Compliance Unit definition

Compliance Unit means the compliance unit, being part of BIIU, mentioned in article 36.3(a) of the Constitution;

Compliance Unit means the Group Head of Compliance and the Local

Compliance Unit means the unit, in the organizational structure of a capital market operator, responsible for compliance;

Examples of Compliance Unit in a sentence

• Monitor construction-related approvals, including, but not limited to, written approvals by the State Fire Marshal and the Division of the State Architect (“DSA”) Access Compliance Unit.

• Employees of the Parent Company and all of its subsidiaries shall be provided with a toll free hotline number to confidentially report concerns respecting claim handling, such reports to be provided to the manager of the Regulatory Compliance Unit.

• The Regulatory Compliance Unit shall conduct or cause to be conducted ongoing audits of the Claim Reassessment Process and report its findings to the Regulatory Compliance Committee, the Lead Regulators, the DOL and senior management at least quarterly.

• The Regulatory Compliance Unit shall be managed by an officer who is an experienced insurance professional, whose experience includes compliance related matters.

• The results of the internal audits directed by the Regulatory Compliance Unit and the reviews of claim reassessment decisions directed by the Lead Regulators will be reviewed at the quarterly meetings contemplated by paragraph B.1.e. above in order to specifically evaluate the ongoing performance of the Claim Reassessment Process.

More Definitions of Compliance Unit

Compliance Unit means a tradeable unit created pursuant to section 14. (unité de conformité)

Compliance Unit means an eligible domestic credit or an eligible Kyoto unit.

Compliance Unit means an offset unit, a funded unit, an earned credit or a recognized unit; "conservation officer" has the same meaning as in the Environmental Management Act;

Compliance Unit means a subdivision of the FBR’s Audit Wing to be established to, inter alia: (i) conduct research analysis; (ii) analyze compliance with tax laws;

Compliance Unit means the program compliance unit pursuant to Clause 22.

Compliance Unit means an offset unit, a funded unit, an earned credit or a recognized unit;

Compliance Unit means any Blackman-Leoni Public Safety Officer assigned to enforce this Ordinance or their designee.