Examples of Department Heads in a sentence
The VP’s of Finance, in conjunction with the Business Unit and Department Heads or their designees, are responsible for identifying changes to the Designated Persons list in their areas and informing the Securities Monitoring Unit, and, with the Securities Monitoring Unit, facilitating employee understanding of and conformity with this Policy.
Department Heads for each product area and the head of mutual funds for TCW are responsible for notifying the Chief Compliance Officer of this type of inside information so she can impose appropriate restrictions, and advise her when the information becomes public or stale, so that the restriction can be removed.
Business Unit and Department Heads or their designees are responsible for supervising the trading activity of the associates within their units.
FMR Division or Department Heads must receive approval from the President of FMR.
Senior Management, Department Heads and Portfolio Managers located in Taiwan are prohibited from purchasing or selling a security that is held by a Client portfolio or a local fund for which AllianzGI Taiwan serves as a portfolio manager.