Client Transaction definition

Client Transaction has the meaning given in Clause 12.1. “CSRC” means China Securities Regulatory Commission.
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Client Transaction means any transaction executed or effected by the Bank with or for the Client on or in relation to an Account, including without limitation:
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Client Transaction has the meaning given in Clause 12.1. 「客户交易」具有第 12.1 条所指的含义。
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Examples of Client Transaction in a sentence

  • This reconciliation will include determining the amount of funds which will be held with outside of segregation with an Executing Broker(s) "Client Transaction Account" for the purposes of daily P&L settlement, and to provide margin for trading the "active accounts".

  • If you instruct us to effect a Northbound transaction in China Connect Securities on behalf of your client (a “Client Transaction”), you shall retain for a period of not less than 20 years (or such other period as we may instruct you in accordance with China Connect Laws or China Connect Rules) records of any client instructions and account information in relation to the Client Transaction (such records the “Client Information”).

  • If we receive an enquiry from any China Connect Authority in relation to a Client Transaction, you shall, upon request and within the time limit specified by us, disclose to us or to the relevant China Connect Authority the Client Information, or procure such disclosure, in relation to the beneficial owner of the Client Transaction.

  • Each existing Client Transaction and each Client Transaction entered into after the date hereof shall be classified by MFX in accordance with the provisions hereof as a Shared Transaction, FDC-Only Transaction, DFC-Only Transaction, or No Exposure Transaction, as such transactions are more specifically described herein.

  • Then $190 from Trust Into Office Account Trust Account Client Ledger for Carly Trust Account Sub Ledger for Client Transaction Deposit Withdrawal Balance Aug.

  • Modification Termination Period" means, in respect of a notice from Clearing Member to Client terminating a Client Transaction pursuant to Section 3(c)(i)(2) of this Addendum, the period from and including the date on which such notice is effectively delivered to Client to and including the date that is [insert agreed length of notice period] Business Days after the date on which such notice is effectively delivered.

  • For the avoidance of doubt, whether the Agreement is an AFB Master Agreement or an FBF Master Agreement subject to another agreement or protocol which amends the definition of Replacement Value to reflect the definition of Replacement Value and Article 8 from a 2013 FBF Master Agreement, any Replacement Value determined under Article 8 in relation to the Client Transaction constituted by this Annex will be deemed to be zero.

  • By: Name: Title: Annex A1 to Transaction Certificate No. Client Transaction Type MC Indicate whether (i) Shared Transaction, (ii) FDC-Only Transaction, or (iii) DFC-Only Transaction Notional Amount of Transaction Amount of DFC Commitment Allocated Amount of FDC Commitment Allocated 1.

  • The following words are added as a second sentence after the words "being Cleared through an Agreed CCP Service." in Section 3(a) of this Addendum: "The parties acknowledge and agree that each Client Transaction qualifies as a "financial contract" within the meaning of Article L.211-1 III of the French Monetary and Financial Code and a transaction on financial instruments within the meaning of Article L.211-36 II of the French Monetary and Financial Code.".

  • Party B shall have the right to immediately terminate any Client Transaction upon written notice to Party B if the corresponding Matching Transaction is terminated, including a termination that results from a termination of a master agreement that governs such Matching Transaction, or modified without a corresponding and concurrent modification to the applicable Client Transaction hereunder.


More Definitions of Client Transaction

Client Transaction is generally defined as any trade across all or a significant number of portfolios in one strategy whereby the Covered Security: 1) has been newly established, or 2) the percent holding has been increased or decreased, 3) or a new account is being funded and a significant position, as determined by RIM, is being established.
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Client Transaction means purchase of the access to the Application by the Client. More definitions provided in the Terms of Use and Privacy Policy being integral hereto.
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Client Transaction has the meaning set forth in Section 1.3.
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Related to Client Transaction

  • Payment Transaction means an act, initiated by the payer or on his behalf or by the payee, of placing, transferring or withdrawing funds, irrespective of any underlying obligations between the payer and the payee;

  • Void Transaction means any transaction wherein the transaction has taken place but has been cancelled /rejected /unsuccessful by the Alliance Partner.

  • Acquisition Transaction has the meaning set forth in Section 5.09(a).

  • Permitted Warrant Transaction means any call option, warrant or right to purchase (or substantively equivalent derivative transaction) on the Borrower’s or a Parent Company’s common equity sold by the Borrower or a Parent Company substantially concurrently with a related Permitted Bond Hedge Transaction.

  • Transaction means the transactions contemplated by this Agreement.

  • Required Transaction means any transaction involving a Swap that is subject to the trade execution requirement of Section 2(h)(8) of the Act.