California Securities Act definition

California Securities Act means the California Corporate Securities Law of 1968.
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California Securities Act means the California Corporate Securities Law of 1968, as amended and as may be further amended from time to time.
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California Securities Act means ------------------------- the California Corporate Securities Law of 1968, as amended.
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Examples of California Securities Act in a sentence

  • This Agreement shall be governed by the laws of the State of California, the Securities & Exchange Commission’s Investment Adviser’s Act of 1940 and the anti-fraud provisions of the California Securities Act.

  • In the case of California securities laws, Section 25102(f) of the California Securities Act of 1968, as amended, or, if the Recipient is then a resident of and/or domiciled within another state, the requirements of any applicable exemptions from registration or qualification afforded by the securities laws of such state.

  • Such Member acknowledges that the Fractional Interests have not been registered under the Securities Act, or qualified under the Securities Act, the California Securities Act, or any other applicable blue sky law in reliance, in part, on his, her or its representations, warranties and agreements herein.

  • Without limiting the representations set forth above, and without limiting any restrictions on Transfer of the Fractional Interests contained herein, such Member shall not make any disposition of all or any part of the Fractional Interests that will result in the violation of the Securities Act, the California Securities Act or any other applicable securities law.

  • Reply Br. 5 n.2. I conclude that regardless of which party bears the burden on this motion, the choice-of-law provision did not effect an enforceable waiver of Plaintiff’s ability to assert a California Securities Act claim.

  • The court did not hold that the plaintiff could not assert his California Securities Act claim in New York, but rather concluded the plaintiff failed to show that a New York court would be unable to protect the interests of California citizens.

  • State Proceedings and Arbitration After dismissing the Asbra Defendants from the federal Texas case, but before Plaintiffs entered into the 2013 Settlement Agreement with the Windsor Defendants, Plaintiffs filed suit alleging fraud, breach of fiduciary duty, and violations of the California Securities Act against the Asbra Defendants in the Superior Court of California, Riverside County, on November 29, 2012 (Riverside case).7 (doc.

  • If the report was to be finalised and implemented in 2024, there would be no place in the market for Plasback.

  • The Company’s right to repurchase Award Shares granted to any Participant, who is not an Officer, Company Director or Consultant pursuant to Section 25102(o) of the California Securities Act, at Fair Market Value will terminate if and when Shares become Listed Securities.

  • All gifts and entertainment given or received over a 12 month period which exceed the £100 notification threshold must be cleared by the Head of Compliance, in advance wherever possible.


More Definitions of California Securities Act

California Securities Act means the portion of the California Corporate Securities Act of 1968, as amended.
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Related to California Securities Act

  • U.S. Securities Act means the United States Securities Act of 1933, as amended;

  • 1933 Securities Act means the Securities Act of 1933 of the United States, as amended, and the rules and regulations thereunder, and any comparable or successor laws or regulations thereto.

  • Securities Act (Ontario) means the Securities Act, R.S.O. 1990, c. S.5, as amended, and the regulations thereunder, and any comparable or successor laws or regulations thereto;

  • Securities Act means the Securities Act of 1933, as amended.

  • Securities Act of 1933 means the United States Securities Act of 1933, as from time to time amended.

  • Israeli Securities Law means the Israeli Securities Law 5728-1968, as amended and the rules and regulations promulgated thereunder from time to time.

  • U.S. Securities Laws means all applicable securities legislation in the United States, including without limitation, the U.S. Securities Act, the U.S. Exchange Act and the rules and regulations promulgated thereunder, and any applicable state securities laws;

  • Securities Law means the Israeli Securities Law, 5728-1968.

  • Charities Act means the Charities Act 2011;

  • Public Utilities Act means the Illinois Public Utilities Act, 220 ILCS 5.

  • Securities Acts means the Securities Act of 1933 and the Securities Exchange Act of 1934.

  • Canadian Securities Laws means all applicable securities laws in each of the provinces and territories of Canada and the respective regulations made thereunder, together with applicable published fee schedules, prescribed forms, rules, multilateral or national instruments, orders, rulings and other regulatory instruments issued or adopted by the Securities Commissions.

  • Societies Act means the Societies Act of the Province of British Columbia from time to time in force and all amendments to it;

  • BC Act means the Securities Act (British Columbia), the regulations and rules made thereunder and all administrative policy statements, blanket orders, notices, directions and rulings issued or adopted by the British Columbia Securities Commission, all as amended;

  • Business Corporations Act means the Business Corporations Act (British Columbia) from time to time in force and all amendments thereto and includes all regulations and amendments thereto made pursuant to that Act;

  • Investment Company Act of 1940 means the Investment Company Act of 1940, as amended, and the rules and regulations thereunder.

  • Applicable Securities Law means the securities laws of the United States, including without limitation the Exchange Act and the Securities Act and any applicable securities law of any State of the United States (and any rules or regulations promulgated thereunder), in each case as may be in effect from time to time.

  • ACNC Act means the Australian Charities and Not-for-profits Commission Act 2012 (Cth).

  • Securities Laws means the 1933 Act, the 1934 Act and the 1940 Act.

  • FOI Act means the Freedom of Information Xxx 0000 and any subordinate legislation made under this Act from time to time together with any guidance and/or codes of practice issued by the Information Commissioner in relation to such legislation;

  • Capital Instruments Regulations means the Delegated Regulation and any other rules or regulations of the Relevant Authority or which are otherwise applicable to the Issuer or the Group (as the case may be and, where applicable), whether introduced before or after the Issue Date of the relevant Series of Notes, which prescribe (alone or in conjunction with any other rules or regulations) the requirements to be fulfilled by financial instruments for their inclusion in the Own Funds to the extent required under the CRD IV Package;

  • 1933 Act means the Securities Act of 1933, as amended.

  • Rule 497 refers to Rule 497(c) or 497(h) under the Act, as applicable.

  • Rule 144A Securities means all Initial Securities offered and sold to QIBs in reliance on Rule 144A.

  • Federal Securities Laws means the Securities Act of 1933, the Securities Exchange Act, the Sarbanes-Oxley Act of 2002, the Investment Company Act, the Investment Advisers Act, Title V of the Gramm-Leach-Bliley Act, any rules adopted by the Securities and Exchange Commission (the “Commission”) under any of these statutes, the Bank Secrecy Act as it applies to investment companies and investment advisers, and any rules adopted thereunder by the Commission or the Department of the Treasury.

  • Canadian securities legislation means the applicable securities legislation in force in each province and territory of Canada, all regulations, rules, orders and policies made thereunder and all multilateral and national instruments adopted by the securities regulatory authorities.