Agent Company definition

Agent Company means Nikko Cordial Securities Inc. or such other person or institution as may be appointed as Agent Company in relation to the Trust by the Manager from time to time.
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Agent Company means Citigroup Global Markets Japan Inc.;
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Agent Company means Nikko Cordial Securities Inc.
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Examples of Agent Company in a sentence

  • Any fees (with respect to the Transfer Agent, Company Counsel or otherwise) associated with the issuance of such opinion or the removal of such legend shall be borne by the Company.

  • The provisions of this Agreement are intended to benefit only Agent, Company and their respective permitted successors and assigns.


More Definitions of Agent Company

Agent Company means Nikko Cordial Securities Inc. in its capacity as agentcompany of the Series Trust;
Sample 1
Agent Company means SMBC Nikko Securities Inc. in its capacity as agent company of the Series Trust; "Application Form" means the form of application for Units available from the Manager or the Administrator; "Business Day" means a day (other than a Saturday or a Sunday) on which banks in London, Luxembourg, New York and Tokyo and financial instruments firms (kin-yu shohin torihiki gyosha) in Japan are all open for business or such other day or days as the Manager may from time to time determine in respect of the Series Trust; "CDSC" means a contingent deferred sales charge;
Sample 1
Agent Company means SMBC Nikko Securities Inc. in its capacity as agent company of the Series Trust; "Application Form" means the form of application for Units available from the Manager or the Administrator; "Business Day" means a day (other than a Saturday or a Sunday) on which banks in Luxembourg, New York and Tokyo and financial instruments firms (kin-yu shohin torihiki gyosha) in Japan are all open for business or such other day or days as the Manager may from time to time determine in respect of the Series Trust; "CDSC" means a contingent deferred sales charge; "Class A Accumulation Unit" means a Unit denominated in Yen and designated as a Class A Accumulation Unit, and in respect of which distribution, if any, will
Sample 1
Agent Company means a company as defined in Article 28, Chapter 4 of the Rules of Foreign Securities Transactions adopted as of December 4, 1973 by the Japan Securities Dealers Association ("JSDA")): (i) To distribute to JSDA and the securities companies in Japan who may be selling the Shares in Japan such Prospectuses relating to the Shares as may from time to time be required to be prepared in accordance with the provisions of the applicable laws and regulations of Japan and/or the aforesaid Rules of JSDA;
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Related to Agent Company

  • Asset Management Company means an asset Management Company as defined in the Rules and Regulations.

  • Investment Company means an investment company as defined in the Investment Company Act.

  • Regulated investment company has the meaning set forth in Section 851 of the Code.

  • Asset Management Company/UTI AMC/AMC/Investment Manager means the UTI Asset Management Company Limited incorporated under the Companies Act, 1956, (1 of 1956) [replaced by The Companies Act, 2013 (No.18 of 2013)] and approved as such by Securities and Exchange Board of India (SEBI) under sub-regulation (2) of Regulation 21 to act as the Investment Manager to the schemes of UTI Mutual Fund.

  • Registered Investment Company means any one or more corporations, partnerships or trusts registered under the Investment Company Act of 1940 for which Fidelity Management and Research Company serves as investment advisor.

  • Appraisal management company means a person or entity that (i) administers a network of

  • Investment Company Act means the Investment Company Act of 1940, as amended.

  • Lender Affiliate means, (a) with respect to any Lender, (i) an Affiliate of such Lender or (ii) any entity (whether a corporation, partnership, trust or otherwise) that is engaged in making, purchasing, holding or otherwise investing in bank loans and similar extensions of credit in the ordinary course of its business and is administered or managed by a Lender or an Affiliate of such Lender and (b) with respect to any Lender that is a fund which invests in bank loans and similar extensions of credit, any other fund that invests in bank loans and similar extensions of credit and is managed by the same investment advisor as such Lender or by an Affiliate of such investment advisor.

  • affiliated person promoter" and "principal underwriter" as used in the preceding sentence shall have the meanings assigned to each such term in the Investment Company Act of 1940, as amended.

  • Management Company means the firm overseeing the operation and management of the Participating Property; and shall mean the Grantee in any event wherein the Management Company is required to perform any obligations under this Agreement.

  • Ultimate Parent Company means a company which owns at least twenty six percent (26%) equity in the Bidding Company or Member of a Consortium, (as the case may be) and in the Technically Evaluated Entity and/or Financially Evaluated Entity (as the case may be) and such Bidding Company or Member of a Consortium, (as the case may be) and the Technically Evaluated Entity and/or Financially Evaluated Entity (as the case may be) shall be under the direct control or indirectly under the common control of such company;

  • Agent Office means the designated office of the Agent, which office, as of the date of this Agreement, is the office of the Initial Note A-1 Holder listed on Exhibit B hereto, and which is the address to which notices to and correspondence with the Agent should be directed. The Agent may change the address of its designated office by notice to the Note Holders.

  • Affiliate means any Person that, directly or indirectly through one or more intermediaries, controls or is controlled by or is under common control with a Person, as such terms are used in and construed under Rule 405 under the Securities Act.

  • Agent-Related Person has the meaning provided in Section 11.3.

  • U.S. Affiliate means an Agent’s duly registered broker-deal affiliate in the United States;

  • Control Affiliate of a Person means (a) any other Person directly or indirectly owning, controlling, or holding with power to vote, greater than 50% of the outstanding voting securities of such Person, (b) any other Person greater than 50% of whose outstanding voting securities are directly or indirectly owned, controlled, or held with power to vote, by such Person, or (c) any Person directly or indirectly controlling, controlled by, or under common control with, such other Person. For purposes of this defined term, “control” means the power to exercise a controlling influence over the management or policies of a company, and “controlling” and “controlled” shall have correlative meanings.

  • Consultant Company means for an individual consultant, a company or partnership of which the individual is an employee, shareholder or partner;

  • Manager-managed limited liability company means a limited liability company that is managed by