Examples of Authorized Persons Regulations in a sentence
It should be noted that Samba Capital is a corporate body licensed under the Authorized Persons Regulations issued by CMA, license No. (07069-37).
The Fund Manager shall appoint an investment portfolio manager registered with the CMA in accordance with the Authorized Persons Regulations issued by the CMA to oversee management of the Fund.
The Fund Manager may enter into commission arrangements that are limited to goods and services that the Fund Manager may receive, in relation to the execution of transactions on behalf of the Fund or to conduct research in favor of the Fund in accordance with the Authorized Persons Regulations.
The Fund Manager may enter into special commission arrangements that are limited to goods and services that the Fund Manager may receive, in relation to the execution of transactions on behalf of the Fund or to conduct research in favor of the Fund in accordance with the Authorized Persons Regulations.
If the Fund Manager ceases performance of the management activity without notifying the CMA in accordance with the Authorized Persons Regulations.
This Manual, apart from the above-mentioned objectives, provides a summary, of the applicable Authorized Persons Regulations “APRs” issued by the Board of Capital Market Authority, for the guidance of employees.
This Manual, apart from the above-mentioned objectives, provides a summary, of the applicable Authorized Persons Regulations “APRs” issued by the Board of Capital Market Authority, for the guidance of employees.Internal Audit FunctionThe Company’s internal audit function focuses on the appropriateness of controls instituted in the Company’s processes.
To take the necessary actions to segregate the Fund’s assets from any other assets of the Custodian, including but not limited to,stipulate in all relevant records that the ownership of the assets is for the Fund or Fund Manager in accordance with the Custodian's obligations under the Authorized Persons Regulations.
Such comparisons result in employees lodging grievances relating to equal pay for work of equal value.
The Fund Manager shall act to the benefit of the Unitholders in accordance with the Investment Funds Regulations, the Authorized Persons Regulations, the Terms and Conditions and the Information Memorandum.