Compliance Policies definition

Compliance Policies means the compliance policies and procedures of Xxxxxxxxx, as in effect from time to time.

Compliance Policies means the compliance policies and procedures of Ellington, as in effect from time to time.

Compliance Policies the askMID Database User Agreement Compliance Procedure together with other compliance procedures stipulated by MIB from time to time;

Examples of Compliance Policies in a sentence

• The organization's management in consultation with the Human Resources Department and the Compliance Officer will remove any person in a position of authority if there is any evidence that the person is not willing to comply with the requirements of the Standards of Conduct and Compliance Policies.

• Project compliance requirements are contained in the Divisions Low Income Housing Tax Credit Compliance Policies and Procedures Manual.

• All Developments must adhere to the Corporation’s Compliance Policies, which can be viewed on our website at: www.tsahc.org.

• Applicants that cannot demonstrate to the Executive Director's satisfaction capacity to conduct on-site physical and file inspections through their Compliance Policies will be required to enter into an agreement with a private third party compliance firm, approved by CDLAC, who must conduct the 20% review of Federally Bond-Restricted units files on-site and perform a site inspection consistent with their current policies and procedures every 3 years after the Qualified Project Period has commenced.

• Applicants that can demonstrate to the Executive Director's satisfaction experience and current capacity to conduct on-site physical and file inspections through their Compliance Policies will be required to conduct the 20% review of the Federally Bond-Restricted units files on-site and perform a site inspection consistent with their Bond Compliance Policy every 3 years after the Qualified Project Period has commenced.

More Definitions of Compliance Policies

Compliance Policies means, collectively, the Company’s policies or business practices in relation to regulatory compliance, risk management, anti-money laundering and environmental, health and safety matters.

Compliance Policies the MIDportal user agreement compliance procedure together with other compliance procedures stipulated by MIB from time to time;

Compliance Policies the askCUE PI Database User Agreement Compliance Procedure together with other compliance procedures stipulated by MIB from time to time; "the Commencement Date" the date upon which the User‟s account was established in accordance with clause 2;

Compliance Policies means, collectively and without duplication, (i) policies, procedures and controls relating to (A) corporate governance, risk management, financial reporting, internal controls, funding, and information security, in each case to measure, monitor and control potential risks arising out of the business of the Company and its subsidiaries, interactions with their customers and/or the confidential information of any of the foregoing, (B) liquidity, asset-liability and interest-rate risk management, in each case to ensure that the Company and its subsidiaries have and maintain an adequate framework to fund their operations, and (C) compliance with the covenants set forth herein and other Applicable Laws (including any Applicable Laws hereinafter adopted or promulgated), (ii) any new compliance policies or procedures relating to changes in business of, or operations in new geographic regions by, the Company and its subsidiaries, or (iii) any amendments to any of the policies or procedures referred to in clauses (i) or (ii) of this definition.

Compliance Policies. As defined in the Servicing Agreement.

Compliance Policies means the policies developed by Company, and approved by Bank, to govern the compliance of the Program with Applicable Laws, including the following policies: Bank Secrecy Act (including all applicable components of that Act, such as a Customer Information Program and suspicious activity monitoring, detection, and reporting, 314(a) compliance as well as OFAC compliance), Red Flags Program, fair lending/Equal Credit Opportunity Act, third-party risk management, eSign Act, Truth in Lending, Servicemembers Civil Relief Act, Unfair, Deceptive, or Abusive Acts or Practices (UDAAP); Fair Credit Reporting Act, Fair Debt Collection Practices Act, business continuity and disaster recovery, complaint handling, collections, CAN-SPAM, the Telephone Consumer Protection Act, Social Media, and record retention.

Compliance Policies has the meaning assigned in Section 10.4(d).