Convertible equity securities definition

Convertible equity securities means shares convertible into or Exchangeable for other securities.
Convertible equity securities means equity securities convertible into or exchangeable for other equity securities and equity securities with non-detachable options, warrants or similar rights to subscribe for or purchase equity securities;“debt securities” means financial instruments in the form of debenture or loan stock, debentures, bonds, notes and other securities or instruments acknowledging, evidencing or creating indebtedness, whether secured or unsecured, and options, warrants or similar rights to subscribe or purchase any of the foregoing and convertible debt securities;“Disciplinary Committee” means the committee referred to in Rule 10(c) of Chapter 2;“equity securities” means financial instruments in the form of shares, including preference shares, convertible equity securities and options, warrants or rights to subscribe or purchase the same, by whatever name called, but excluding debt securities;“Exchange” means Labuan International Financial Exchange Inc., a company incorporated under the Labuan Companies Act 1990 and approved by the Authority to be established as an exchange in Labuan pursuant to section 134 of the Labuan Financial Services and Securities Act 2010;“Exchange Committee” means the committee established pursuant to section 138 of the Labuan Financial Services and Securities Act 2010;“financial instruments” means any form of securities or other instruments that are capable of being listed on the official list of the Exchange;“fund” means an undertaking which is a corporation, unit trust, limited partnership or any combination thereof, or other entity the objective of which is the collective investment of its capital;“issuer” means a person or undertaking, including a public sector issuer or a fund, financial instruments of which are listed;“Licensing Committee” means the committee referred to in Rule 10(a) of Chapter 2;“listing” means the listing of, and permission to deal and trade in, financial instruments on the official list of the Exchange;“Listing Committee” means the committee referred to in Rule 10(b) of Chapter 2“Listing Document” means the document referred to in Rule 14 of Chapter 4;“Listing Sponsor” means a person licensed by the Exchange under Chapter 3 to carry on the functions as a Listing Sponsor under these Rules;“Listing Sponsor License” means the license issued by the Exchange to the Listing Sponsor;
Convertible equity securities or “equity securities” shall mean any of the Company’s securities.

Examples of Convertible equity securities in a sentence

  • As at April 16, 2007, the following classes of shares and equity securities potentially convertible into common shares were outstanding: Class A preference shares (non-voting) 12,500 Class B preference shares (non-voting) nil Common shares 116,915,338 Convertible equity securities: Stock options 6,837,126 Restricted share units 480,998 Warrants 5,848,157 Upon exercise or conversion, the stock options, restricted share units and warrants are convertible into an equal number of common voting shares.


More Definitions of Convertible equity securities

Convertible equity securities or "equity securities" shall mean any of the Company's securities.
Convertible equity securities means warrants and convertible preference
Convertible equity securities means equity securities convertible into or exchangeable for shares; "director" includes any person who occupies the position of a director, by whatever name called;
Convertible equity securities means warrants and convertible preference shares, as defined in Paragraph 6.49(2) of the Listing Requirements. As at the LPD, the Company does not have any convertible equity securities.
Convertible equity securities means warrants and convertible preference shares, as defined in Paragraph 6.49(2) of the Listing Requirements.
Convertible equity securities means, with respect to any person, any options, warrants or other securities that are directly or indirectly convertible into, or exercisable or exchangeable for, such person’s Equity Securities (whether or not such derivative securities are issued by such person);

Related to Convertible equity securities

  • Equity Securities means, with respect to any Person that is a legal entity, any and all shares of capital stock, membership interests, units, profits interests, ownership interests, equity interests, registered capital, and other equity securities of such Person, and any right, warrant, option, call, commitment, conversion privilege, preemptive right or other right to acquire any of the foregoing, or security convertible into, exchangeable or exercisable for any of the foregoing, or any Contract providing for the acquisition of any of the foregoing.

  • Company Convertible Securities means, collectively, any other options, warrants or rights to subscribe for or purchase any capital shares of the Company or securities convertible into or exchangeable for, or that otherwise confer on the holder any right to acquire any capital shares of the Company.

  • Convertible Securities means any stock or securities (other than Options) directly or indirectly convertible into or exercisable or exchangeable for shares of Common Stock.

  • Equity Shares means the Common Shares and any shares of any other class or series of the Corporation which may from time to time be authorized for issue if by their terms such shares confer on the holders thereof the right to participate in the distribution of assets upon the voluntary or involuntary liquidation, dissolution or winding up of the Corporation beyond a fixed sum or a fixed sum plus accrued dividends;

  • Capital Stock means (i) in the case of a corporation, capital stock, (ii) in the case of an association or business entity, any and all shares, interests, participations, rights or other equivalents (however designated) of capital stock, (iii) in the case of a partnership, partnership interests (whether general or limited), (iv) in the case of a limited liability company, membership interests and (v) any other interest or participation that confers on a Person the right to receive a share of the profits and losses of, or distributions of assets of, the issuing Person.

  • Common Shares means the common shares in the capital of the Corporation;

  • Common Stock means the common stock of the Company.

  • Ordinary Shares means the ordinary shares, par value $0.0001 per share, of the Company.

  • Qualified Capital Stock means any Capital Stock that is not Disqualified Capital Stock.

  • Excluded Capital Stock means:

  • Disqualified Capital Stock means that portion of any Capital Stock which, by its terms (or by the terms of any security into which it is convertible or for which it is exchangeable at the option of the holder thereof), or upon the happening of any event, matures or is mandatorily redeemable, pursuant to a sinking fund obligation or otherwise, or is redeemable at the sole option of the holder thereof, in any case, on or prior to the 91st day after the final maturity date of the Notes.

  • Class B Ordinary Shares shall have the meaning ascribed to it in Section 2.4(a).