Dealing Member definition

Dealing Member means a member of Clearcorp who has been permitted to conduct various kinds of transactions on the dealing system of the dealing segment to which it has been admitted by Clearcorp.
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Dealing Member means a member company who has been granted licence by The Exchange as a dealer in securities hereinafter referred to as member.
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Dealing Member means a member of Clearing Corporation registered with the Clearcorp Dealing Systems ( India) Ltd.
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Examples of Dealing Member in a sentence

  • By fax pursuant to the written agreement between the Dealing Member and the customer.

  • No Dealing Member shall enter orders with the purpose of fictitiously affecting the market condition or the prices without any real ownership transfer.

  • Available options if a New Applicant / Prospective Shareholders wish to take part in the Offer: The new applicant/prospective shareholder may buy traded rights (from the GSE through a Licensed Dealing Member / Broker), and he/she/ it must present a CSD Statement as evidence of the rights purchased to a receiving agent, before applicant may be allowed to submit an application.

  • Application for Listing will only be entertained if sponsored by a Dealing Member of The Exchange.

  • As Custodians receive funds from clients the funds shall be returned to the Dealing Member that funded the transaction.

  • This course also provides an introduction to the accounting cycle, the marketing mix, and financial management.

  • It's a song about a food chain, a wetland ecosystem, and an old lady.

  • Fire is identified as one of several hazards that affect the City in the Safety Element of the City of Saratoga General Plan.

  • In the event that the Letter of Acceptance and the requisite documents are delivered within the stipulated time, the DSE Dealing Member will issue confirmation of the receipt of documents.

  • Other principles may appropriately be applicable to judicial review of punitive damages awards under particular circumstances.” Id. at 41.verdict to other similar cases and reviewing the evidence before the jury, we concluded:We are satisfied that the court considered the claim of excessiveness on its merits.


More Definitions of Dealing Member

Dealing Member means a member of The Exchange that is licensed to deal in securities on any of the trading floors of The Exchange.
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Dealing Member means an organisation licenced by FMDQ to make market in Fixed Income Securities listed and traded on the Exchange. Either as Dealing Member (Banks) or Dealing Member (Specialists).
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Dealing Member means a member of FMDQ that is licenced to make market in tradable Sukuk through any of the FMDQ-advised trading systems.
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Dealing Member means a body corporate licenced by FMDQ to make market in securities through any of the FMDQ-advised trading systems.
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Related to Dealing Member

  • Selling Member has the meaning set forth in Section 10.5(a).

  • Founding Member means any individual who is either:

  • Transferring Member has the meaning set forth in Section 9.4.

  • Other Member means a Voting Member who is not an Eligible Account Holder or a Supplemental Eligible Account Holder.

  • Purchasing Member has the meaning set forth in Section 9.2(c).

  • Redeeming Member has the meaning set forth in Section 11.01(a).

  • Contributing Member shall have the meaning set forth in Section 3.2(b).

  • Trading Member means a Person who has been approved by Nadex to trade directly and not through a FCM Member on the Market, and does not include any FCM Member.

  • Founding Members means those public school districts, cities, counties, and other governmental units that are signatories to the Joint Powers Agreement and have a voting member serving on the JPA's Board of Directors.

  • Voting Member means a Member holding one or more Voting Shares.

  • Clearing Member means a registered broker-dealer which is a clearing member under the rules of O.C.C. and a member of a national securities exchange qualified to act as a custodian for an investment company, or any broker-dealer reasonably believed by the Custodian to be such a clearing member.

  • Bona fide member means an individual who participates in activities of a qualified organization

  • Non-Voting Member means a member of a Committee or Sub- Committee of the Council who is not a member of the Council and is not entitled to vote on any matter coming before that Committee or Sub- Committee;

  • Presiding Member means the presiding member of a committee or the deputy presiding member, or a member of the committee when performing a function of the presiding member in accordance with the Act;

  • Exchanging Member means a Member that Exchanges some or all of its Units.

  • ☐ - MULTI-MEMBER The “Capital Account” for each Member shall mean the account created and maintained for the Member in accordance with Section 704(b) of the Internal Revenue Code and Treasury Regulation Section 1.704-1(b)(2)(iv).

  • Disposing Member is defined in Section 4.1.

  • Initiating Member shall have the meaning provided in Section 15.2(a).

  • Full Member means any person who is in one of the categories of membership referred to in Rule 10.3.

  • Founder Member means a subscriber to these rules for the purposes of registration;

  • Continuing Member means a member of the Board of Directors of the Company who either (a) was a member of the Company's Board of Directors on the Effective Date and has been such continuously thereafter or (b) became a member of such Board of Directors after the Effective Date and whose election or nomination for election was approved by a vote of the majority of the Continuing Members then members of the Company's Board of Directors.

  • Participating member means an eligible employee who elects to participate in the defined contribution retirement plan established under this chapter.

  • Interest Holder means any Person who holds an Interest, whether as a Member or as an unadmitted assignee of a Member.

  • Interested Member means any person (other than the Company and any direct or indirect majority-owned subsidiary of the Company) that:

  • Remaining Members has the meaning set forth in Section 11.2.

  • Related member means a person that, with respect to the taxpayer during all or any portion of the taxable year, is either a related entity, a component member as defined in section 1563(b) of the Internal Revenue Code, or a person to or from whom there is attribution of stock ownership in accordance with section 1563(e) of the Internal Revenue Code except, for purposes of determining whether a person is a related member under this division, "twenty per cent" shall be substituted for "5 percent" wherever "5 percent" appears in section 1563(e) of the Internal Revenue Code.