Capital Markets Business definition

Capital Markets Business means any and all sales and trading, proprietary trading, brokerage, research, underwriting and distribution services (including related joint ventures and alliances but excluding private placement group and private fund advisory group), or private investments in public equities (or PIPEs) or Rule 144A offerings of equity, debt or convertible securities, provided by or on behalf of Lazard Group or any of its Subsidiaries (including, for the avoidance of doubt, any LFCM Company) or any predecessor companies, in each case in the United States and in the United Kingdom and whether provided at any time prior to or at the Distribution Time and includes the formation of Funds described in Schedule 1.1(c)attached hereto; provided, however, that, for the avoidance of doubt, any activities currently conducted by (a)

Capital Markets Business means any and all sales and trading, proprietary trading, broking, research, underwriting and distribution services (including related joint ventures and alliances but excluding private placement and private fund advisory groups) provided by or on behalf of Lazard Group or any of its Subsidiaries (including, for the avoidance of doubt, any LFCM Company) and any predecessor companies, in each case in the United States and in the United Kingdom and whether provided at any time prior to or at the Distribution Time; provided, however, that, for the avoidance of doubt, any activities currently conducted by Lazard Frères S.A.S. or any of its Subsidiaries (other than any interest held by Lazard Frères S.A.S. in Three Houses Investment Company Limited) or by Lazard Italy Limited or any of its Subsidiaries shall not be included in the Capital Markets Business.

Capital Markets Business means engaging in one or more regulated activities in the course of business and includes entering or offering to enter into an agreement the making or performance of which by either party constitutes a regulated activity.

Examples of Capital Markets Business in a sentence

• Profession : BankerBusiness title : Head of CMO MENA Experience in years : 20 yearsQualifications : BA in Business Administration from the American University in Cairo Start of term : 25th October 2021 Iman is responsible for Citigroup’s Central Eastern Europe Middle East & North Africa Debt Capital Markets Business, based in Dubai.

• In this capacity, she was in-charge of all Investment Banking, Structured Finance and Capital Markets Business for Indian companies as well as multinationals investing in India.Prior to this, Ms. Bhandarkar worked with JP Morgan in India with the last role being Managing Director and Head of the India investment banking business.

• This is a conditional offer of employment and, except as otherwise set forth in this letter agreement, this letter agreement is conditioned upon your continued employment with the Xxxx Xxxxx Capital Markets Business through the Effective Date (provided that the Effective Date is not later than March 31, 2006).

• Effective as of your signing of this letter agreement, you agree to keep confidential, and not disclose to third parties, the terms of these employment arrangements, any discussions relating to a possible transaction between Stifel and Citigroup relating to the Xxxx Xxxxx Capital Markets Business or otherwise, or any other nonpublic information obtained during your employment.

• In addition to the assets and operations listed in paragraph 2 of this Annex 1, the Approved Purchaser shall have discretion to sell back any other assets used by the Global GBST Capital Markets Business to FNZ as long as this does not include any shared assets that are material to the ongoing operation of, or the absence of which may have an adverse impact on, the Global GBST Wealth Management Business.

• Subject to CMA approval, FNZ may acquire shared assets (including technical staff and SMEs), used by the Global GBST Capital Markets Business at the Approved Purchaser’s absolute discretion provided FNZ’s acquisition of such assets, technical staff and/or SMEs does not adversely affect the operation or competitiveness of GBST’s Global Wealth Management Business.

• If Stifel terminates your employment prior to the third anniversary of the Effective Date for any reason other than for Cause, or if you terminate for Good Reason, (a "Termination Event"), you will receive a severance payment equal to two week's pay per year of service with the Xxxx Xxxxx Capital Markets Business and Stifel.

• Accountancy Actuarial Science Capital Markets Business / Business Administration / Business Management / Business StudiesCommerceEconomicsFinanceFinancial EngineeringFinancial PlanningInsuranceComputational FinanceNo, none of the aboveIf ‘Yes’:Awarding Institution: Year of award: 3.

• By signing below, you are confirming, as of your execution of this letter agreement, your intention and agreement to remain with the Xxxx Xxxxx Capital Markets Business through that period and to accept the employment offer made by Stifel pursuant to this letter agreement.

• The State of Baden-Württemberg holds its share directly and indirectly through the German limited liability company Landesbeteiligungen Baden-Württemberg GmbH.LBBW’s business model focuses on customer business in four business segments, Corporate Customers, Real Estate/Project Finance, Capital Markets Business and Private Customers/Savings Banks.

More Definitions of Capital Markets Business

Capital Markets Business means any and all sales and trading, proprietary trading, brokerage, research, underwriting and distribution services (including related joint ventures and alliances but excluding private placement group and private fund advisory group), or private investments in public equities (or PIPEs) or Rule 144A offerings of equity, debt or convertible securities, provided by or on behalf of Lazard Group or any of its Subsidiaries (including, for the avoidance of doubt, any LFCM Company) or any predecessor companies, in each case in the United States and in the United Kingdom and whether provided at any time prior to or at the Distribution Time and includes the formation of Funds described in Schedule 1.1(c) attached hereto; provided, however, that, for the avoidance of doubt, any activities currently conducted by Lazard Frères S.A.S. or any of its Subsidiaries (other than any interest held by Lazard Frères S.A.S. in Three Houses Investment Company Limited) or by Lazard Italy Limited or any of its Subsidiaries shall not be included in the Capital Markets Business.

Capital Markets Business means the investment banking, proprietary trading and institutional business (other than "middle-market" institutional) of Company as conducted by Company on the date hereof.

Capital Markets Business means any and all sales and trading, proprietary trading, brokerage, research, underwriting and distribution services (including related joint ventures and alliances but excluding private placement group and private fund advisory group), or private investments in public equities (or PIPEs) or Rule 144A offerings of equity, debt or convertible securities, provided by or on behalf of Lazard Group or any of its Subsidiaries (including, for the avoidance of doubt, any LFCM Company) or any predecessor companies, in each case in the United States and in the United Kingdom and whether provided at any time prior to or at the Distribution Time and includes the formation of Funds described in Schedule 1.1(c) attached hereto; provided, however, that, for the avoidance of doubt, any activities currently conducted by (a) Lazard Freres

Capital Markets Business means the business of the capital markets unit of the Company consisting of operations relating to the trading of equity and fixed income securities; underwriting of government, agency, mortgage-backed, and corporate securities; public finance activities; syndicate participations; proprietary analyst research; and merger and acquisition financial advisory services. "Capital Markets Business" shall not include the business or operations conducted by the Private Clients Business or by Boston Advisers Inc., or the business formerly conducted by Advest Trust Company.