Additional Selling Agent definition

Additional Selling Agent is a registered broker-dealer and member of FINRA and is organized in accordance with the laws of the state or country of its formation.
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Additional Selling Agent is a Broker/Dealer and NASD member and is organized in accordance with the laws of the state or country of its formation.
Sample 1Sample 2Sample 3

Examples of Additional Selling Agent in a sentence

  • The Additional Selling Agent hereby accepts such invitation and agrees to participate in such offer for sale on the terms and conditions set out in this Agreement.

  • Nothing in this Agreement shall be construed so as to require any payment to the Additional Selling Agent for procuring potential purchasers who, for any reason, do not purchase Units.

  • This indemnification includes the obligation upon the Issuer to advance such reasonable retainer for any legal or other expenses reasonably expected to be incurred by you, any Additional Selling Agent, or such Director, Officer, controlling person in connection with investigating, defending or preparing to defend any such loss, claim, damage, liability or action.

  • The Additional Selling Agent will retain the evidence of verification of identity and records of all transactions for at least five years following the ending of the relationship with any person for whom orders for the subscription of Units have been effected.

  • The Lead Selling Agent agrees that it will take such steps to ensure the confidentiality of the Additional Selling Agent's client list as the Additional Selling Agent may reasonably request.

  • This indemnity agreement is in addition to any liability that the Issuer may otherwise have to you, any Additional Selling Agent, or any other indemnified person pursuant to the applicable securities and other laws.

  • In addition, the Lead Selling Agent shall indemnify, hold harmless and defend the Additional Selling Agent (and any controlling person) for any loss, liability, claim, damage or expense incurred by the Additional Selling Agent arising from any breach of this Agreement by the Lead Selling Agent.

  • The remuneration payable to the Additional Selling Agent on transactions based on the net asset value of Units is set out in the attached Schedule I.

  • The Lead Selling Agent may transfer and assign any agreement with an Additional Selling Agent only with the prior express written consent of the Additional Selling Agent that is a party to that agreement and of the Managing Owner.

  • In connection with the offer, sale and distribution of the Units, the Additional Selling Agent represents and warrants that it will comply fully with all applicable laws and regulations, and the rules, policy statements and interpretations of the NASD, the SEC, the CFTC, state securities administrators and any other regulatory or self-regulatory body.

Related to Additional Selling Agent

  • Additional Servicer Each affiliate of each Servicer that services any of the Mortgage Loans and each Person who is not an affiliate of the any Servicer, who services 10% or more of the Mortgage Loans. For clarification purposes, the Master Servicer and the Securities Administrator are Additional Servicers.

  • Selling Agent Morgan Stanley & Co.

  • Additional Purchasers means purchasers of Additional Notes.

  • Additional Secured Parties means any Additional Agents and any Additional Creditors.

  • Additional Purchased Assets shall have the meaning set forth in Subsection 3(a).

  • Additional Purchase Price has the meaning provided in Section 1.2(b).

  • Additional Purchased Securities Securities provided by Seller to Buyer pursuant to Paragraph 4(a) hereof;

  • Additional Servicing Fee means, for any Collection Period, if a successor Servicer has been appointed pursuant to Section 8.2 of the Sale and Servicing Agreement, the amount, if any, by which (i) the compensation payable to such successor Servicer for such Collection Period exceeds (ii) the Monthly Servicing Fee for such Collection Period.

  • Warranty Purchaser The Person described in Section 2.04 of the Trust Sale Agreement.

  • Purchasing Agent means the head of the City’s Purchasing Division, or a designated contact person acting for him or at his direction.

  • Receivables Sellers means the Company and those Subsidiaries (other than Receivables Entities) that are from time to time party to the Permitted Receivables Facility Documents.

  • Original Purchaser means the original purchaser of the Bonds designated by the Fiscal Officer in the Certificate of Award.

  • Collection Agent means at any time the Person then authorized pursuant to Section 6.01 to service, administer and collect Transferred Receivables.

  • Receivables Seller means the Borrower or those Subsidiaries that are from time to time party to the Permitted Receivables Facility Documents (other than any Receivables Entity).

  • Closing Agent means the attorney, real estate firm, or closing company that is closing the cash sale qualifying purchase transaction and that prepares the cash sale settlement statement.

  • Repo Custodian shall have the meaning set forth in the preamble of this Agreement.

  • Purchaser Representative means any person who satisfies all of the following conditions or who the issuer reasonably believes satisfies all of the following conditions:

  • Original Purchasers means RBC Capital Markets, LLC, Chicago, Illinois, and the other original purchasers designated by the Fiscal Officer in the Certificate of Award.

  • Purchaser Affiliate means any affiliate of the Purchaser, including a transferee who is an affiliate of the Purchaser, and any person who controls the Purchaser or any affiliate of the Purchaser within the meaning of Section 15 of the Securities Act or Section 20 of the Exchange Act; and

  • Initial Servicer means CarMax.

  • CUSA has the meaning specified in the recital of parties to this Agreement.

  • Initial Purchase Price has the meaning set forth in Section 2.1.

  • Controlling Note Holder Representative shall have the meaning assigned to such term in Section 6(a).

  • Final Purchase Price has the meaning set forth in Section 2.02.