Examples of Compliance Rule in a sentence
Transaction Data Reports that include the transaction data required by NFA Compliance Rule 2-36 are available upon request.
As contemplated in Appendix D, Data Types and Sources, each Participant shall, through its Compliance Rule, require its Industry Members to report Industry Member Data to the Central Repository for consolidation and storage in a format or formats specified by the Plan Processor, approved by the Operating Committee and compliant with SEC Rule 613.
The Compliance Rule of a Participant shall require its Industry Members using Business Clocks solely for the time of allocation on Allocation Reports to report to the Plan Processor any violation of the Compliance Rule pursuant to the thresholds set by the Operating Committee.
Each Participant shall require its Industry Members to certify periodically (according to a schedule defined by the Operating Committee) that their Business Clocks used solely for the time of allocation on Allocation Reports meet the requirements of the Compliance Rule.
In accordance with NFA Compliance Rule 2-8, Client will deliver to Advantage a copy of such third party’s written trading authorization or Client’s acknowledgment of such authorization in a form acceptable to Advantage.
The Contractor will be responsible for reviewing and understanding IIM-OD-21-02 Systems Engineering and Architecture Compliance Rule 940 and ensuring the project satisfies Federal Highway Administration (FHWA) Rule 940 requirements, including coordinating and provision of information to VDOT at direction of Arlington County.