Client Money Rules definition

Client Money Rules means the rules specified in the applicable regulation and other related matters issued pursuant to this paragraph.
Client Money Rules means the client money rules set out in Chapter 7 of the Client Assets Sourcebook of the FCA Rules.
Client Money Rules means the Securities and Futures (Client Money) Rules made by the SFC under section 149 of the Securities and Futures Ordinance as amended from time to time;

Examples of Client Money Rules in a sentence

  • Unless otherwise defined, all the terms used in this clause shall have the same meanings as in the Securities and Futures Ordinance and the Securities and Futures (Client Money) Rules as amended from time to time.


More Definitions of Client Money Rules

Client Money Rules means the FCA Rules in relation to client money from time to time.
Client Money Rules means the rules made by the FCA relating to the holding of client money and assets;
Client Money Rules means the rules and directives of CySEC in relation to handling Client Money, including Part VI of Directive Dl144-2007-01 of 2012 of CySEC for the Authorization and Operating Conditions of the Cyprus Investment Firms and/or any successor or supplementary regulations;
Client Money Rules means those FCA Rules that concern the holding of Client Money;
Client Money Rules means the client money rules set out in the FCA Rules.
Client Money Rules means the Securities and Futures (Client Money) Rules (Cap.571I of the Laws of Hong Kong); 「客戶款項規則」指香港法例第 571I 章證券及期貨(客戶款項)規則;
Client Money Rules means Regulatory Requirements in the jurisdiction in which we provide services to you under the Agreement that concern the holding and distribution of Client Money.