Connected Person definition

Connected Person in relation to a company, means:

Connected Person means any person who is or has during the six months prior to the concerned act been associated with a company, directly or indirectly, in any capacity including by reason of frequent communication with its officers or by being in any contractual, fiduciary or employment relationship or by being a director, officer or an employee of the company or holds any position including a professional or business relationship between himself and the company whether temporary or permanent, that allows such person, directly or indirectly, access to unpublished price sensitive information or is reasonably expected to allow such access.

Connected Person has the meaning ascribed to it in the Listing Rules;

Examples of Connected Person in a sentence

• If it is determined that gross misconduct has taken place, the member of staff may be subject to instant dismissal without payment in lieu of notice (If you are in any doubt as to whether an intended transaction for yourself or for a Connected Person is subject to the rules of the Policy you should check with the Compliance Department beforehand).

• Before you commence dealing in any investment that requires prior approval either for your own account or that of a Connected Person you must appoint a broker of your choice.

• Complete an annual statement, by January 30th following the year covered by the report, setting out details of Investments in which you or a Connected Person have acquired a direct or indirect beneficial interest as at 31st December the preceding year.

• Further, each Connected Person is required to certify quarterly that he or she has complied with all the requirements of the Code and that he or she has disclosed or reported all personal securities transactions required to be disclosed or reported pursuant to the requirements of the Code.

• Every Access Person shall notify the CCO in writing of the opening or closing of any of their accounts of the accounts of a Connected Person.

More Definitions of Connected Person

Connected Person means the Company, the Manager or the Depositary, and the delegates or sub-delegates of the Company, the Manager or the Depositary (excluding any non-group company sub-custodians appointed by the Depositary), and any associated or group company of the Company, the Manager, the Depositary, any delegate or sub-delegate;

Connected Person means Connected Person as defined under Regulations and shall also include promoters and their directors and key managerial personnel. (Regulation 2(1)(d)).

Connected Person means a person or entity (other than you) whose information (including Personal Data or Tax Information) you provide, or which is provided on your behalf, to any member of the HSBC Group or which is otherwise received by any member of the HSBC Group in connection with the provision of the Services. A Connected Person may include, but is not limited to, any guarantor, a director or officer of a company, partners or members of a partnership, any “substantial owner”, “controlling person”, or beneficial owner, trustee, settler or protector of a trust, account holder of a designated account, payee of a designated payment, your representative, agent or nominee, or any other persons or entities with whom you have a relationship that is relevant to your relationship with the HSBC Group.

Connected Person means any person who—

Connected Person means a person or entity (other than the customer) whose information (including Personal Data or Tax Information) is provided by the customer, or on the customer’s behalf, to any member of the HSBC Group or which is otherwise received by any member of the HSBC Group in connection with the provision of the Services. A Connected Person may include, but is not limited to, any guarantor or third party security provider, a member, a director or officer of a company, partners or members of a partnership, any “substantial owner”, “controlling person”, or investor of a fund, beneficial owner, trustee, settlor or protector of a trust, account holder of a designated account, payee of a designated payment, a representative of the customer, agent or nominee, or any other persons or entities with whom the customer has a relationship that is relevant to the customer’s relationship with the HSBC Group.

Connected Person has the meaning as defined in the Listing Rules “Directors” directors of the Company

Connected Person means such persons as defined under the Regulations.