Brokerage Agent definition

Brokerage Agent means a person or company as may from time to time be engaged by the Company to perform brokerage services and such other services as may be required pursuant to this Plan, including without limitation the purchase and sale of Shares; “Code”, means the U.S. Internal Revenue Code of 1986, as amended, and the regulations promulgated thereunder;
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Brokerage Agent means a person or company as may from time to time be engaged by the Company to perform brokerage services and such other services as may be required pursuant to this Plan, including without limitation the purchase and sale of Shares;
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Brokerage Agent means the person or entity appointed by the Company from time to time to hold Forfeitable Shares on behalf of Participants;
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Examples of Brokerage Agent in a sentence

  • The Brokerage Agent shall not exercise any voting rights in respect of any Shares for which it has not received voting instructions.

  • If no direction is received by the Administrative Agent within such time period, the Administrative Agent shall direct the Brokerage Agent to transfer and deliver the Shares in the Participant’s Account to the Participant, the Participant’s beneficiary or the legal representatives of the Participant’s estate, as applicable.

  • If a duly completed and signed instruction form is received by the Company’s Transfer Agent for the Shares in time for the Shares to be voted, the Brokerage Agent, as the registered holder of the Shares, will cause the Shares to be voted according to the Participant’s instructions.

  • All rights and privileges with respect to the Shares held in a Participant’s Account, including voting rights, shall be exercised solely by the Participant through the Brokerage Agent.

  • The Brokerage Agent will vote the Common Stock held in brokerage accounts on behalf of Participating Employees in accordance with instructions received from such Participating Employees.

  • None of the Company, the Administrative Agent or the Brokerage Agent shall have any liability to any Participant in connection with any purchase or sale of Shares under the Plan including, without limitation, any liability arising out of any delay in executing any purchase or sale of Shares under the Plan or on account of the purchase price paid or proceeds received in connection with any such purchase or sale.

  • If no direction is received by the Administrative Agent within such time period, the Administrative Agent shall direct the Brokerage Agent to a) for Canadian Participants, direct the Brokerage Agent to transfer and deliver the Shares in the SSR Mining Inc.

  • Any funds remaining in a Participating Employees' Contribution Account following the purchase shall be determined by the Brokerage Agent and returned to the Participating Employee, without interest, in accordance with such procedures as the Brokerage Agent may establish.

  • The Brokerage Agent will transmit to Participating Employees all proxy material and other reports furnished by the Company to its stockholders.

  • The Board may from time to time replace and redesignate either the Administration Agent or the Brokerage Agent.


More Definitions of Brokerage Agent

Brokerage Agent means the registered broker-dealer selected by the Board to administer the brokerage accounts of Participating Employees.
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Brokerage Agent means such person or company as may, from time to time, be appointed or designated by the Administrative Agent and with whom the Administrative Agent shall enter into an agreement to perform brokerage functions in executing the securities transactions and custodial services in respect of the assets under the Plan;
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Related to Brokerage Agent

  • Exchange Agent has the meaning set forth in Section 3.02(a).

  • Brokerage Account means any account with a broker, dealer or bank that may hold securities.

  • Brokerage means the provision by a third party of services, for a fee, to source Sub-Contractors to provide the Services on behalf of the Provider.

  • Package agent means a person who holds a package agency.

  • Brokerage agreement means a written or oral agreement

  • Escrow Agent means the entity designated to serve as escrow agent under the Escrow Agreement.

  • Depository Agent is defined in Section 2.6(a) of the Agreement.

  • Broker means any person engaged in the business of effecting transactions in securities for the account of others.

  • Depository Bank means the Institution that issues a specific Depositary Receipt on behalf of the underlying company. The Depository Bank maintains a holding of Stock in the Underlying on which it is able to issue Depositary Receipts;

  • Agent means any Registrar or Paying Agent.

  • Depositary Agent shall have the meaning set forth in Section 7(c) hereof.

  • Exchange Agent Agreement has the meaning set forth in Section 2.5(a).

  • Commodity intermediary means a person that:

  • Brokers and Finders' Fees............................................ 13 2.14

  • Computershare means Computershare Trust Company of Canada;

  • Payment Agent shall have the meaning set forth in Section 2.8(a).

  • Intermediary means “a person who actively participates in the facilitation of the contract or negotiating the contract, including a broker, adviser, attorney, or representative of or agent for the business entity who:

  • Reinsurance intermediary means a reinsurance intermediary-broker or a reinsurance intermediary-manager.

  • Title insurance agent means an agent licensed in this Commonwealth to solicit, negotiate, procure,

  • insurance intermediary means any natural or legal person, other than an insurance or reinsurance undertaking or their employees and other than an ancillary insurance intermediary, who, for remuneration, takes up or pursues the activity of insurance distribution;

  • Settlement Agent means, with respect to any Transaction the subject of which is a Wet-Ink Mortgage Loan, the entity approved by Buyer, in its sole good-faith discretion, which may be a title company, escrow company or attorney in accordance with local law and practice in the jurisdiction where the related Wet-Ink Mortgage Loan is being originated. A Settlement Agent is deemed approved unless Buyer notifies Seller otherwise at any time electronically or in writing.

  • Clearing Agent means Clearstream Banking AG, Euroclear Bank S.A., and Clearstream Banking S.A. and such further or alternative clearing agent(s) or clearance system(s) as may be approved by the Issuer from time to time and notified to the Holders in accordance with General Condition 4 (each a “Clearing Agent” and together the “Clearing Agents”);

  • Securities Intermediary The meaning specified in Section 8-102(a)(14) of the UCC.

  • commission agent means any person who acts on behalf of another person and causes sale or purchase of goods, or provision or receipt of services, for a consideration, and includes any person who, while acting on behalf of another person —

  • Transfer Agent and Registrar shall have the meaning set forth in Section 2.5(e) hereof.