Covered Fund definition

Covered Fund means any investment company, or series thereof, registered under the 1940 Act, or any other type of pooled or collective investment trust or vehicle, to which the Adviser serves as an adviser or subadviser.

Covered Fund means any series of Natixis Funds Trust I, Natixis Funds Trust II, Natixis Funds Trust IV, Loomis Sayles Funds I, Loomis Sayles Funds II, Gateway Trust, Natixis ETF Trust, Natixis ETF Trust II and any otheropen-end investment company, mutual fund or ETF under the supervision of the Disinterested Trustees covered by this Code of Ethics.

Covered Fund means any “investment company” (as defined in the 1940 Act) or any entity that would be an “investment company” under the 1940 Act but for the exceptions to that definition provided for in sections 3(c)(1) and 3(c)(7) of the 1940 Act.

Examples of Covered Fund in a sentence

• For accounts that are beneficially owned by non-natural persons, please note that we will not provide investment advisory services to certain trusts or other legal entities that meet the definition of a "Covered Fund" under the Xxxxxxx Rule (17 C.F.R. Part 255).

• The Thai Covered Management Company must ensure that any SFC invoiced fees in respect of the Thai Covered Fund are paid.

• For offering to the public in Thailand, the Hong Kong Covered Entity must ensure that any SEC invoiced fees10 in respect of the Hong Kong Covered Fund are paid.

• All advertisements in relation to a Hong Kong Covered Fund of which the units/shares are offered for sale in Thailand must comply with the relevant Thai laws and regulations, in particular, the Rules in Detail on Advertising and Sales Promotion for Securities Companies9.

• The Thai Covered Management Company shall ensure and procure its distributors to ensure that Hong Kong investors are able to bring actions concerning the Thai Covered Fund and the Thai Covered Management Company in the courts of Hong Kong.

More Definitions of Covered Fund

Covered Fund means any series of IXIS Advisor Funds Trust I, IXIS Advisor Funds Trust II, IXIS Advisor Funds Trust III, IXIS Advisor Funds Trust IV, IXIS Advisor Cash Management Trust, Loomis Sayles Funds I, Loomis Sayles Funds II and any other open-end investment company or mutual fund under the supervision of the Disinterested Trustees covered by this Code of Ethics.

Covered Fund means any series of Natixis Funds Trust I, Natixis Funds Trust II, Natixis Funds Trust III, Natixis Funds Trust IV, Natixis Cash Management Trust, Loomis Sayles Funds I, Loomis Sayles Funds II, Gateway Trust, Hansberger International Series and any other open-end investment company or mutual fund under the supervision of the Disinterested Trustees covered by this Code of Ethics.

Covered Fund means any hedge fund or private equity fund, including any issuer that shall have been designated as a similar fund under this subpart, except for any—

Covered Fund means a collective investment undertaking, including investment compartments thereof, which: (i) raises capital from a number of investors, with a view to investing it in accordance with a defined investment policy for the benefit of those investors; and (ii) is not a For clarity, an "EU Covered Fund" means a Covered Fund that is domiciled in an EU

Covered Fund means Dutch UCITS or Hong Kong CIS authorized or seeking authorization on a cross-border basis in accordance with Article 3 of this MoU.

Covered Fund means a Thai CIS and/or a Hong Kong CIS managed by a Covered Management Company, authorised, approved, seeking authorisation, or seeking approval on a cross-border basis in accordance with Paragraph 3 of this MoU.

Covered Fund means any series of CDC Nvest Funds Trust I, CDC Nvest Funds Trust II, CDC Nvest Funds Trust III, CDC Nvest Companies Trust I, CDC Nvest Cash Management Trust, Loomis Sayles Funds I, Loomis Sayles Funds II and any other open-end investment company or mutual fund under the supervision of the Disinterested Trustees covered by this Code of Ethics.