Advisor Code definition

Advisor Code means the Employee Investment Transaction Policy adopted by the Advisor and approved by the Board.
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Examples of Advisor Code in a sentence

  • Complete this section if you receive advise from a Financial Advisor Contact DetailsFull Name & Surname ofFinancial Advisor: FSP Name: Contact No: Email: Address: Code: FSP Licence Number: Licence Category: Financial Advisor Code: VAT Number (ifapplicable): DeclarationI, the appointed Financial Advisor for this investment application declare that: • I am licensed to render services in respect of this product.

  • Complete this section if you receive advise from a Financial Advisor Contact DetailsFull Name & Surname ofFinancial Advisor: FSP Name: VAT Number (ifapplicable): Address: Code: FSP Licence Number: Licence Category: Financial Advisor Code: Email: DeclarationI, the appointed Financial Advisor for this investment application declare that: • I am licensed to render services in respect of this product.

  • Complete this section if you receive advice from a Financial Advisor Contact DetailsFull Name & Surname of Financial Advisor: FSP Name: Contact No: Email: Address: Code: FSP Licence Number: Licence Category: Financial Advisor Code: VAT Number (if applicable): DeclarationI, the appointed Financial Advisor for this investment application declare that: o I am licensed to render services in respect of this product.

  • As exemplified in the WS-Security based OSCI [15] protocol, TLS is often applied additionally in order to achieve transport layer security.HTTPSec.

  • Complete this section if you receive advice from a Financial Advisor Advisor’s Contact DetailsName: Surname: FSP Name: Contact Email: Contact Number: Address: Code: FSP Licence Number: Licence Category: Financial Advisor Code: VAT Number (if applicable): Declaration I, the appointed Financial Advisor for this investment application declare that: • I am licensed to render services in respect of this product.

  • Advisors MUST abide by the policy of the Executive Director and State Director before conducting out-of-state travel for the National Leadership Conference (NLC).By signing the Nevada HOSA Advisor Code of Conduct, the advisor agrees to abide by the rules set forth in this document.

  • TO BE COMPLETED BY THE FINANCIAL ADVISER Advisor Name: Company Name: Address & Postcode: Tel: Fax: E-mail: @ Financial Advisor Code: Application Code: 5.

  • Complete this section if you receive advise from a Financial Advisor Contact DetailsFull Name & Surname ofFinancial Advisor: FSP Name: Contact No: Email: Address: Code: FSP Licence Number: Licence Category: Financial Advisor Code: VAT Number (ifapplicable): DeclarationI, the appointed Financial Advisor for this investment application declare that:  I am licensed to render services in respect of this product.

  • Please complete this section if you would like to change any details of the Financial Adviser, where applicable: Advisor’s Contact DetailsName: Surname: FSP Name: Contact Email: Contact Number: Address: Code: FSP Licence Number: Licence Category: Financial Advisor Code: VAT Number (if applicable): DeclarationI, the appointed Financial Advisor for this investment application declare that: • I am licensed to render services in respect of this product.

  • In acting as such agent, the Manager shall not advise on any listing that involves initial public offering contemplated under the Corporate Finance Advisor Code of Conduct.

Related to Advisor Code

  • Black empowered enterprise means an enterprise that is at least 25,1% owned by black persons and where there is substantial management control. Ownership refers to economic interests. Management refers to executive directors. This is whether the black enterprise has control or not.

  • Conflicting Organization means any individual or entity that, directly or indirectly, engages in, or is about to become engaged in, Conflicting Research or the development, design, production, manufacture, promotion, marketing, sale, support or service of a Conflicting Product.

  • Religious organization means a church, ecclesiastical corporation, or group, not organized for pecuniary profit, that gathers for mutual support and edification in piety or worship of a supreme deity.

  • POPI Act means the Protection of Personal Information Act 4 of 2013 as may be amended from time to time;

  • Veteran-owned Small Business Enterprise (VSBE) means A business that is verified by the Center for Verification and Evaluation (CVE) of the United States Department of Veterans Affairs as a veteran-owned small business. See Code of Maryland Regulations (COMAR) 21.11.13.

  • Employee organization means any organization, union, or

  • Professional employer organization means an employee leasing

  • civil servant means a person who is a member of a civil service of the Province, or who holds a civil post in connection with the affairs of the Province, but does not include-

  • CAFRA Planning Map means the map used by the Department to identify the location of Coastal Planning Areas, CAFRA centers, CAFRA cores, and CAFRA nodes. The CAFRA Planning Map is available on the Department's Geographic Information System (GIS).

  • Competing Enterprise means any person or any business organization of whatever form, engaged directly or indirectly within the Area in the Business of the Company.

  • Metropolitan planning organization means the same as that term is defined in Section 72-1-208.5.

  • Conflicting Services means any product, service, or process or the research and development thereof, of any person or organization other than Company that directly competes with a product, service, or process, including the research and development thereof, of Company with which I worked directly or indirectly during my employment by Company or about which I acquired Confidential Information during my employment by Company.

  • Specific learning disability (SLD) means a heterogeneous group of conditions wherein there is a deficit in processing language, spoken or written, that may manifest itself as a difficulty to comprehend, speak, read, write, spell, or to do mathematical calculations and includes such conditions as perceptual disabilities, dyslexia, dysgraphia, dyscalculia, dyspraxia and developmental aphasia.

  • Nonresident unincorporated business entity means an unincorporated business entity not having an office or place of business within the Municipality.

  • Advisory Person means (i) any employee of the Fund, Manager or Adviser/Subadviser (or of any company in a control relationship to the Fund, Manager or Adviser/Subadviser) who, in connection with his or her regular functions or duties, makes, participates in, or obtains current or pending information regarding the purchase or sale of a security by the Fund, or whose functions relate to the making of any recommendations with respect to such purchases or sales; and (ii) any natural person in a control relationship to the Fund who obtains information concerning recommendations made to the Fund with regard to the purchase or sale of a security.

  • small enterprise means an enterprise which employs fewer than 50 persons and whose annual turnover and/or annual balance sheet total does not exceed EUR 10 million;

  • Black woman-owned enterprise means an enterprise with at least 25, 1% representation of black women within the black equity and management portion.

  • registered trade union means a trade union registered under The Trade Unions Act, 1926 (16 of 1926);

  • Delaware Business Trust Act means Chapter 38 of Title 12 of the Delaware Code, 12 Del. Code Section 3801 et seq., as it may be amended from time to time.

  • Delaware LLC Division means the statutory division of any Delaware LLC into two or more Delaware LLCs pursuant to Section 18-217 of the Delaware Limited Liability Company Act.

  • Substantial Holder means a Person (including, without limitation, any group of Persons treated as a single “entity” within the meaning of the Treasury Regulation Section 1.382-3) holding Corporation Securities, whether as of the Effective Date, after giving effect to the Plan, or thereafter, representing a Percentage Stock Ownership (including indirect ownership, as determined under applicable Treasury Regulations) in the Corporation of at least 4.75%.

  • SAP Partner Code of Conduct means SAP Group’s global policy document that provides a set of informative guidelines to enable partners to comply with good business practices which is published on SAP’s partner-dedicated website.

  • Affiliated Association means an Association accorded the status of an Affiliated Association under the rules of The FA.

  • Black enterprise means an enterprise that is 50,1% owned by black persons and where there is substantial management control. Ownership refers to economic interest while management refers to the membership of any board or similar governing body of the enterprise.

  • Small Business Enterprise means, as MCC 2-92-670 may be updated from time to time, a small business as defined by the U.S. Small Business Administration, pursuant to the business size standards found in 13 C.F.R. Part 121, relevant to the scope(s) of work the firm seeks to perform on city contracts. A firm is not an eligible small business enterprise in any city fiscal year in which its gross receipts, averaged over the firm's previous five fiscal years, exceed the size standards of 13 C.F.R. Part 121.