Authorized Public Offering Price definition

Authorized Public Offering Price. $10.50 per Series A Unit $10.10 per Series B Unit Dealers' Selling Concession: Not to exceed $0.__ per Series A Unit and $0.__ per Series B Unit payable upon termination of this Agreement, except as provided below. We reserve the right not to pay such concession on any of the Series A Units or Series B Units purchased by any of the Selected Dealers from us and repurchased by us at or below the price stated above prior to such termination. Reallowance: You may reallow not in excess of $0.__ per Series A Unit and $0.__ per Series B Unit as a selling concession to dealers who are members in good standing of the National Association of Securities Dealers, Inc. ("NASD") or to foreign dealers who are not eligible for membership in the NASD and who have agreed (i) not to sell the Series A Units and Series B Units within the United States of America, its territories or possessions or to persons who are citizens thereof or residents therein, and (ii) to abide by the applicable Conduct Rules of the NASD. -------- * Plus the over-allotment option available to the Underwriters to purchase up to an additional 18,750 Series A units and/or 97,500 Series B units. Delivery and Payment: Delivery of the Series A Units and Series B Units (collectively, the "Units") shall be made on or about ________, 2004 or such later date as we may advise on not less than one day's notice to you, at the office of HCFP/Xxxxxxx Securities LLC, 000 Xxxxxxx Xxxxxx, 00xx Xxxxx, Xxx Xxxx, Xxx Xxxx 00000 or at such other place as we shall specify on not less than one day's notice to you. Payment for the Units is to be made, against delivery, at the authorized public offering price stated above, or, if we shall so advise you, at the authorized public offering price less the dealers' selling concession stated above, by a certified or official bank check in New York Clearing House Funds payable to the order of HCFP/Xxxxxxx Securities, LLC.
Sample 1
Authorized Public Offering Price. $10 per Preferred Security Dealer's Selling Concession: $____ per Preferred Security, payable or allowable as set forth below.
Sample 1Sample 2
Authorized Public Offering Price. $_______ per share of Stock. Dealers' Selling Concession: Not to exceed $.____ per share of Stock, payable upon termination of this Agreement, except as provided below. We reserve the right not to pay such concession on any Stock purchased by any of the Selected Dealers from us and repurchased by us at or below the price stated above prior to such termination. Reallowance: You may reallow not in excess of $.____ per share of Stock as a selling concession to dealers who are members in good standing of the National Association of Securities Dealers, Inc. ("NASD") or to foreign dealers who are not eligible for membership in the NASD and who have agreed not to sell the Stock (i) to purchasers in, or to persons who are nationals of, the United States of America; and (ii) except in compliance with the Interpretation with Respect to Free-Riding and Withholding of the NASD (the "Interpretation") as to sales outside the United States.
Sample 1

Examples of Authorized Public Offering Price in a sentence

  • If Units are purchased and paid for at the Authorized Public Offering Price, such Selected Dealers' Selling Concession will be paid after the termination of the provisions of Section 8 with respect to such Units.

  • Unless notified otherwise by MCF, Units purchased by the Selected Dealer shall be paid for on such date as MCF shall determine, on one day's prior notice to the Selected Dealer, by wire transfer, in an amount equal to the Authorized Public Offering Price or, if MCF shall so advise the Selected Dealer, at the Authorized Public Offering Price less the Selected Dealers' Selling Concession, against delivery of the Units.

  • MCF may buy Units from or sell Units to any Underwriter or Selected Dealer and, without consent, the Underwriters (if any) and the Selected Dealers may purchase Units from and sell Units to each other at the Authorized Public Offering Price less all or any part of the Selected Dealers' Selling Concession.

  • Authorized Public Offering Price: $6.00 per Share and $.10 per Warrant.


More Definitions of Authorized Public Offering Price

Authorized Public Offering Price. $[ ] per Share $[ ] per Warrant Dealers' Selling Concession: Not to exceed $ per Share and $ per Warrant payable upon termination of this Agreement, except as provided below. We reserve the right not to pay such concession on any of the Securities purchased by any of the Selected Dealers from us and repurchased by us at or below the price stated above prior to such termination.
Sample 1
Authorized Public Offering Price. $______ per Unit.
Sample 1
Authorized Public Offering Price. $_______ per share of Common Stock. Dealers' Selling A minimum of $_____ per share of Common Stock Concession: payable fifty percent (50%) upon the settlement date and fifty percent (50%) upon the earlier to occur of (i) termination of the Selected Dealer Agreement or (ii) 90 days after purchase by any of the Selected Dealers, except as provided below. We reserve the right not to pay such concession on any of the shares of Common Stock purchased by any of the Selected Dealers from us and repurchased in the open market prior to the earlier of such termination or 90 days after purchase by any of the Selected Dealers, subject to the terms of Paragraph 3 hereof. Delivery and Delivery of the shares of Common Stock shall be Payment: made on or about ___________, 1998 or such later date as we may advise, at the office of Royce ------------ (1) Plus the Over-Allotment Option available to the Underwriters to purchase up to an additional 450,000 shares of Common Stock, subject to certain terms and conditions as described in the Underwriting Agreement. Investment Group, Inc., 000 Xxxxxxxxx Xxxx Xxxxx, Xxxxxxxx, Xxx Xxxx 00000, or at such other place as we shall specify on not less than one day's notice to you. Payment for the shares of Common Stock is to be made, against delivery, at the full authorized public offering price stated above, or, if we shall so advise you, at the public offering price less the dealers' selling concession stated above, by a certified or official bank check payable to the order of Royce Investment Group, Inc., in New York Clearing House Funds.
Sample 1
Authorized Public Offering Price. $5.00 per Share Dealers' Selling Concession: Not to exceed $0.___ per Share payable upon termination of this Agreement, except as provided below. We reserve the right not to pay such concessions on any of the Shares purchased by any of the Selected Dealers from us and repurchased by us at or below the price stated above prior to such termination. Reallowance: You may reallow not in excess of $0.___ per Share as a selling concession to dealers who are members in good standing of the National Association of Securities Dealers, Inc. ("NASD") or to foreign dealers who are not eligible for membership in the NASD and who have agreed (i) not to sell the Shares within the United States of America, its territories or possessions or to persons who are citizens thereof or residents therein, and (ii) to abide by the applicable Conduct Rules of the NASD. ---------------------------- 1 Plus the over-allotment option available to the Underwriters to purchase up to an additional 330,000 Shares.
Sample 1

Related to Authorized Public Offering Price

  • Qualified Public Offering means the sale by the Company, in an ------------------------- underwritten public offering registered under the 1933 Act, of shares of the Company's Common Stock having an aggregate offering value of at least $10 million and where the per share price to the public multiplied by the number of shares of Common Stock issued under the Purchase Agreement and this and the other Executive Stock Agreements (adjusted for stock splits and other recapitalizations) is at least $30,000,000.

  • Initial Public Offering Price means the price per share of APP Common Stock received by APP before underwriting commissions, discounts or other fees in connection with its Initial Public Offering.

  • Public Offering Price means the price per Share of the Fund at which NLD or selected dealers or selected agents may sell Shares to the public or to those persons eligible to invest in Shares as described in the Prospectus of the Funds, determined in accordance with such Prospectus under the Securities Act relating to such Shares.

  • Offering Price has the meaning ascribed thereto in the first paragraph of this Agreement;

  • Qualifying Public Offering means a firm commitment underwritten public offering of Stock for cash where the shares of Stock registered under the Securities Act are listed on a national securities exchange.

  • Underwritten Public Offering means an underwritten Public Offering, including any bought deal or block sale to a financial institution conducted as an underwritten Public Offering.

  • Initial Public Offering” (“IPO means an offering of securities registered under the 1933 Act, the issuer of which, immediately before the registration, was not subject to the reporting requirements of Sections 13 or 15(d) of the 1934 Act.

  • Initial Public Offering means an offering of securities registered under the Securities Act of 1933, the issuer of which, immediately before the registration, was not subject to the reporting requirements of sections 13 or 15(d) of the Securities Exchange Act of 1934.

  • Initial Public Offering” or “IPO means an offering of securities registered under the Securities Act of 1933, the issuer of which, immediately before the registration, was not subject to the reporting requirements of Sections 13 or 15(d) of the Securities Exchange Act of 1934.

  • Underwriting Standards As to each Mortgage Loan, the Seller's underwriting guidelines in effect as of the date of origination of such Mortgage Loan.

  • Rule 415 Offering means an offering on a delayed or continuous basis pursuant to Rule 415 (or any successor rule to similar effect) promulgated under the Securities Act.

  • Public Offering means the sale in an underwritten public offering registered under the Securities Act of equity securities of the Company or a corporate successor to the Company.

  • Registered Public Accounting Firm has the meaning specified in the Securities Laws and shall be independent of the Borrower as prescribed by the Securities Laws.

  • Initial Offering Period means the period commencing with the initial effective date of the Prospectus and terminating no later than the ninetieth (90th) day following such date unless extended for up to an additional 90 days at the sole discretion of the General Partner.

  • Certified public accountant means an individual who is either of the following:

  • Offering shall have the meaning ascribed to such term in Section 2.1(c).

  • Periodic Offering means an offering of Securities of a series from time to time, the specific terms of which Securities, including, without limitation, the rate or rates of interest, if any, thereon, the stated maturity or maturities thereof and the redemption provisions, if any, with respect thereto, are to be determined by the Issuer or its agents upon the issuance of such Securities.

  • Qualified Initial Public Offering means a firm underwritten offering of the Company pursuant to a registration statement under the Securities Act (i) of common Capital Stock having an aggregate gross offering price of at least $50,000,000 and (ii) reasonably expected to result in more than 100 holders of record of Voting Stock of the Company (exclusive of holdings of Affiliates and employees of the Company).

  • Independent Certified Public Accountant means a person duly registered in good standing and entitled to practice as a certified public accountant under the laws of the place of his residence or principal office and who is in fact independent. In determining whether an accountant is independent with respect to a particular person, appropriate consideration should be given to all relationships between the accountant and that person or any affiliate thereof. Determination of an accountant’s independence shall not be confined to the relationships existing in connection with the filing of reports with the awarding authority.

  • International Accounting Standards means International Accounting Standards (IAS), International Financial Reporting Standards (IFRS) and related Interpretations (SIC-IFRIC interpretations), subsequent amendments to those standards and related interpretations, and future standards and related interpretations issued or adopted by the International Accounting Standards Board (IASB);

  • Market/Offer Price means the highest of (i) the price per share of Common Stock at which a tender or exchange offer therefor has been made, (ii) the price per share of Common Stock to be paid by any third party pursuant to an agreement with Issuer, (iii) the highest closing price for shares of Common Stock within the six-month period immediately preceding the date the Holder gives notice of the required repurchase of this Option or the Owner gives notice of the required repurchase of Option Shares, as the case may be, or (iv) in the event of a sale of all or any substantial part of Issuer's assets or deposits, the sum of the net price paid in such sale for such assets or deposits and the current market value of the remaining net assets of Issuer as determined by a nationally recognized investment banking firm selected by the Holder or the Owner, as the case may be, and reasonably acceptable to Issuer, divided by the number of shares of Common Stock of Issuer outstanding at the time of such sale. In determining the market/offer price, the value of consideration other than cash shall be determined by a nationally recognized investment banking firm selected by the Holder or Owner, as the case may be, and reasonably acceptable to Issuer.

  • TERMINATION OF THE INITIAL PUBLIC OFFERING means the earlier of (i) the date on which the Initial Public Offering expires or is terminated by the Company or (ii) the date on which all shares of stock offered in the Initial Public Offering are sold, excluding warrants, if any, offered thereunder and shares that may be acquired upon exercise of such warrants and shares offered thereunder that may be acquired pursuant to the Reinvestment Plan.

  • COMMENCEMENT OF THE INITIAL PUBLIC OFFERING means the date that the Securities and Exchange Commission declares effective the registration statement filed under the Securities Act for the Initial Public Offering.