Client Securities Rules definition

Client Securities Rules means the Securities and Futures (Client Securities) Rules (Cap 571H of the Laws of Hong Kong).
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Client Securities Rules means the Securities and Futures (Client Securities) Rules made by the SFC under section 148 of the Securities and Futures Ordinance as amended from time to time;
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Client Securities Rules means the Securities and Futures (Client Securities) Rules (Cap571H of the Laws of Hong Kong).
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Examples of Client Securities Rules in a sentence

  • By way of brief background, the Client Securities Rules prescribe how client assets are to be dealt with by all intermediaries and their associated entities.

  • However, as the China Connect Securities traded through China Connect are not listed or traded on the SEHK, the Client Securities Rules will not apply unless otherwise specified by the SFC or any other relevant China Connect Authority.

  • You understand that as the China Connect Securities traded through China Connect are not listed or traded on SEHK, you will not have protection either under the Client Securities Rules nor under the Client Identity Rules.

  • However, as the China Connect Securities traded through China Connect are not listed or traded on SEHK, the Customer will not have protection under the Client Securities Rules, unless otherwise specified by the SFC or any other relevant China Connect Authority.

  • Unless otherwise defined, all the terms used in this Authorization shall have the same meanings as defined in the Securities and Futures Ordinance and the Securities and Futures (Client Securities) Rules as amended from time to time.


More Definitions of Client Securities Rules

Client Securities Rules means the Securities and Futures (Client Securities) Rules (Cap 571H, Laws of Hong Kong);
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Client Securities Rules means the Securities and Futures (Client Securities) Rules (Cap. 571H), as amended from time to time.
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Client Securities Rules means the Securities and Futures (Client Securities) Rules (Chapter 571H of the Laws of Hong Kong), as amended from time to time;
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Client Securities Rules means the Securities and Futures (Client Securities) Rules made by the SFC under section 148 of the SFO;
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Client Securities Rules means the Securities and Futures (Client Securities) Rules made by the SFC under section 148 of the SFO as amended from time to time. 「客戶證券規則」指證監會根據經不時修訂之《證券及期貨條例》第148條制定的《證券及期貨（客戶證券）規則》。
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Client Securities Rules means the Securities and Futures (Client Securities) Rules (Cap. 571H); 「客戶證券規則」指香港法例第 571H 章《證券及期貨（客戶證券）規則》；
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Client Securities Rules means the Securities and Futures (Client Securities) Rules (Cap. 571H, Laws of Hong Kong);“Client Transaction”has the meaning given in Clause 13.1;“CSC”means the China Stock Connect System for receiving and routing orders under China Connect to the trading system on a China Connect Market for automatic matching and execution;“CSRC”means China Securities Regulatory Commission;“CSRC China Connect Rules”means the Several Provisions regarding Mainland China – Hong Kong Stock Connect Mechanism, as promulgated by CSRC to prescribe the launch and operation of the China Connect;“Custodian Participant”has the meaning given to such term in the rules of CCASS;“Daily Quota”has the meaning given in paragraph 4 of Appendix 2;“Eligible Margin Trading Securities”has the meaning given in paragraph 32 of Appendix 2;“Eligible ChiNext Investors”means a “professional investor” within the meaning of paragraph (a), (b), (c), (d), (e), (f), (g), (h) or (i) of the definition of “professional investor” in section 1 of Part 1 of Schedule 1 to the SFO or other types of investors that are permitted or approved by the China Connect Authorities to trade ChiNext Shares through Shenzhen Hong Kong Stock Connect;“Eligible STAR Investor”means a “professional investor” within the meaning of paragraph (a), (b), (c), (d), (e), (f), (g), (h) or (i) of the definition of “professional investor” in section 1 of Part 1 of Schedule 1 to the SFO or other types of investors that are permitted or approved by the China Connect Authorities to trade STAR Shares through Shanghai Hong Kong Stock Connect;“ETFs”means exchanged-traded funds;“Exchange Participant”has the meaning given by the rules of the SEHK;“Existing Terms”means the applicable existing terms of business, client account agreements and/or other relevant notices and disclosure between you and us that govern our provision of services to you, whether written or unwritten;“Forced-sale Notice”has the meaning given in Clause 10.1;“H Shares”means any securities issued by companies incorporated in Mainland China and listed on the SEHK;“HKEx”means the Hong Kong Exchanges and Clearing Limited;“HKSCC”means the Hong Kong Securities Clearing Company Limited, a wholly owned subsidiary of HKEx;“JHKL”means Jefferies Hong Kong Limited;“Mainland China”means the People’s Republic of China (excluding Hong Kong, Macau and Taiwan);“Mainland China Listco”has the meaning given in paragraph 14 of Appendix 2;“Mainland China Resident”means a person who is a citizen of the...
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