CFTC Regulation definition

CFTC Regulation means Code of Federal Regulations TITLE 17 Commodity and Securities Exchanges CHAPTER I COMMODITY FUTURES AND TRADING COMMISSION;
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CFTC Regulation means the rules, regulations and orders promulgated by the CFTC. “Clearing Conditions” means the clearing conditions of Eurex Clearing AG.
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CFTC Regulation means the rules, regulations and orders promulgated by the US Commodity Futures Trading Commission (CFTC). […]
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Examples of CFTC Regulation in a sentence

  • Position Limits See Rule 408 and CFTC Regulation Part 150.ReportingAll trades reported to SDR in accordance with CFTC requirements.

  • The term “member’s affiliated firm” shall mean a firm in which a member of the relevant deliberating body is an employee, an “associated person,” as defined in CFTC Regulation 1.3(aa), or a “principal,” as defined in CFTC Regulation 3.1(a).

  • Account ManagerThe term “Account Manager” means a Participant or Trading Customer that exercises investment discretion on behalf of one or more Client Accounts and that otherwise meets the criteria described in CFTC Regulation 1.35(b)(5)(i).

  • Transactions executed for the proprietary account (as such term is defined in CFTC Regulation 1.3(y)) of a Participant, Trading Customer or Clearing Member.

  • RULE 409.B. BSEF Books and Records BSEF shall keep, or cause to be kept, complete and accurate books and records, including all books and records required to be maintained pursuant to the CEA, the CFTC Regulations or the BSEF Rules as required by CFTC Regulation 1.31.

  • For the purposes of Rule 210(g), the term “material, non-public information” shall mean “material information” that is “nonpublic information,” as such terms are defined in CFTC Regulation 1.59(a).

  • Authority to Impose Restrictions Whenever a Participant is subject to the early warning requirements set forth in the CFTC Regulations, including CFTC Regulation 1.12, the President, or his or her designee, may impose such conditions or restrictions on the business and operations of such Participant as the President, or his or her designee, may deem necessary or appropriate for the protection of Customers, other Participants or the SEF operated by BSEF.

  • Information-Sharing Agreements The Company may enter into agreements or other arrangements or procedures to coordinate surveillance with domestic or foreign regulators, self-regulatory organizations, clearing organizations, exchanges, markets or other execution facilities to share information and provide other forms of mutual assistance for market surveillance, audits, investigations, enforcement actions and other regulatory purposes required by CFTC Regulation 37.504 and Applicable Law.

  • In all cases, for a Swap subject to the exception from the clearing requirement, the Reporting Counterparty shall provide the Company with the information required for SDR reporting set forth in CFTC Regulation 50.50(b).

  • In all cases, for a Swap subject to the exemption from the clearing requirement as a Swap related to a swap between affiliates, the Reporting Counterparty shall provide the Company with the information required for SDR reporting set forth in CFTC Regulation 50.52(c).


More Definitions of CFTC Regulation

CFTC Regulation means the rules, regulations and orders promulgated by the CFTC.
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CFTC Regulation means any rule, regulation, order, or directive and any interpretation thereof then in effect adopted by the CFTC.
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CFTC Regulation means any rule, regulation, order, directive and any interpretation thereof adopted by the CFTC from time to time.
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CFTC Regulation means any regulation or rule adopted or created by the CFTC under the Commodity Exchange Act of 1936 as amended from time to time.
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Related to CFTC Regulation

  • CFTC Regulations means the rules and regulations promulgated by the CFTC, as amended.

  • OHS Regulation means the Workers Compensation Act (British Columbia), including without limitation, the Occupational Health & Safety Regulation (BC Regulation 296/97, as amended by BC Regulation 185/99) enacted pursuant to such Act, all as such Act or Regulations are amended or re-enacted from time to time.

  • EU Regulation means a regulation within the meaning of Article 288 of the Treaty on the Functioning of the European Union;

  • public regulation means any national, provincial or local government legislation or subordinate legislation, or any licence, tariff, directive or similar authorisation issued by a regulatory authority or pursuant to any statutory authority;

  • SEBI Regulations means the Securities and Exchange Board of India (Listing Obligations and Disclosure Requirements) Regulations, 2015 together with the circulars issued thereunder, including any statutory modification(s) or re-enactment(s) thereof for the time being in force.

  • FCC Regulations means the regulations duly and lawfully promulgated by the FCC, as in effect from time to time.

  • PPPFA Regulations means the Preferential Procurement Regulations, 2017 published in terms of the PPPFA.

  • EP Regulations means The Environmental Permitting (England and Wales) Regulations SI 2016 No.1154 and words and expressions used in this permit which are also used in the Regulations have the same meanings as in those Regulations.

  • AIFM Regulation means Commission Delegated Regulation (EU) No. 231/2013.

  • OFAC Regulations means the regulations promulgated by OFAC, as amended from time to time.

  • the 1997 Regulations means the Zebra, Pelican and Puffin Pedestrian Crossing Regulations 1997.

  • Market Abuse Regulation means Regulation (EC) No …/… of the European Parliament and of the Council on insider dealing and market manipulation (market abuse);

  • Council Regulation means Council Regulation (EC) No. 2100/94 of 27th July 1994 on Community plant variety rights;

  • HIPAA Regulations means the regulations promulgated under HIPAA by the United States Department of Health and Human Services, including, but not limited to, 45 C.F.R. Part 160 and 45 C.F.R. Part 164.

  • UCITS Regulations means the European Communities Undertakings for Collective Investment in Transferable Securities) Regulations, 2011 (S.I. No. 352 of 2011) (as amended consolidated or substituted from time to time) and any regulations or notices issued by the Central Bank pursuant thereto for the time being in force.

  • ISA Regulations means The Individual Savings Account Regulations 1998, as amended or replaced from time to time.

  • Radio Regulations means the Radio Regulations annexed to, or regarded as being annexed to, the most recent International Telecommunication Convention which may be in force at any time.

  • EEA Regulations means the Immigration (European Economic Area) Regulations 2006.

  • These regulations means 9VAC5-10 (General Definitions) through 9VAC5-80 (Permits for Stationary Sources).

  • CDM Regulations means the Construction (Design and Management) Regulations 2015;

  • Data Protection Regulation means Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 20161 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation);

  • the 2000 Regulations means the Water Supply (Water Quality) Regulations 2000(b); "the 2001 Regulations" means the Water Supply (Water Quality) Regulations 2001(c);

  • Regulation E includes specific rules for all parties involved governing the issuance and use of Debit Cards and the processing of On-line Debit Card Transactions.

  • TUPE Regulations means the Transfer of Undertakings (Protection of Employment) Regulations 2006, as amended.

  • Benchmarks Regulation means Regulation (EU) 2016/1011 of the European Parliament and of the Council of 8 June 2016 on indices used as benchmarks in financial instruments and financial contracts or to measure the performance of investment funds and amending Directives 2008/48/EC and 2014/17/EU and Regulation (EU) No 596/2014;

  • Privacy Regulations means the Privacy and Electronic Communications (EC Directive) Regulations 2003 as amended in 2004, 2011, 2015 and 2016 and as may be further amended from time to time;