Examples of Closing Securities in a sentence
The Company further agrees that, in addition to the expenses payable pursuant to this Section 4(d), at the Closing it will pay to the Representative a non-accountable expense allowance equal to one percent (1.0%) of the gross proceeds received by the Company from the sale of the Closing Securities by deduction from the proceeds of the Offering.
The issuance and sale of the Closing Securities will not obligate the Company or any Subsidiary to issue shares of Common Stock or other securities to any Person (other than the Underwriters).
Kingswood Capital Partners, LLC By: By: Name: Name: Title: Title: SCHEDULE A Underwriters Closing Securities Closing Securities if the Maximum Over-Allotment Option is Exercised Closing Purchase Price US Tiger Securities, Inc.
The representations and warranties contained herein shall survive the Closing Date and the delivery of and payment for the Closing Securities.
The Company is not, and immediately after receipt of payment for the Closing Securities will not be, an “investment company” within the meaning of the Investment Company Act of 1940, as amended.