dealing definition

dealing or “dealt” means:

dealing means a transfer or mortgage of a legal interest in a mining tenement;

dealing means one or more of the following actions, undertaken by the issuer, its director or principal officer as a principal:

Examples of dealing in a sentence

• Limitation on Dealing in Securities of this Corporation by certain Officers, Directors, Sponsor or Manager.

• Access Persons must provide duplicate copies of their contract confirmations for each transaction in Reportable Securities to Compliance in accordance with the Aberdeen Group Procedures for Personal Account Dealing.

• Transaction unit size or cost should be considered by the local Head of Dealing and Chief Investment Officer.

• Please note that the Insider Dealing Policy continues to apply to your transactions in Company securities even after you have terminated employment for so long as you are in possession of material nonpublic information.

• The Local Manager’s policy regarding its Dealing Arrangements, including details of the goods and services that relate to the execution of trades and those that relate to the provision of research are set out in Schedule 2.

More Definitions of dealing

dealing. ’ means any of the following, whether done as a principal or as an agent:

dealing. , when used as a noun, means —

dealing means the application for, and the acquisition or disposal of, securities, either on a regulated market or over the counter whether in the UK or overseas. It does not include decisions to take up or allow to lapse rights, scrip dividends, options and warrants, any gifts of securities or acceptance of formal take-over or merger offers.

dealing means dealing as a principal and not as an agent. Thus the normal activities of, for example, estate agents, merchant bankers, investment advisers and stockbrokers are not excluded businesses.

dealing means any instrument other than a certificate of title or caveat which is registrable or capable of being made registrable under the provisions of this Act or in respect of which any entry or notification in the land-register is by this Act required or permitted to be made;

dealing means a transfer, lease or charge;

dealing means any transaction of whatsoever nature by which any legal or equitable interest in or affecting an existing or future licence is or may be created, transferred, assigned, affected or otherwise dealt with, whether directly or indirectly;