CAT NMS Plan definition

CAT NMS Plan means the National Market System Plan Governing the Consolidated Audit Trail, as amended from time to time.
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CAT NMS Plan means the plan set forth in this Agreement, as amended from time to time.
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CAT NMS Plan means the plan set forth in this Agreement, as amended from time totime.
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Examples of CAT NMS Plan in a sentence

  • This is the same definition as set forth in Section 1.1 of the CAT NMS Plan.

  • On December 24, 2015, the Participants submitted an amendment to the CAT NMS Plan.

  • Fields, Secretary, Commission, dated February 27, 2015.On December 24, 2015, the Participants submitted an amendment to the CAT NMS Plan.

  • The Limited Liability Company Agreement of Consolidated Audit Trail, LLC is the CAT NMS Plan.

  • The CAT NMS Plan also requires the selection of an entity as the Plan Processor to be responsible for performing the processing functions required by Rule 613 and the Plan.

  • The duties of the Operating Committee are further described in Article IV of the CAT NMS Plan.

  • The CAT NMS Plan is a national market system plan approved by the Commission pursuant to Section 11A of the Exchange Act and the rules and regulations thereunder.

  • In accordance with SEC Rule 613, the CAT NMS Plan requires a Central Repository that will comprehensively track orders throughout their lifecycle and identify the Participants and Industry Members handling them, as well as the account holders and authorized traders for any account that originates an order (Customers1).

  • The twenty-five Participants of the CAT NMS Plan are: BOX Exchange LLC; Cboe BYX Exchange, Inc., Cboe BZX Exchange, Inc., Cboe EDGA Exchange, Inc., Cboe EDGX Exchange, Inc., Cboe C2 Exchange, Inc.

  • Compliance with Error Rate If an Industry Member reports data to the Central Repository with errors such that the error percentage exceeds the maximum Error Rate established by the Operating Committee pursuant to the CAT NMS Plan, then such Industry Member would not be in compliance with Rules 4.5 through 4.16.

Related to CAT NMS Plan

  • Care Plan means a licensee's written description of a resident's needs, preferences, and capabilities, including by whom, when, and how often care and services are to be provided.

  • Transition Plan means a transition plan, acceptable to the LHIN that indicates how the needs of the HSP’s clients will be met following the termination of this Agreement and how the transition of the clients to new service providers will be effected in a timely manner; and

  • State implementation plan or “SIP” means the plan adopted by the state of Iowa and approved by the Administrator which provides for implementation, maintenance, and enforcement of such primary and secondary ambient air quality standards as they are adopted by the Administrator, pursuant to the Act.

  • Implementation Plan means the schedule included in the Statement of Work setting forth the sequence of events for the performance of Services under the Statement of Work, including the Milestones and Milestone Dates.

  • resolution plan means a plan proposed by resolution applicant for insolvency resolution of the corporate debtor as a going concern in accordance with Part II;

  • Support Plan means a service offering that sets out the level of service entitlements purchased by Customer as described in detail in the Agreement.

  • Statutory Plan means a plan required in terms of any legislation, including but not limited to, any structure plan, land use plan, zoning scheme, integrated development plan, water services plan, skills development plan and employment equity plan;

  • Parent Plan has the meaning set forth in Section 7.8(b).

  • Action Plan means an action plan as defined in the AEP Regulations in relation to the Premises;]

  • Business Continuity Plan means any plan prepared pursuant to clause H5.6, as may be amended from time to time.

  • Parent 401(k) Plan has the meaning set forth in Section 6.6(e).

  • Management Plan means a plan to manage the activities and protect the special value or values in an Antarctic Specially Protected Area or an Antarctic Specially Managed Area.

  • Separation Plan means the Company’s Separation Plan Amended and Restated Effective August 13, 2006, as may be amended from time to time or any successor plan, program, arrangement or agreement thereto.

  • Network plan means a policy of group health insurance offered by an insurer under which the financing and delivery of medical care, including items and services paid for as medical care, are provided, in whole or in part, through a defined set of providers under contract with the insurer. The term does not include an arrangement for the financing of premiums.

  • Annual Action Plan means any of the plans referred to in Section 3.05

  • Project Implementation Plan means the detail plan submitted by the Developer with regard to development of Project Facilities and its operation and management thereof in accordance with this Agreement and to be appended as Schedule 9 to this Agreement.

  • National Medical Support Notice or “NMSN” shall mean a notice that contains the following information:

  • Classification plan means the orderly arrangement of positions within an agency into separate and distinct job families so that each job family will contain those positions which involve similar or comparable skills, duties and responsibilities [74:840 1.3].

  • Company 401(k) Plan shall have the meaning set forth in Section 6.09(e).

  • Non-U.S. Benefit Plan has the meaning set forth in Section 3.20(a).