Due Diligence Procedures definition

Due Diligence Procedures means, procedures that are required to be completed by the Affiliate and internal procedures within the Company. The Clients shall be request to provide, among others, a completed due diligence questionnaire and all required identification documents. The Company will perform the necessary due diligence searches through AML databases and any external public sources.
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Due Diligence Procedures shall have the meaning set forth in Section 3.1.
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Due Diligence Procedures means the procedures that will be contained in the Request for Proposal that establish the process by which Qualified Bidders will be permitted to conduct their own appraisal of the business opportunity presented by the Proposed Transaction;
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Examples of Due Diligence Procedures in a sentence

  • For the purposes of determining the Controlling Persons of the Entity Crypto-Asset User, a Reporting Crypto-Asset Service Provider may rely on information collected and maintained pursuant to Customer Due Diligence Procedures, provided that such procedures are consistent with Directive (EU) 2015/849.

  • See "Directors, Management, Promoters and Principal Holders – The Mortgage Broker – Due Diligence Procedures and Risk Reduction".

  • If the Reporting Crypto-Asset Service Provider is not legally required to apply Customer Due Diligence Procedures that are consistent with Directive (EU) 2015/849, it shall apply substantially similar procedures for the purpose of determining the Controlling Persons.

  • The Collateral Manager will also carry out the ESG Due Diligence Procedures, which will apply prior to the entry by the Issuer (or the Collateral Manager on its behalf) into a binding commitment to purchase an asset and will also apply on an ongoing basis.

  • Moreover, the Company shall follow the Simplified Customer Identification and Due Diligence Procedures for low risk Customers set forth hereinafter.

  • HRVs are required to be reviewed by the Office of Ethics and Compliance through the High Risk Vendor Due Diligence Procedures, (see Appendix B).

  • If data was not saved using the Save Draft button, any data typed on the page is NOT saved.

  • Regardless of the type of third party, it is critical that all third parties who conduct business or provide services for or on behalf of ACC are selected and engaged in compliance with the required Third Party Due Diligence Procedures.

  • Modulr may terminate this Agreement immediately if, for any reason, the Introduced Client is unable to satisfy the Due Diligence Procedures.

  • For simplified Client Identification and Due Diligence Procedures, the Company may not verify the identification of the client or the beneficial owner, neither collect information regarding the purpose and the intended nature of the business relationship or perform verification of the identity of the customer and the beneficial owner after the establishment of the business relationship or the execution of an occasional transaction.


More Definitions of Due Diligence Procedures

Due Diligence Procedures shall have the meaning as specified in Section 23.4(c)(iii).
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Related to Due Diligence Procedures

  • Due Diligence Review shall have the meaning as set forth in Section 2.5.

  • Due Diligence At any time prior to the Closing Date, the Underwriters have the right to inspect the Asset Files and the related loan origination procedures and to confirm the existence of the related manufactured homes or mortgaged properties to ensure conformity with the Final Prospectus and the Prospectus Supplement.

  • Due Diligence Information means any information supplied to the Supplier by or on behalf of the Customer prior to the Call Off Commencement Date;

  • Due Diligence Period has the meaning set forth in Section 4.1(a).

  • Customer Due Diligence means a process which involves establishing the identity of a client, the identity of the client’s beneficial owners in respect of legal persons and monitoring all transactions of the client against the client’s profile;

  • Due Diligence Materials means the information to be provided by Seller to Purchaser pursuant to the provisions of Section 4.1 hereof.

  • AML/KYC Procedures means the customer due diligence procedures of a Reporting Finnish Financial Institution pursuant to the anti-money laundering or similar requirements of Finland to which such Reporting Finnish Financial Institution is subject.

  • Due Diligence Request means the due diligence request letter from Xxxxxxx and Xxxxxx LLP, counsel to the Purchaser, dated March 6, 2024.

  • Due Diligence Fee means $35,000, which fee has been paid to Lender as of the Closing Date, and shall be deemed fully earned and non-refundable on the Closing Date regardless of the early termination of this Agreement.

  • Bidding Procedures means the procedures governing the Auction and sale of all or substantially all of the Debtors’ assets, as approved by the Bankruptcy Court and as may be amended from time to time in accordance with their terms.

  • Auction Procedures means the Auction Procedures that are set forth in Paragraph 10 of the Articles Supplementary.

  • Sale Procedures Unless otherwise specified in the Supplement, shall mean that, with respect to any sale of one or more Underlying Securities or Related Assets, the Market Agent, on behalf of the Trust, shall sell such Underlying Securities or Related Assets to the highest bidders among not less than two solicited bidders for such Underlying Securities or Related Assets (one of which bidders may include Merrill Lynch & Co. or any Affiliate thereof; provided, however, that xxxxxxr Xxxxill Lynch & Co. nor any of its Affiliates will be under any obligxxxxx xo xxx, and which bidders need not be limited to recognized broker dealers). In the sole judgment of the Market Agent, bids may be evaluated on the basis of bids for a single Underlying Security or Related Asset, a portion of the Underlying Securities or Related Assets, or all of the Underlying Securities or Related Assets being sold or any other basis selected in good faith by the Market Agent.

  • Due Diligence Examination shall have the meaning set forth in Section 3.2.

  • Internal Procedures means in respect of the making of any one or more entries to, changes in or deletions of any one or more entries in the register at any time (including without limitation, original issuance or registration of transfer of ownership) the minimum number of the Warrant Agent’s internal procedures customary at such time for the entry, change or deletion made to be complete under the operating procedures followed at the time by the Warrant Agent, it being understood that neither preparation and issuance shall constitute part of such procedures for any purpose of this definition;

  • Policies and Procedures means the written policies and procedures of the Client in any way related to the Services, including any such policies and procedures contained in the Organic Documents and the Offering Documents.

  • Grievance Procedure is used in this Agreement, it shall be considered as including the arbitration procedure.

  • Due Diligence Service Provider As defined in Section 12.13(l) of this Agreement.

  • Settlement Procedures means the Settlement Procedures attached hereto as Exhibit A.

  • Dispute Resolution Procedures means the procedures outlined in Annexure A of the MSA Determination.

  • Remarketing Procedures means the procedures for conducting Remarketings set forth in Part II of these Articles Supplementary.

  • Staff Vetting Procedures means the Authority’s procedures for the vetting of personnel and as advised to the Contractor by the Authority.

  • Safeguards Monitoring Report means each report prepared and submitted by the Borrower to ADB that describes progress with implementation of and compliance with the EMP and the RP (as applicable), including any corrective and preventative actions;

  • Ordering Procedures means the ordering and award procedures specified in Clause 6 (Ordering Procedures) and Framework Schedule 5 (Ordering Procedure);

  • Rights Offering Procedures means the procedures with respect to the Rights Offering that are approved by the Bankruptcy Court pursuant to the Disclosure Statement Order and shall be in form and substance reasonably acceptable to the Debtors and the Required Backstop Parties.

  • railway operational procedures means procedures specified under any access agreement (as defined in the Railways Act 1993) or station lease;