Client Assets definition

Client Assets means assets which a bank has undertaken to hold for a client (whether or not on trust, and whether or not the undertaking has been complied with);

Client Assets means financial instruments (including any fractions thereof) that belong to you and that we receive and/or hold for you, on your behalf, in accordance with the FCA Rules;

Client Assets means investments and other assets that, in the course of its licensed business, a licensee holds, has custody or control of or is otherwise responsible for that

Examples of Client Assets in a sentence

• An Eligible Third Party, in accordance with the CBOI Client Assets Requirements.

• No Client Assets will be lodged prior to receipt of the facilities letter.

• Particular attention is paid to the establishing the relevant guidelines and compensation scheme.Once an institution has been selected to hold Client Assets a facilities letter confirming specified details, as set out in the Regulations, will be obtained from the institution.

• It is important to note that where assets are held outside this jurisdiction: (i) The Client Assets Regulations applicable may differ to those applicable within this state.

• Your assets are held by PSIL in a specifically designated Client Assets Account within the institutions outlined above.Transactions in respect of your assets may only be undertaken by the institution based on an instruction from Cantor Fitzgerald.

More Definitions of Client Assets

Client Assets means client funds and client financial instruments;

Client Assets means the market value of all client assets invested through XP’s platform and that is related to reported Retail Revenue, including equities, fixed income securities, mutual funds (including those managed by XP Gestão de Recursos Ltda., XP Advisory Gestão de Recursos Ltda. and XP Vista Asset Management Ltda., as well as by third-party asset managers), pension funds (including those from XP Vida e Previdência S.A., as well as by third-party insurance companies), exchange traded funds, COEs (Structured Notes), REITs, and uninvested cash balances (Float Balances), among others. Although Client Assets includes custody from Corporate Clients that generate Retail Revenue, it does not include custody from institutional clients (asset managers, pension funds and insurance companies).

Client Assets means assets which the bank has undertaken to hold on trust for, or on behalf of, a client;

Client Assets means client monies (including cash) and investment instruments which the Company may hold on behalf of clients;

Client Assets means the goods and other assets which are owned or used by BPA, a BPA Affiliate or the Client solely to provide the services equivalent to the Services immediately before the Commencement Date, including, but not limited to, Client Systems and Third Party Systems and facilities whether or not the subject of Third Party Contracts and as identified in Schedule E (Assets), in each case which are required to be used by Exult Supplier to provide the Services;

Client Assets means cash, securities, investments and any other form of asset forming the Portfolio;

Client Assets means “client funds” and “client financial instruments”, each as defined in the Irish Client Asset Rules.