Advisory Contract definition

Advisory Contract means any investment management, advisory or sub-advisory Contract, or any other Contract, arrangement or understanding (whether written or oral), pursuant to which the Company or any of its Subsidiaries provides Investment Management Services as of any date of determination.

Advisory Contract means any investment advisory, investment sub-advisory, investment management, or similar Contract pursuant to which a Group Company provides Investment Advisory Services to any Client.

Advisory Contract means any written agreement pursuant to which the IA Subsidiary provides investment advisory, investment management, commodity trading or collateral management services (including subadvisory services) to a Client.

Examples of Advisory Contract in a sentence

• J2 Custom Investment Strategy Recommendation: Registration J2 Strategy Recommendation Value Client and Advisor Adoption Signatures: Client and Advisor both jointly adopt this Investment Advisory Contract and Investment Policy Statement.

• Abide by the Advisor’s Code of Conduct and Advisory Contract as written in the Advisor’s Handbook.

• Clients may terminate the agreement without penalty, for full refund of Aghaz’s fees, within five business days of signing the Investment Advisory Contract.

• Thereafter, clients may terminate the Investment Advisory Contract immediately upon written notice.

• To the extent DASNY designates the Consultant as its representative with respect to one or more Swap Transactions, the Consultant agrees to confirm to DASNY that the representations and agreements in Sections 2, 3 and 4 are true and correct and that the Consultant will act in the best interests of DASNY in providing advice to DASNY pursuant to the terms of the Swap Advisory Contract.

More Definitions of Advisory Contract

Advisory Contract means any existing investment advisory, sub-advisory, investment management, trust or similar agreement between HDV Holdings or any of its Subsidiaries and any Person where HDV Holdings or such Subsidiary acts as investment adviser, manager, sub-advisor, sub-manager, or in another similar capacity to such Person.

Advisory Contract means any Contract pursuant to which the Company or any of its Subsidiaries provides Investment Management Services to any Person, excluding the Management Agreement.

Advisory Contract means each contract for services provided by the Advisory Entity.

Advisory Contract means each contract for such services provided by an Advisory Entity; “Advisory Client” means each party to an Advisory Contract other than the applicable Advisory Entity; “Fund Client” means each Advisory Client that is registered as an investment company under the Investment Company Act of 1940, as amended (the “Investment Company Act”); and “Sponsored” means, when used with reference to any Fund Client, any such Fund Client, a majority of the officers of which are employees of it or any of its Subsidiaries, or of which it or any of its Subsidiaries or Affiliates holds itself out as the sponsor.

Advisory Contract has the meaning set forth in Section 4.13(c).

Advisory Contract means any written agreement to which the IA Subsidiary is a party and pursuant to which investment advisory or financial planning services are being provided by the IA Subsidiary (on a discretionary or non-discretionary basis) to a Advisory Client including, for the avoidance of doubt, any written agreement the performance of which would cause the IA Subsidiary to become a “fiduciary” for purposes of Section 3(21) of ERISA or Section 4975(e)(3) of the Code.

Advisory Contract means the agreement under which the Optionholder provides consultancy or other advisory services to the Company