Cancellation Rules definition

Cancellation Rules means Chapter 15 of COBS, as well as any other law or regulation that allows the cancellation of an investment in a Plan.
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Cancellation Rules means the rules set out in Chapter 15 of the FCA’s Conduct of Business Sourcebook which forms part of the FCA Handbook;
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Cancellation Rules means the FSA rules relating to cancellation “Client Money Rules” has the meaning ascribed to it by the FSA Rules “FSA” means the Financial Services Authority
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Examples of Cancellation Rules in a sentence

  • Investors will have no rights of cancellation under Financial Services (Cancellation) Rules 1989 (as amended) of the UK.

  • A purchaser of Shares who returns the application form accompanying the Prospectus will not generally have any right to cancel the contract under the FCA Cancellation Rules.

  • Individual trades might be cancelled in accordance with the EEX Trade Cancellation Rules (Link: EEX Trade Cancellation Rules).

  • If the school suspect that this has happened a suspected holiday letter will be sent (Appendix 4).

  • In the event of suc h rejection, the application money or any balance thereof w ill be returned to the applicant.A purchaser of Shares w ho returns the application form accompanying the Prospectus w ill not generally have any right to cancel the contract under the FCA Cancellation Rules.

  • FCA number Please tick this box if cancellation rights apply (Financial Services (Cancellation) Rules 1989).

  • This provision shall not be effected by any requirement to serve a cancellation notice under the Cancellation Rules in respect of the transaction in question.

  • In respect of any transactions we effect on your behalf in units in a Regulated Collective Investment Scheme, you should note that (without prejudice to Clause 25 (Termination)) you will not have the right to cancel any such transaction under the FCA Cancellation Rules.

  • AXA IM UK not receiving payment for any contract effected by the Financial Adviser or AXA IM UK not receiving a shortfall arising as a result of the cancellation of an order under the Cancellation Rules.

  • This provision shall not be affected by any requirement to serve a notice pursuant to the Cancellation Rules in respect of the Transaction in question.


More Definitions of Cancellation Rules

Cancellation Rules means Chapter 15 of COBS, as well as any other law or regulation that allows the cancellation of a deposit /investment in a Plan.
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Related to Cancellation Rules

  • Common Rules means the rules and regulations specified in Schedule [G] to be observed by the Apartment Acquirers for the common, peaceful, effective and harmonious use and enjoyment of the Project;

  • Auction Rules means the West Bengal Minor Mineral (Auction) Rules, 2016.

  • Mediation Rules As defined in Section 2.03(h)(i).

  • Arbitration Rules means the AAA’s Commercial Arbitration Rules and Mediation Procedures.

  • Risk Retention Rules means the joint final rule that was promulgated to implement the Risk Retention Requirements (which such joint final rule has been codified, inter alia, at 17 C.F.R. § 246), as such rule may be amended from time to time, and subject to such clarification and interpretation as have been provided by the Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Federal Housing Finance Agency, the Commission and the Department of Housing and Urban Development in the adopting release (79 Fed. Reg. 77601 et seq.) or by the staff of any such agency, or as may be provided by any such agency or its staff from time to time, in each case, as effective from time to time as of the applicable compliance date specified therein.

  • Common Rule means the "Uniform Administrative Requirements for Grants and Cooperative Agreements to State and Local Governments; Final Rule" originally issued at 53 FR 8034-8103 (March 11, 1988). Other common rules will be referred to by their specific titles.

  • U.S. Risk Retention Rules means the federal interagency credit risk retention rules, codified at 17 C.F.R. Part 246.

  • UNCITRAL Arbitration Rules means the arbitration rules of the United Nations Commission on International Trade Law.

  • Credit Risk Retention Rules shall have the meaning set forth in Section 4.9(a).

  • Breach Notification Rule means the HIPAA Regulation that is codified at 45 C.F.R. Parts 160 and 164, Subparts A and D.

  • JAMS Rules has the meaning assigned thereto in Section 13 hereof.

  • Model Rules means the State of Oregon’s Attorney General’s model rules of procedure for Public Contracting, which are set forth in OAR Chapter 137, divisions 46, 47, 48, and 49, and required under ORS 279A.065.

  • ISO-NE Rules means all rules and procedures adopted by NEPOOL, ISO-NE, or the RTO, and governing wholesale power markets and transmission in New England, as such rules may be amended from time to time, including but not limited to, the ISO-NE Tariff, the ISO-NE Operating Procedures (as defined in the ISO-NE Tariff), the ISO-NE Planning Procedures (as defined in the ISO-NE Tariff), the Transmission Operating Agreement (as defined in the ISO-NE Tariff), the Participants Agreement, the manuals, procedures and business process documents published by ISO-NE via its web site and/or by its e-mail distribution to appropriate NEPOOL participants and/or NEPOOL committees, as amended, superseded or restated from time to time.

  • PPB Rules means the rules of the Procurement Policy Board as set forth in Title 9 of the Rules of the City of New York (“RCNY”), § 1-01 et seq.

  • FCA Rules means the Rules included within the FCA Handbook issued by the FCA.

  • SPECIAL RULES SET FORTH BELOW. IN THE EVENT OF ANY INCONSISTENCY, THE SPECIAL RULES SHALL CONTROL. JUDGMENT UPON ANY ARBITRATION AWARD MAY BE ENTERED IN ANY COURT HAVING JURISDICTION. ANY PARTY TO THIS AGREEMENT MAY BRING AN ACTION, INCLUDING A SUMMARY OR EXPEDITED PROCEEDING, TO COMPEL ARBITRATION OF ANY CONTROVERSY OR CLAIM TO WHICH THIS AGREEMENT APPLIES IN ANY COURT HAVING JURISDICTION OVER SUCH ACTION.

  • Hague-Visby Rules means the provisions of the International Convention for the Unification of certain rules Relating to Bills of Lading signed at Brussels on 25th August 1924 as amended by the Visby Protocol of 23rd February 1968 and the SDR Protocol of 21st December 1979;

  • ICC Rules means the Rules of Arbitration of the International Chamber of Commerce in effect on the date the applicable arbitration proceeding begins.

  • Procedures Manual means the standards and procedures manual described in Section 11.3.

  • HKIAC Rules shall have the meaning ascribed to it in Section 10.13(a).

  • SIFT Rules means the provisions of the Tax Act, including those contained in sections 104, 122 and 122.1 of the Tax Act, which apply to the taxation of a “specified investment flow through trust” and its unitholders.

  • JAMS means JAMS, Inc. or its successor entity, a judicial arbitration and mediation service.

  • MERS Procedures Manual The MERS Procedures Manual, as it may be amended, supplemented or otherwise modified from time to time.

  • Rules of order and procedure means a set of rules that govern and prescribe in a public meeting:

  • Local Rules means the Local Rules of Bankruptcy Practice and Procedure of the United States Bankruptcy Court for the District of Delaware.