Affiliated Advisers definition

Affiliated Advisers means any adviser who is an affiliated person, as defined under section 2(a)(3) of the 1940 Act, with ING Investments or ILIAC. A list of current ING Affiliated Advisers may be found at P:/Everyone/Compliance/Affiliated Advisers.
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Affiliated Advisers means any adviser affiliated as defined under the Investment Company Act of 1940, section 2(a)(3).
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Affiliated Advisers means any adviser who is an affiliated person, as defined under section 2(a)(3) of the 1940 Act, with ING Investments or ILIAC. A list of current ING Affiliated Advisers may be found at P:/Everyone/Compliance/Affiliated Advisers. Effective June 1, 2004 as amended on October 1, 2004, February 1, 2005 and January 3, 2006
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Examples of Affiliated Advisers in a sentence

  • Similarly, some of our management persons may be management persons of our affiliates, including Affiliated Advisers.

  • These Affiliated Advisers provide Model Portfolios and/or manage Portfolios on a discretionary basis in a number of our Programs.

  • Kozankiewicz, Single dibenzoterrylene molecules inSuperexchange-mediated electronic energy transfer in a model dyad, Phys.

  • Moreover, our Financial Advisors may develop close personal relationships with employees and associated persons of our Affiliated Advisers and, as a result, may have an incentive to recommend such Affiliated Advisers over Independent Advisers.

  • Further, the terms and conditions proposed herein will ensure that all such transactions are reasonable and fair to each Regulated Entity and the Af filiated Investors and do not involve overreaching by any person concerned, including iCapital Advisers or StepStone Affiliated Advisers.

  • As of the date of this brochure, our Affiliated Advisers included Ziegler Capital Management, LLC (“Ziegler”), 1919 Investment Counsel, EquityCompass, and WCA.

  • We prohibit our Financial Advisors from purchasing our parent company securities in Advisory accounts.The following affiliates may be involved, directly or indirectly, in the Advisory services provided to Clients in the Programs covered in this brochure: Affiliated Advisers and Broker-Dealers – We have a number of arrangements with our Affiliated Advisers and broker-dealers applicable to Clients enrolled in our Programs.

  • StepStone Group or another StepStone Affiliated Adviser serves as the investment adviser to each Existing Affiliated Investor.Each Existing StepStone Affiliated Adviser either directly or indirectly controls, is controlled by, or is under common control with StepStone Group, and is registered as an investment adviser under the Advisers Act.iCapital Adviser and the StepStone Affiliated Advisers are not affiliated persons, or affiliated persons of affiliated persons (as defined in the 1940 Act).

  • Similarly, some of our management persons may be management persons of our affiliates, included Affiliated Advisers.

  • Applicants further submit that the involvement of a sub-adviser does not raise any legal or policy concerns that are different from those considered in the precedent applications because the sub-advisory agreement requires StepStone Affiliated Advisers to present each proposed investment by a Regulated Entity to iCapital Advisers which has ultimate authority with respect to the Regulated Entity’s investments.


More Definitions of Affiliated Advisers

Affiliated Advisers means investment advisers that are affiliated with Goldman Sachs.
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Affiliated Advisers means any current or future investment adviser (registered or unregistered) that, currently or at any in the future, controls, is controlled by or is under common control with Bulldog or any of its members, including, without limitation, the entities listed on Schedule 1 attached hereto.
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Affiliated Advisers means the affiliates of GS PFM that provide advisory services.
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Related to Affiliated Advisers

  • Affiliates means, with respect to the Contractor, any of its corporate affiliates or associates, including parent entities, subsidiaries, and other entities in which it owns a substantial interest.

  • Affiliated has a correlative meaning.

  • Advisors has the meaning set forth in Section 14.06(c).

  • Affiliate of any specified Person means any other Person directly or indirectly controlling or controlled by or under direct or indirect common control with such specified Person. For the purposes of this definition, “control” when used with respect to any specified Person means the power to direct the management and policies of such Person, directly or indirectly, whether through the ownership of voting securities, by contract or otherwise; and the terms “controlling” and “controlled” have meanings correlative to the foregoing.

  • Affiliated Persons or "AFFILIATES" means

  • Affiliated Entities means any legal entity, including any corporation, limited liability company, partnership, not-for-profit corporation, estate planning vehicle or trust, which is directly or indirectly owned or controlled by the Stockholder or his or her descendants or spouse, of which such Stockholder or his or her descendants or spouse are beneficial owners, or which is under joint control or ownership with any other person or entity subject to a lock-up agreement regarding the Common Stock with terms substantially identical to this Agreement.

  • Affiliated Association means an Association accorded the status of an Affiliated Association under the rules of The FA.

  • Expert Advisor means a mechanical online trading system designed to automate trading activities on an electronic trading platform such as the Company’s Trading Platform. It can be programmed to alert the Client of a trading opportunity and can also trade his Trading Account automatically managing all aspects of trading operations from sending orders directly to the Trading Platform to automatically adjusting stop loss, Trailing Stops and take profit levels.

  • Advisers means a party or parties furnishing services to the Trust pursuant to any investment advisory or investment management contract described in Article IV, Section 6(a) hereof;

  • Independent Advisor means an independent, nationally recognized accounting firm approved by the Parties, where such approval shall not be unreasonably withheld by either Party.

  • Independent Adviser means an independent financial institution of international repute or an independent financial adviser with appropriate expertise appointed by the Issuer under Condition 5(j)(i).

  • Affiliated Party means, with respect to any Purchaser, any person or entity which, directly or indirectly, controls, is controlled by or is under common control with such Purchaser, including, without limitation, any general partner, officer or director of such Purchaser and any venture capital fund now or hereafter existing which is controlled by one or more general partners of, or shares the same management company as, such Purchaser.

  • Affiliated Entity means any entity controlling, controlled by, or under common control with an Insured.

  • Affiliated Companies shall include any company controlled by, controlling or under common control with the Company.

  • Advisor or “ADVISORS” means the Person or Persons, if any, appointed, employed or contracted with by the Company pursuant to Section 8.1 hereof and responsible for directing or performing the day-to-day business affairs of the Company, including any Person to whom the Advisor subcontracts all or substantially all of such functions.

  • Controlled Affiliates means with respect to any Person, any other Person that directly or indirectly through one or more intermediaries is Controlled by such Person.

  • Sub-Adviser means an adviser to

  • Affiliated Manager means any Manager in which Borrower, Principal, or Guarantor has, directly or indirectly, any legal, beneficial or economic interest.

  • Affiliated Company means any company controlled by, controlling or under common control with the Company.

  • AFFILIATED SUBCUSTODIAN means a Subcustodian that is an Affiliate.

  • Investor Affiliate means (i) the Investor or any of his immediate family members, and any such persons’ respective Affiliates and direct and indirect Subsidiaries, (ii) any sponsor, limited partnerships or entities managed or controlled by the Investor or any of his immediate family, or any of such persons’ respective Affiliates and direct or indirect Subsidiaries, (iii) any trust of the Investor or any of his immediate family, or any of such persons’ respective Affiliates and direct or indirect Subsidiaries or any trust in respect of which any such persons is a trustee, (iv) any partnership of which the Investor or any of his immediate family, or any of such persons’ respective Affiliates or direct or indirect Subsidiaries is a partner that is managed or controlled by the Investor, any of his immediate family or any of such persons’ respective Affiliates or direct or indirect Subsidiaries, and (v) any trust, fund or other entity which is managed by, or is under the control of, the Investor or any of his immediate family, or any of such persons’ respective Affiliates or direct or indirect Subsidiaries, but excluding the Issuer or any of its Subsidiaries.

  • Affiliated Funds are any fund of Xxxx Xxxxxxx Trust (“JHVIT”), Xxxx Xxxxxxx Funds II (“JHF II”) or Xxxx Xxxxxxx Funds III (“JHF III”), excluding the following funds of JHVIT: the Money Market Trust B, 500 Index Trust B, International Equity Index Trust B and Total Bond Market Trust B.

  • Investment Facilitators/Advisors means an individual, firm, corporate or other entity appointed by the Management Company to identify, solicit and assist investors in investing in the Scheme. The investment facilitator/advisor is not authorized to perform the Distribution Functions. The Management Company shall compensate the Investment Facilitators.

  • affiliated person promoter" and "principal underwriter" as used in the preceding sentence shall have the meanings assigned to each such term in the Investment Company Act of 1940, as amended.

  • Sub-Advisor shall include the Sub-Advisor and/or any of its affiliates and the directors, officers and employees of the Sub-Advisor and/or any of its affiliates.