan Party with a Cash Management Bank that is subject to an Account Control Agreement, (ii) is subject to a Perfected First Lien, (iii) is subject to no other Liens other than Permitted Cash Management Liens and (iv) does not constitute Cash Collateral. “Eligible Commodities”: collectively, Natural Gas Products, Petroleum Products and asphalt. “Eligible Exchange Receivable”: an Exchange Receivable of any Loan Party that would be an Eligible Account Receivable but for the fact that the consideration to be received by such Loan Party consists in whole or in part of the delivery of Eligible Commodities; provided, however, that the value of an Eligible Exchange Receivable shall be the Value as of any date of the Eligible Commodities required to be delivered to such Loan Party. “Eligible Foreign Counterparty”: with respect to any Loan Party, an Account Debtor that is incorporated in, or primarily conducts business in, any jurisdiction outside the United States or Canada, and (A) is set forth on Schedule 1.1(C) or (B) has been approved by the Required Lenders, in their sole discretion, from time to time after the RestatementThird Amendment Effective Date in accordance with the following procedure: (x) the U.S. Borrower shall deliver a written request to the Administrative Agent for such approval by the Required Lenders of such counterparty and credit exposure, which request shall be provided by the Administrative Agent to the Lenders, including, if requested by a Lender, through posting on Intralinks or other web site in use to distribute information to the Lenders, or by other electronic mail, or other notice procedure permitted under Section 11.2; and (y) the Required Lenders shall inform the Administrative Agent of such approval in writing (by electronic communication, telecopy or facsimile) within five (5) Business Days after receipt of notice from the Administrative Agent; provided that failure of a Lender to respond to any request for approval within the time period provided for hereby shall be deemed to be an acceptance of such counterparty as an Eligible Foreign Counterparty by such Lender; pr...
Sample 1
Eligible Broker as defined in the definition of “Eligible Net Liquidity in Futures Accounts” in this Section 1.1. “Eligible Cash and Cash Equivalents”: as of any Borrowing Base Date, currency consisting of United States Dollars, Canadian Dollars or Cash Equivalents, in each case, which (i) has been deposited in a Deposit Account or a Securities Account with a Cash Management Bank that is subject to an Account Control Agreement, (ii) is subject to a Perfected First Lien, and (iii) is subject to no
Sample 1

Related to Eligible Broker

  • Prime Broker means a Person that acts as credit counterparty for transactions executed on the SEF in the name and on behalf of such Person by its client or an agent of its client that is a BSEF Participant and that has authorized a Participant to send RFQs, place Orders or enter into Trades in the name and on behalf of such Person.

  • Designated Broker means the financial services firm or other agent designated by the Company to maintain ESPP Share Accounts on behalf of Participants who have purchased shares of Common Stock under the Plan.

  • Participating Broker- Dealer: See Section 2(b) hereof. Person: An individual, trustee, corporation, partnership, limited liability company, joint stock company, trust, unincorporated association, union, business association, firm or other legal entity. Private Exchange: See Section 2(b) hereof.

  • Approved Broker means each of Arrow Valuations Ltd, Xxxxx Xxxxxxxx Salles, X. Xxxxxxxx & Co. Ltd., Maersk Brokers K/S and Xxxx Xxxxxxxx & Co Ltd London and, in the plural, means all of them;

  • Associate broker means a licensed broker who is employed by

  • Data Broker means either of the following:

  • insurance broker means an insurance brokerage firm,

  • Customs Broker means that individual, partnership, entity or corporation licensed by the Canada Border Services Agency, or other authorized body, to engage in the business of a customs broker and who is named as the Customs Broker in the Agency Agreement and Power of Attorney.

  • Real estate broker means an individual or business entity that, with intent to collect or receive a fee, compensation, or valuable consideration, sells or offers for sale, buys or offers to buy, provides or offers to provide market analyses of, lists or offers or attempts to list, or negotiates the purchase, sale, or exchange of real estate; that negotiates the mortgage of real estate; that negotiates for the construction of a building on real estate; that leases or offers or rents or offers for rent real estate or the improvements on the real estate for others, as a whole or partial vocation; that engages in property management as a whole or partial vocation; that sells or offers for sale, buys or offers to buy, leases or offers to lease, or negotiates the purchase or sale or exchange of a business, business opportunity, or the goodwill of an existing business for others; or that, as owner or otherwise, engages in the sale of real estate as a principal vocation.

  • Authorized Broker means those Brokers which are authorized to deal in Government Securities.

  • Introducing Broker means any financial institution or advisor or legal or natural person obtaining remuneration from the Company and/or Clients for introducing Clients/interested parties to the Company.

  • Approved Brokers means such firm of insurance brokers, appointed by the Charterer during the Charter Period, as may from time to time be approved in writing by the Mortgagee for the purposes of this Deed;

  • Principal broker means a broker who is either a real estate proprietor, a partner in a real estate partnership, or an officer in a real estate corporation.

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Mortgage broker means any person who for compensation or

  • Loan broker means any person who, for compensation or gain, or in the expectation

  • Sponsoring Broker means a Participant other than a DMA Customer that allows its designated Customers to access the SEF Platform using the Participant ID of the Participant and (i) with respect to Cleared Swaps, is a Clearing Member; and (ii) with respect to Non-Cleared Swaps, is (x) an FCM or Introducing Broker; or (y) non-U.S. Person acting in a similar capacity that is not required to register as an FCM or Introducing Broker under the Act and that is appropriately licensed in a jurisdiction where its DMA Customer is located.

  • REAL ESTATE BROKERS (See also Paragraph 15)

  • Seller’s Broker means Xxxxxx Xxxxxxx of Xxxxxxx and Wakefiled.

  • Commodity Broker means any person who engages in the business of effecting transactions in Commodity Contracts for the account of others or for his or her own account.

  • inter-dealer bond broker means a person or company that is approved by the Investment Industry Regulatory Organization of Canada under its Rule No. 36 Inter-Dealer Bond Brokerage Systems, as amended, and is subject to its Rule No. 36 and its Rule 2100 Inter-Dealer Bond Brokerage Systems, as amended from time to time;

  • Real estate brokerage activity means any activity that involves offering or providing real estate brokerage services to the public, including:

  • Salesperson means any person holding an Iowa real estate salesperson license as defined in Iowa Code section 543B.5(19).

  • Participating Broker-Dealers shall have the meaning set forth in Section 4(a) hereof.

  • Approved Dealer means (a) in the case of any Portfolio Investment that is not a U.S. Government Security, a bank or a broker-dealer registered under the Securities Exchange Act of 1934 of nationally recognized standing or an Affiliate thereof, (b) in the case of a U.S. Government Security, any primary dealer in U.S. Government Securities, and (c) in the case of any foreign Portfolio Investment, any foreign broker-dealer of internationally recognized standing or an Affiliate thereof, in the case of each of clauses (a), (b) and (c) above, as set forth on Schedule 1.01(a) or any other bank or broker-dealer acceptable to the Administrative Agent in its reasonable determination.