CFTC definition

CFTC means the Commodity Futures Trading Commission.

CFTC means the U.S. Commodity Futures Trading Commission.

CFTC or “Commission” means the Commodity Futures Trading Commission or any successor regulatory body.

Examples of CFTC in a sentence

• No officer of the Company may be subject to a statutory disqualification under Section 8a(2) of the CEA or have a history of disciplinary offenses within the meaning of CFTC Regulations 1.63(a)(6).

• The Chief Compliance Officer shall have qualifications set forth in Part 49 of the CFTC Regulations.

• Covered Persons are encouraged to seek advice from the CCO in any situation where there is a question pertaining to compliance with law or regulations (including the CEA and CFTC Regulations) or BSDR’s policies and procedures, including this Code of Ethics.

• No Director may be subject to a statutory disqualification under Section 8a(2) of the CEA or have a history of disciplinary offenses within the meaning of CFTC Regulations 1.63(a)(6).

• While BSDR is regulated by the CFTC and only collects information pertaining to instruments under the CFTC’s jurisdiction, federal and state securities laws prohibit any purchase or sale of securities by a person having material non-public information if such information was improperly obtained or if the use of such information for trading has not been properly authorized or in certain other circumstances.

More Definitions of CFTC

CFTC means the Commodity Futures Trading Commission or any successor governmental agency in the United States.

CFTC means the U.S. Commodity Futures Trading Commission;

CFTC means the Commodity Futures Trading Commission; “Code” means the Internal Revenue Code of 1986, as amended;

CFTC the Commodity Futures Trading Commission or any successor to the Commodity Futures Trading Commission.

CFTC means the US Commodity Futures Trading Commission;

CFTC means Commodity Futures Trading Commission.

CFTC means the Commodity Fu- tures Trading Commission.