Compliance Officers definition

Compliance Officers means the persons employed as the Trial-Level Compliance Officer and the Juvenile Justice Compliance Officer by La. R.S. 15:157 and 15:158, respectively.

Compliance Officers means two officers of the Adviser who are not (i) parties to the transaction; and (ii) related by blood or marriage to a party to the transaction and specifically includes, the Chief Investment Officer of the Adviser, the Chief Compliance Officer of the Adviser; and any Corporate Director of the Adviser.

Compliance Officers as defined in Section 8.3.

Examples of Compliance Officers in a sentence

• The following individuals have been designated by the Board of Education as the District’s Compliance Officers to handle inquiries regarding the District’s nondiscrimination, prohibition against discrimination based on disability, and anti-harassment policies: Xxxxxxxx Xxxxxx, Director of Special Education (student-related) or Xxx X.

• The IIPP is the primary component of a comprehensive Health & Safety Plan (HSP), and one that is closely evaluated by DOSH Compliance Officers.

• Employees in the Department of Commerce, classified as Liquor Compliance Officers, will have their residence as a starting work site.

• Prior to the Effective Date, GSK appointed Deputy Compliance Officers (DCOs) for each U.S. Pharma commercial business unit and for NA Pharma Medical Affairs, and GSK shall maintain the DCOs for the term of the CIA.

• Unit III: The Respiratory Therapy Technicians and Respiratory Therapists covered by this Agreement are all full-time, part-time and per diem Respiratory Therapists employed by the Hospitals performing respiratory therapy services, but specifically excluding Quality Compliance Officers, Clinical Coordinators and all other employees, confidential employees, guards and supervisors (as defined by the Act).

More Definitions of Compliance Officers

Compliance Officers means the chief legal officer and chief compliance officer of a Party and each of its Affiliates or, if those positions do not exist, such other persons who are responsible for compliance matters with respect to such Party and each of its Affiliates.

Compliance Officers means an officer in Hilliard's Compliance Department, the Chief Investment Officer of Hilliard Lyons Asset Management, or the Director of Hilliard Lyons Asset Management or such as other person as those individuals may delegate.

Compliance Officers has the meaning set forth in Section 6.9.1 (Establishment of Compliance Program).

Compliance Officers means a person or persons, independent of the financial reporting function, designated by the Committee to assist the Committee in addressing complaints in a manner consistent with these procedures and the role of the Committee. Unless otherwise designated by the Committee, the Compliance Officer(s) shall consist of a management member from Human Resources, a management member from Uxbridge Cottage Hospital and a management member from Risk.

Compliance Officers as defined in Section 8.3. Confidential Information: information delivered by a party to another party in connection with the transactions contemplated by or otherwise pursuant to this Agreement that is proprietary in nature and that was clearly marked or labeled or otherwise adequately identified when received by such party as being confidential information of such delivering party, provided that such term does not include information that (a) was publicly known or otherwise known to such receiving party prior to the time of such disclosure, (b) subsequently becomes publicly known through no act or omission by such receiving party or any Person acting on such party’s behalf, or (c) otherwise becomes known to such receiving party other than through disclosure by the delivering party or any Person with a duty to keep such information confidential. Consent: any consent, approval, authorization, waiver, permit, grant, franchise, concession, agreement, license, certificate, exemption, order, registration, declaration, filing, report or notice of, with or to any Person. Conversion Period Expiration Date: April 28, 2006 Convertible Bond: the convertible bond, in the principal amount of US$180,000,000 issued by the Company to SOFTBANK on the date hereof. Core Businesses: the core businesses of the Company relating to search, portal, consumer e-commerce, business-to-business and Alipay. Equity Securities: any Ordinary Shares and any other equity interests of the Company, however described or whether voting or non-voting, and any securities convertible or exchangeable into, and options, warrants or other rights to acquire, any equity interests of the Company; provided, however, that the Convertible Bond shall constitute an Equity Security for purposes of this Agreement on and from the Closing Date through the Conversion Period Expiration Date and shall not constitute an Equity Security hereunder after the Conversion Period Expiration Date unless and until converted into Ordinary Shares. Exchange Act: the United States Securities Exchange Act of 1934, as amended. Exempted Securities: (i) issuance of options pursuant to any option plan or restricted shares pursuant to any restricted share plan for compensatory purposes (which may cover directors, officers, employees and/or consultants) which was either (x) approved by the Board prior to the Closing or (y) approved by the Board (including the approval of the Yahoo Designee and the SOFTBANK Designee) on or subsequent t...

Compliance Officers means the employee(s) designated by the Board to coordinate its efforts to comply with and carry out its responsibilities under Title IX, Section 504, Title VII or Title II/ADA, or the Regulations promulgated under such statutes.

Compliance Officers means Cynthia Parrish with respect to the Fund and Lisa DeAlba with respect to the Adviser or their respective successors as appointed and/or approved by the Board of Directors.