Appointed Representatives definition

Appointed Representatives means a person who acts as an appointed
Appointed Representatives means a person who acts as an appointed representative in accordance with Section 39 of the FSMA;
Appointed Representatives means a person who is party to a contract with an authorized person which permits or requires him to carry on certain regulated activities, as further defined in the FCA Rules;

Examples of Appointed Representatives in a sentence

  • Appointed Representatives shall be noted by Addendum to this Agreement.

  • As such it expects its advisers and Appointed Representatives to observe and abide to Vision's Code of Ethics and Treating Customers Fairly procedures.

  • APPOINTED REPRESENTATIVES The Sub Agent must notify the Underwriting Agent of any Appointed Representatives which it intends to utilise within this Agreement.

  • For the avoidance of doubt, all the terms of this Agreement shall remain fully enforceable on Appointed Representatives and ultimately the Sub Agent.

  • As such it expects its advisers and Appointed Representatives to observe and abide to our Code of Ethics and Treating Customers Fairly procedures.Further details on these are available upon request.

  • UAW, Local 892 Appointed Representatives Xxx Xxxxxxxxx J.A.C. Rep.

  • QMSUK and QSUK are both Appointed Representatives of QBE Europe and QUL.

  • Appointed Representatives This Agreement does not extend to include any appointed representatives.

  • You will be either acting on Your own account or through panel members or Your Appointed Representatives (each respectively the “Advisers”) as an introducer of Customers (“the Servicers”) to Us. You have agreed to accept such appointment on the terms and subject to the conditions of this Agreement.

  • To this end, a Consultative Committee, Comprising of Company Appointed Representatives and Employee Elected Representatives Should be Established and Maintained.

Related to Appointed Representatives

  • Appointed Representative has the meaning set forth in Section 10.1.

  • Designated Representatives means the Subordination Agent Representatives, the Trustee Representatives and the Provider Representatives identified under Section 2.5.

  • Designated Representative has the meaning set forth in Section 6(j)(v) of this Agreement.

  • Nominated Representative means, in respect of each party, the person whose details are set out in the Special Conditions (if any).

  • Authorised Representatives the persons respectively designated as such by the Authority and the Supplier, the first such persons being set out in Schedule 4. Bribery Act: the Xxxxxxx Xxx 0000 and any subordinate legislation made under that Act from time to time together with any guidance or codes of practice issued by the relevant government department concerning the legislation. Change: any change to this agreement including to any of the Services. Change Control Note: the written record of a Change agreed or to be agreed by the parties pursuant to the Change Control Procedure.

  • Advisory representative means any Supervised Person, who in connection with his or her regular functions or duties, normally makes, participates in, or otherwise obtains current information regarding the Purchase or Sale of a Security by the Firm, or whose functions relate to the making of any recommendations with respect to such purchases or sales, and any natural Person in a Control relationship to the Firm who obtains information concerning recommendations made concerning a Purchase or Sale of a Security. This definition includes but is not limited to the following: partner, officer, Manager, investment person, Portfolio Manager and any other Supervised Person of the Firm designated as an “Advisory Representative” from time to time by the Review Officer.

  • Independent representative means a person who:

  • Company Representative means the person or persons appointed and approved in writing from time to time by the Company to act on its behalf for overall co- ordination.

  • Qualified representative means a person who holds a position with a business organization, who is authorized to act on behalf of the business organization, and who is one of the following:

  • Company Representatives shall have the meaning set forth in Section 6.5(a).

  • Owner’s Designated Representative (ODR means the individual assigned by Owner to act on its behalf and to undertake certain activities as specifically outlined in the Contract. ODR is the only party authorized to direct changes to the scope, cost, or time of the Contract.

  • Union Representative means a representative from the Union authorized by the Union to act on behalf of an Employee.

  • Principal’s Representative means the person nominated by the Principal or other person from time to time appointed in writing by the Principal to act as the Principal’s Representative for the purposes of the Contract.

  • public representative means an individual who is not a member, former member, student or former student of any accounting body;

  • Authorised Representative means any natural or legal person established within the Union who has received a written mandate from a manufacturer to act on his behalf in relation to specified tasks;

  • Project Representative means the individual(s), including but not limited to the Resident Engineer, to whom the Authority Representative has delegated Project responsibilities. If a Project Representative is appointed, the Project Representative represents the Authority Representative on the Project within the limits of that delegation with respect to any part of the Work.

  • Representative means, with respect to any Person, any and all directors, officers, employees, consultants, financial advisors, counsel, accountants and other agents of such Person.

  • Factory representative means an agent or employee of a manufacturer, distributor, or factory branch retained or employed for the purpose of making or promoting the sale of new motor vehicles or for supervising or contracting with new motor vehicle dealers or proposed motor vehicle dealers.

  • Authorized Representatives means any officers or employees of the Borrower designated by the Borrower for purposes of giving and receiving notices hereunder, requesting and repaying Loans, agreeing to rates of interest and otherwise transacting business with the Agent and the Banks hereunder.

  • Departmental Representative means the person designated in the Contract, or by written notice to the Contractor, to act as the Departmental Representative for the purposes of the Contract, and includes a person, designated and authorized in writing by the Departmental Representative to the Contractor;

  • Association Representative A member of the Association, who has been designated as a representative by the Association or a staff person of the Association.

  • Registered Representative is defined as a duly registered representative of Broker-Dealer, in good standing, with the authority to sell Contracts as required by the Financial Industry Regulatory Authority, Inc. (hereinafter “FINRA”) and who is appointed as a non exclusive agent of the Company and properly licensed and appointed in accordance with applicable laws and regulations and the Company’s Licensing, Appointment and Registration policy, as amended from time to time.

  • Management Representative means an individual designated to hear grievances on behalf of the University.

  • Industry representative means an individual who is compensated by

  • Member Representative means an individual who can make OHP-related decisions for a member who is not able to make such decisions themselves.

  • Engineer’s Representative means the official in the civil/ electrical engineering department who is authorized to be in-charge of the work to which these presents relate. It shall include any other official nominated to attend to the supervision of day to day execution of the work to which this CONTRACT relates.