Examples of Direct Participation in a sentence
An Automatic Investment Plan includes a Direct Participation Plan or Dividend Reinvestment Plan.
The foregoing restriction shall not apply with respect to equity awards issued to Independent Directors at any time after the Corporation has been advised that the NASAA Direct Participation Program Policy Group has determined that such awards are permitted under the NASAA REIT Guidelines including as they may be revised and adopted in the future.
Xxxxxxxxx, Senior Vice President - Direct Participation Programs ANTHEM SECURITIES, INC.
Xxxxxxxxx, Senior Vice President - Direct Participation Programs APPENDIX I TO ESCROW AGREEMENT Compensation for Services of Escrow Agent REVIEW AND ACCEPTANCE FEE: $ waived For providing initial review of the Escrow Agreement and all supporting documents and for initial services associated with establishing the Escrow Account.
The Dealer also hereby agrees to comply with the Conduct Rules of the NASD, including but not limited to Rules 2730, 2740, 2420 and 2750, and the provisions in Rule 2810 that apply to Direct Participation Programs.
In offering Units, the Dealer will comply with the provisions of the NASD Conduct Rules, including the provisions in Rule 2810 that apply to Direct Participation Programs, set forth in the NASD Manual, as well as all other applicable rules and regulations relating to suitability of investors, including without limitation, the provisions of Article III.C. of the Statement of Policy Regarding Real Estate Programs of the North American Securities Administrators Association, Inc.
The Dealer Manager also hereby agrees to abide by the NASD Conduct Rules, including, but not limited to, Rules 2730, 2740, 2420 and 2750, and the provisions in Rule 2810 that apply to Direct Participation Programs.
The foregoing restriction shall not apply with respect to equity awards issued to Independent Directors at any time after the Corporation has been advised that the NASAA Direct Participation Program Policy Group has determined that such awards are permitted under the NASAA REIT Guidelines.
Xxxxxxxxx, Vice President - Direct Participation Programs ANTHEM SECURITIES, INC.
In offering Units, Dealer will comply with the provisions of the NASD Conduct Rules, including the provisions in Rule 2810 that apply to Direct Participation Programs, as well as all other applicable rules and regulations relating to suitability of investors, including without limitation, the provisions of Article III.C. of the Statement of Policy Regarding Real Estate Programs of the North American Securities Administrators Association, Inc.