Compliance Department definition

Compliance Department means the Chief Compliance Officer of Federated and those other individuals designated by him or her as responsible for implementing this Code and the Associated Procedures.

Compliance Department means all SEF Officials and/or agents of BSEF (including the Regulatory Services Provider) that assist BSEF with the implementation, surveillance and enforcement of the BSEF Rules and other Obligations.

Compliance Department means the Compliance Department of Grantham, Mayo, Van Otterloo & Co. LLC. Communications required under this Code to be directed to the Compliance Department should in the first instance be directed to the CCO.

Examples of Compliance Department in a sentence

• Requests shall be submitted to the State electronically, to the Program Director in the Center for Rural Development and/or the Compliance Department at GOEO.

• Seller and its Affiliates shall cooperate with all requests for information, documentation, and assurances by the Compliance Department, prior to, during, and for a reasonable period following the term of any Order.

• In the event Seller shall fail to promptly comply, or cause compliance, with the foregoing obligation, or in the event Seller or any Order are at any time disapproved by the Compliance Department, that Order shall immediately terminate without further liability.

• Seller acknowledges that Buyer and its parent companies, subsidiaries, managers, and/or affiliates, are businesses that are subject to and exist because of privileged licenses issued by certain governmental authorities, including but not limited to the regulatory gaming authority in the jurisdiction in which Xxxxx’s premises are located, the requirements for which licenses are maintained and monitored by Xxxxx’s Compliance Department (the “Compliance Department”).

• Seller acknowledges that Seller and all Orders, as a condition precedent and a continuing condition to the effectiveness of such Orders, are subject to the approval of the Compliance Department.

More Definitions of Compliance Department

Compliance Department means the Legal and Compliance Department of Legg Mason.

Compliance Department means the Deutsche Asset Management Compliance Department.

Compliance Department means the designated persons listed on Appendix 2, as such Appendix shall be amended from time to time.

Compliance Department means the Company's compliance department located in Fort Lauderdale, Florida or its successor.

Compliance Department means TIM’s compliance department.

Compliance Department means the Firm’s Compliance Department.

Compliance Department means William Blair Investment Management, LLC’s Compliance Department.