Disciplinary Panel definition

Disciplinary Panel means the panel appointed pursuant to Rule 613(b) to conduct hearings in connection with disciplinary proceedings (other than summary impositions of fines pursuant to Rule 601(b)), to make findings, render decisions, and impose sanctions pursuant to Chapter 6 of the Rules. The Disciplinary Panel must meet the composition requirements set forth in Part 40 of the CFTC Regulations and the composition requirements set forth in Rule 613(b).

Disciplinary Panel means the panel appointed by the Board at the recommendation of the Chief Regulatory Officer to act in an adjudicative role and fulfill various adjudicative responsibilities and duties described in Chapter 7.

Disciplinary Panel means the panel appointed pursuant to Rule 709 to conduct hearings in connection with disciplinary proceedings (other than summary impositions of fines pursuant to Rule 717) to make findings, render decisions and impose sanctions pursuant to Chapter 7 of the Rules.

Examples of Disciplinary Panel in a sentence

• Once admitted during the hearing, the Disciplinary Panel may consider, and attach the weight it believes appropriate to, evidence or other materials.

• A decision by a majority of the Disciplinary Panel will constitute the decision of the Disciplinary Panel.

• By not timely filing a request for disqualification, the respondent will be deemed to have waived any objection to the composition of a Disciplinary Panel.

• Notwithstanding the confidentiality of hearings, the Disciplinary Panel may appoint an expert to attend any hearing and assist in deliberations if such expert agrees to be subject to an appropriate confidentiality agreement.

• The Appeals Panel will only consider on appeal the record before the Disciplinary Panel or, in the case of a summary action, the record considered by the Chief Compliance Officer, the notice of appeal, the briefs filed in support and opposition of the appeal, and any oral arguments of the parties.

More Definitions of Disciplinary Panel

Disciplinary Panel means the panel appointed by the Chief Compliance Officer to act in an adjudicative role and fulfill various adjudicative responsibilities and duties described in Section 6 of the SEF Rules.

Disciplinary Panel means, as the context may require, either or both of a Review Panel and a Hearing Panel.

Disciplinary Panel means one or more Review Panels and one or more Hearing Panels collectively which are responsible for conducting hearings, rendering decisions and imposing sanctions with respect to disciplinary matters. At least one member of the Disciplinary Panel must be a Person who would not be disqualified from serving as a Public Director.

Disciplinary Panel means one or more Review Panels and one or more Hearing Panels collectively which are responsible for conducting hearings, rendering decisions and imposing sanctions with respect to disciplinary matters.

Disciplinary Panel means a disciplinary panel convened pursuant to Rule E.4.4; "EFRPs" has the meaning given to the term in the Trading Procedures;

Disciplinary Panel means a panel appointed from time to time by the Disciplinary Committee constituted as set out in Annex 3

Disciplinary Panel means the panel appointed under section 51(1);