Client Classification Letter definition

Client Classification Letter means the client classification letter sent to you which designates your client categorisation as a “professional client” or as an “eligible counterparty” for the purposes of the FCA Rules.
Sample 1Sample 2
Client Classification Letter means the client classification letter sent to you which designates your client categorisation as a “Accredited Investor” or as an “Institutional Investor” for the purposes of the SFA.
Sample 1Sample 2
Client Classification Letter means the client classification letter sent to you which designates your client categorisation as a Professional Client or as an Eligible Counterparty for the purposes of CySEC Rules.
Sample 1Sample 2

Examples of Client Classification Letter in a sentence

  • Our Conflicts of Interest Policy has been provided to you as an Annex to the MIFID Client Classification Letter, which you received from us prior to the commencement of our Services to you under these Terms.

  • These Terms and Conditions, together with all the documents referred to in it (to the extent they have contractual effect), the MiFID Consent Letter and the Client Classification Letter constitute the entire agreement between you and ZKBUK and supersede and extinguish all previous agreements, promises, assurances, warranties, representations and understandings between them, whether written or oral, relating to their subject matter.

  • This approach addressed the assignment of the four housing income− categories (very low, low, moderate, and above moderate) that each jurisdiction must plan for.

  • It is important that you review this Policy in conjunction with our Terms of Business, the Client Classification Letter and any other agreements or documents which affect your relationship with us.

  • In that Client Classification Letter, we inform you of your right to request a different classification.

  • Please read the Client Classification Letter carefully in order to understand your rights as a professional client or an eligible counterparty, as applicable.

  • Our Conflicts of Interest Policy has been provided to you as an Annex to the Client Classification Letter, which you received from us prior to the commencement of our Services to you under these Terms.

  • The Client’s agent further agrees to and is responsible for transmitting any relevant FinSA documentation from BNYM (including in particular the FinSA Client Classification Letter) to the Client.BNYM does not offer any financial instruments within the meaning of FinSA to Retail Clients and, as set out above, does not provide Services to Retail Clients.

  • Client will be informed of its client classification by way of a client classification letter sent to the Client by BNYM (the "FinSA Client Classification Letter").

  • For the purpose of the FCA Rules and as specified in the Client Classification Letter, we shall treat you as a “professional client” or as an “eligible counterparty” when conducting business with you.


More Definitions of Client Classification Letter

Client Classification Letter means the letter or email which confirms the status and categorisation of the Client to the Firm, and which the Client agrees and acknowledges together with the Terms;
Sample 1

Related to Client Classification Letter

  • Classification plan means the orderly arrangement of positions within an agency into separate and distinct job families so that each job family will contain those positions which involve similar or comparable skills, duties and responsibilities [74:840 1.3].

  • Implementation Letter means the letter of even date herewith from the Borrower to the Bank setting forth the Project monitoring indicators;

  • Job Classification means an arrangement of tasks in an establishment or industry into a limited series of jobs or occupations, rated in terms of skill, responsibility, experience, training, and similar considerations, usually for wage setting purposes. This term, or job class, refers to a single cluster of jobs of approximately equal “worth.”

  • Participating Certified Clinical Nurse Specialist means a Certified Clinical Nurse Specialist who has a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Closing protection letter means an agreement by the division to indemnify a lender or owner or both for loss caused by a division closer’s theft of settlement funds or failure to comply with written closing instructions relating to title certificate coverage when agreed to by the division closer.

  • Risk Retention Letter As described in the Offering Circular, that certain letter agreement entered into by Xxxxxxx Mac, dated as of the Closing Date.

  • Tax Certification Forms means any forms or other documentation as may be issued or required by a Tax Authority or by the Bank from time to time to confirm the tax status of the Customer or of a Connected Person.

  • Non-Participating Certified Clinical Nurse Specialist means a Certified Clinical Nurse Specialist who does not have a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • film classification body means the person or persons designated as the authority under section 4 of the Video Recordings Act 1984 (c.39) (authority to determine suitability of video works for classification).

  • Designation Letter has the meaning specified in Section 2.17(a).

  • Participating Certified Nurse-Midwife means a Certified Nurse-Midwife who has a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Termination Letter has the meaning specified in Section 2.17(b).

  • Peer support specialist means an individual who has experienced a severe and persistent mental illness and who has successfully completed standardized training to provide peer support services through the medical assistance program or the Iowa Behavioral Health Care Plan.

  • Designated chemical dependency specialist means a person

  • Confirmation Letter means a letter issued by any applicable Rating Agency to the effect that neither (a) the resignation of Provident as Servicer under the Servicing Agreement and appointment of Litton as successor Servicer thereunder, nor (b) the amendments exxxxxxated by this Agreement, will adversely affect the then current ratings on the Certificates then being rated.

  • Safety Management Certificate has the meaning given to it in the ISM Code.

  • Approved Classification Society means, in relation to a Ship, a classification society which is a member of IACS (other than the China Classification Society and the Russian Maritime Registry of Shipping) and acceptable to the Agent;

  • Independent educational evaluation means an evaluation conducted by a qualified examiner who is not employed by the public agency responsible for the education of the child in question.

  • Classification Seniority is defined as the length of service in a specific job classification within the bargaining unit, beginning with the date an employee starts to serve a probationary appointment. Classification Seniority shall be interrupted only by separation because of resignation, discharge for just cause, failure to return upon expiration of a leave of absence, failure to respond to a recall from layoff, or retirement.

  • Participating Certified Nurse Practitioner means a Certified Nurse Practitioner who has a written agreement with the Claim Administrator or another Blue Cross and/or Blue Shield Plan to provide services to you at the time services are rendered.

  • Contractor/Supplier means the person or company whose tender is accepted by the Purchaser and shall be deemed to include the Contractor’s successors, heirs, executors, administrators, representatives and assigns approved by the Purchaser.

  • Quality Assurance Plan or “QAP” shall have the meaning set forth in Clause 11.2;

  • Instruction Letter means written instructions in a form acceptable to NCPS and executed by Issuer Party with Issuer Party directing NCPS to promptly disburse the Escrow Funds to Issuer pursuant to Section 4(a).

  • Clinical nurse specialist means a registered nurse with relevant post-basic qualifications and 12 months’ experience working in the clinical area of his/her specified post-basic qualification, or a minimum of four years’ post-basic registration experience, including three years’ experience in the relevant specialist field and who satisfies the local criteria.

  • Approved abuse education training program means a training program using a curriculum approved by the abuse education review panel of the department of public health or a training program offered by a hospital, a professional organization for physicians, or the department of human services, the department of education, an area education agency, a school district, the Iowa law enforcement academy, an Iowa college or university, or a similar state agency.

  • Country Limitation Schedule means the schedule published from time to time by Ex-Im Bank setting forth on a country by country basis whether and under what conditions Ex-Im Bank will provide coverage for the financing of export transactions to countries listed therein.