Delivery of Certificate definition

Delivery of Certificate. If exercising unvested shares, certificate will be held in escrow until shares are completely vested. If exercising vested shares, deliver certificate to: ________ Home Address (same as above) ________ Broker _________________________________________ Broker Name _________________________________________ Account Number _________________________________________ Street Address _________________________________________ City, State, Zip -------------------------------------------------------------------------------- -24- -------------------------------------------------------------------------------- [_] Same-Day-Sale (Cashless Exercise): Puma is directed and instructed to -------------------------------- authorize the transfer agent to issue up to __________________ shares of Common Stock in BT Alex. Xxxxx'x name for my benefit. Please note that this exercise notification form does not constitute an order for BT Alex. Xxxxx to sell the shares. Orders to sell must be directly communicated via phone with BT Alex. Xxxxx and me (the optionee). Upon exercise of these shares, BT Alex. Xxxxx is authorized to pay the stock option exercise price and applicable taxes to Puma Technology, Inc. BT ALEX. XXXXX PHONE NUMBERS: XXXX: 415/617-2868 - ALEX: 415/617-2865 - ROB: 415/000-0000 - FAX: 415/000-0000 -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- For office use only Approved By: [_] Faxed to Broker/Date: _____________ ____________________________ [_] Cash Received/Date:________________ ________________ Puma Representative Signature Date CONFIRMATION # --------------------------------------------------------------------------------
Sample 1

Examples of Delivery of Certificate in a sentence

  • By: /s/ Jueane Xxxxxxxx Name: Jueane Xxxxxxxx Title: CEO The Creditor: Jueane Xxxxxxxx By: /s/ Jueane Xxxxxxxx Name: Jueane Xxxxxxxx Address for Delivery of Certificate: c/o Portlogic Systems Inc.

  • Xxxxx Address for Delivery of Certificate to Investor: 00 Xxxxx Xxxxxx, Apartment 5B New York, NY 10014 Subscription Amount: $50,000 Shares: 200,000 Shares 150,000 Warrants Schedule I Purchase and Sale of Shares and Warrants Name Number of Shares of Common Stock Number of Warrants Aggregate Purchase Price Clinton Group, Inc.

  • Delivery of Certificate or Transfer Agent Book-Entry Upon Conversion.

  • By: /s/ Xxxxxx Xxxxxxx Name: Xxxxxx Xxxxxxx Title: Managing Member Address for Delivery of Certificate to Investor: 00000 Xxxxxxxx Xxxxxx, Xxxxx #0000 Xxx Xxxxxxx, XX 00000 Subscription Amount: $210,000 Shares: 840,000 Shares 630,000 Warrants The Investors: DAFNA LifeScience Select, Ltd.

  • Delivery of Certificate .................................................................................................

  • By: /s/ Xxxxx Xxxxxxx Name: Xxxxx Xxxxxxx Title: CEO Address for Delivery of Certificate to Investor: Subscription Amount: $1,000,000 Number of Unregistered Shares: 142,857 EIN Number: Disclosure Schedules to the Securities Purchase Agreement Schedule 3.1 – Subsidiaries.

  • By: /s/ Jueane Xxxxxxxx Name: Jueane Xxxxxxxx Title: CEO The Creditor: Jueane Xxxxxxxx By:/s/ Jueane Xxxxxxxx Name: Jueane Xxxxxxxx Address for Delivery of Certificate: c/o Portlogic Systems Inc.

  • By: /s/ Xxxxxx Xxxxxxx Name: Xxxxxx Xxxxxxx Title: Managing Member Address for Delivery of Certificate to Investor: 00000 Xxxxxxxx Xxxxxx, Xxxxx #0000 Xxx Xxxxxxx, XX 00000 Subscription Amount: $260,000 Shares: 1,040,000 Shares 780,000 Warrants The Investors: Pergament Multi-Strategy Opportunities, LP By: /s/ Xxxxxx X.

  • The number of Conversion Shares issuable upon a conversion hereunder shall be determined by the quotient obtained by dividing (x) the outstanding principal amount of this Note to be converted and any accrued and unpaid interest to be converted by (y) the Conversion Price.i. Delivery of Certificate Upon Conversion.

  • Secretary of State of the State of Delaware Xxxxxxxx XXX, X.X. Secretary of State of the State of Delaware Xxxxxxxx NGL, LLC Secretary of State of the State of Delaware Xxxxxxxx Ammonia Pipeline, L.P. Secretary of State of the State of Delaware Xxxxxxxx Terminals Holdings, L.P. Secretary of State of the State of Delaware Xxxxxxxx Pipelines Holdings, L.P. Secretary of State of the State of Delaware Actions with respect to Pledged Stock Delivery of Certificate representing shares of Xxxxxxxx XX Inc.

Related to Delivery of Certificate

  • Physical Certificate As specified in the Preliminary Statement.

  • Rule 144A Certificate means (i) a certificate substantially in the form of Exhibit F hereto or (ii) a written certification addressed to the Company and the Trustee to the effect that the Person making such certification (x) is acquiring such Note (or beneficial interest) for its own account or one or more accounts with respect to which it exercises sole investment discretion and that it and each such account is a qualified institutional buyer within the meaning of Rule 144A, (y) is aware that the transfer to it or exchange, as applicable, is being made in reliance upon the exemption from the provisions of Section 5 of the Securities Act provided by Rule 144A, and (z) acknowledges that it has received such information regarding the Company as it has requested pursuant to Rule 144A(d)(4) or has determined not to request such information.

  • Junior Class of Certificates The Class of Subordinate Certificates outstanding as of the date of the repurchase of a Mortgage Loan pursuant to Section 4.07 herein that has the Lowest Priority.

  • Physical Certificates As specified in the Preliminary Statement.

  • Private Certificate As specified in the Preliminary Statement.

  • Ownership Certificate An equity certificate representing a 100% undivided beneficial ownership interest in the Trust, substantially in the form attached as part of Exhibit A to the Trust Agreement.

  • Rule 144A Certificates The Junior Subordinate Certificates.

  • Final Certificate means the final certificate issued by the Engineer-in-Charge in accordance with the provisions hereof.

  • Beneficial Ownership Certification means a certification regarding beneficial ownership as required by the Beneficial Ownership Regulation.

  • New Certificates has the meaning set forth in Section 3.04(a).

  • Rule 144A Global Certificate With respect to any Class of Book-Entry Certificates, a single global Certificate, or multiple global Certificates collectively, registered in the name of the Depository or its nominee, in definitive, fully registered form without interest coupons, each of which Certificates bears a Qualified Institutional Buyer CUSIP number and does not bear a Regulation S Legend.

  • Stock Certificate With respect to a Cooperative Loan, a certificate evidencing ownership of the Cooperative Shares issued by the Cooperative.

  • Digital Certificate means an electronic device used to verify identity or protect electronic messages.

  • Rule 144A Global Certificates As defined in Section 5.02(c)(ii) of this Agreement.

  • Stock Certificates has the meaning set forth in Section 2.2(a)(ii).

  • Supplemental Certificate shall have the meaning specified in Section 6.03.

  • NRSRO Certification A certification executed by a NRSRO in favor of the Issuer and the Information Agent that states that such NRSRO has provided the Issuer with the appropriate certifications under Exchange Act Rule 17g-5(a)(3)(iii)(B) and that such NRSRO has access to the 17g-5 Website.

  • Private Certificates As specified in the Preliminary Statement.

  • Class J Certificate means any one of the Certificates with a "Class J" designation on the face thereof, substantially in the form of Exhibit A-4 attached hereto, and evidencing a portion of a class of "regular interests" in REMIC III for purposes of the REMIC Provisions.

  • Initial Certificate Transfer Opinion means an opinion rendered by nationally recognized tax counsel (i) upon the initial transfer by the Depositor of a Certificate that results in the Issuer being treated as a partnership for United States federal income tax purposes and (ii) while any Note retained by the Issuer or a Person that is considered the same Person as the Issuer for United States federal income tax purposes is outstanding that (x) such Note will be debt for United States federal income tax purposes or (y) the transfer by the Depositor of such Certificate will not cause the Issuer to be treated as an association or publicly traded partnership taxable as a corporation.

  • Certificates means any securities issued in connection with the Note A-1 Securitization or the Note A-2 Securitization.

  • Additional Certificates has the meaning specified in Section 8.01(d).

  • Non-U.S. Beneficial Ownership Certification As defined in Section 5.03(f) of this Agreement.

  • Class F Certificate Any one of the Certificates with a “Class F” designation on the face thereof, substantially in the form of Exhibit A-1 attached hereto, and evidencing a portion of a class of “regular interests” in REMIC III for purposes of the REMIC Provisions.

  • Trust Certificate means a certificate evidencing the beneficial interest of a Certificateholder in the Trust, substantially in the form of Exhibit A to the Trust Agreement.