1934 Act Reports definition

1934 Act Reports has the meaning set forth in Section 2(b)(iv).
Sample 1Sample 2Sample 3
1934 Act Reports has the meaning set forth in Section 4(z).
Sample 1Sample 2Sample 3
1934 Act Reports has the meaning assigned to such term in Section 6.7.
Sample 1Sample 2

Examples of 1934 Act Reports in a sentence

  • The accountants of the Company who certified the financial statements included in the 1934 Act Reports (the "Independent Accountants") are independent public accountants of the Company and its subsidiaries within the meaning of the 1933 Act and the rules and regulations of the Commission thereunder (the "1933 Act Regulations").

  • Since the respective dates as of which information is given in the 1934 Act Reports, except as otherwise stated therein, there has been no Material Adverse Change.

  • The accountants of the Company who certified the financial statements included in the 1934 Act Reports are independent public accountants of the Company and its subsidiaries within the meaning of the 1933 Act and the rules and regulations of the Commission thereunder (the "1933 Act Regulations").

  • As of the date of filing of such 1934 Act Reports, each such 1934 Act Report, as it may have been subsequently amended by filings made by the Purchaser with the Commission prior to the date hereof, complied in all material respects with the requirements of the Exchange Act and the rules and regulations of the Commission promulgated thereunder applicable to such 1934 Act Reports.

  • None of the 1934 Act Reports, as of the date filed and as they may have been subsequently amended by filings made by the Purchaser with the Commission prior to the date hereof, contained any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary in order to make the statements therein, in the light of the circumstances under which they were made, not misleading.

  • The accountants of the Company who certified the financial statements included in the 1934 Act Reports (the “Independent Accountants”) are independent public accountants of the Company and its subsidiaries within the meaning of the 1933 Act and the rules and regulations of the Commission thereunder (the “1933 Act Regulations”).

  • Neither the Company nor any of its subsidiaries has sustained since the date of the latest audited financial statements included or incorporated by reference in the 1934 Act Reports any material loss or interference with its business from fire, explosion, flood or other calamity, whether or not covered by insurance, or from any labor dispute or court or governmental action, order or decree, otherwise than as set forth or contemplated in the 1934 Act Reports.

  • As of their respective filing dates, none of the 1934 Act Reports contained any untrue statement of a material fact or omitted to state a material fact required to be stated therein or necessary to make the statements therein, in the light of the circumstances under which they were made, not misleading.

  • All of the 1934 Act Reports have complied in all material respects, as of their respective filing dates, with all applicable requirements of the Exchange Act and the related rules and regulations thereunder.

  • The capital stock of the Purchaser conforms to the description thereof contained in the 1934 Act Reports.


More Definitions of 1934 Act Reports

1934 Act Reports means the Company's Form 10K, dated December 31, ---------------- 1998, and all subsequent documents filed with the United States Securities and Exchange Commission (or any governmental agency substituted therefor) pursuant to Section 13 of the Securities Exchange Act of 1934 (or any other reports substituted therefor that contain substantially the information required to be contained in such reports on the date hereof), copies of all of which 1934 Act Reports through the date of this Agreement have been delivered by the Company to the Agent.
Sample 1Sample 2
1934 Act Reports means as of any date the reports and other filings made by the Parent with the SEC on or prior to such date on Form 10-K or Form 10-Q.
Sample 1Sample 2
1934 Act Reports means those Annual Reports (on Form 10-K), Quarterly Reports (on Form 10-Q) and Current Reports (on Form 8-K) filed by Xenetic pursuant to its obligations as a reporting company under the Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder.
Sample 1
1934 Act Reports is defined in paragraph 8F(b).
Sample 1
1934 Act Reports means all periodic reports filed with the Securities and Exchange Commission pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934, as amended.
Sample 1

Related to 1934 Act Reports

  • Exchange Act Reports means any reports on Form 10-D, Form 8-K and Form 10-K filed or to be filed by the Seller with respect to the Issuer under the Exchange Act.

  • Exchange Act Report shall have the meaning assigned to such term in Section 3.3.

  • Limited Exchange Act Reporting Obligations The obligations of the Master Servicer under Section 3.16(b), Section 6.02 and Section 6.04 with respect to notice and information to be provided to the Depositor and Article XI (except Section 11.07(a)(1) and (2)).

  • Other Exchange Act Reporting Party With respect to any Other Securitization Trust that is subject to the reporting requirements of the Exchange Act, the trustee, certificate administrator, master servicer, special servicer or depositor under the related Other Pooling and Servicing Agreement that is responsible for the preparation and/or filing of Form 8-K, Form 10-D, Form ABS-EE and Form 10-K with respect to such Other Securitization Trust, as identified in writing to the parties to this Agreement; and, with respect to any Other Securitization Trust that is not subject to the reporting requirements of the Exchange Act, the trustee, certificate administrator, master servicer, special servicer or depositor under the related Other Pooling and Servicing Agreement that is responsible for the preparation and/or dissemination of periodic distribution date statements or similar reports, as identified in writing to the parties to this Agreement.

  • 1934 Act Regulations means the rules and regulations of the Commission under the 1934 Act.

  • Exchange Act Regulations means the General Rules and Regulations under the Exchange Act.

  • 1933 Act Regulations means the rules and regulations of the Commission under the 1933 Act.

  • 1934 Act means the Securities Exchange Act of 1934, as amended.

  • Exchange Act Filing shall have the meaning set forth in Section 5.1.11(f) hereof.

  • 1934 Exchange Act means the Securities Exchange Act of 1934 of the United States, as amended, and the rules and regulations thereunder as now in effect or as the same may from time to time be amended, re-enacted or replaced;

  • Form 10-D As defined in the Pooling and Servicing Agreement.

  • Parent Reports has the meaning set forth in Section 4.5(a).

  • Form 10-K is defined in Section 7.1(b).

  • Rapidly report means within 72 hours of discovery of any cyber incident.

  • Form 10-Q is defined in Section 7.1(a).

  • Quarterly Reports shall have the meaning assigned in Article 6.

  • SEC Reports shall have the meaning ascribed to such term in Section 3.1(h).

  • Exchange Act means the Securities Exchange Act of 1934, as amended.

  • Exchange Act Documents means all forms, proxy statements, registration statements, reports, schedules, and other documents, including all certifications and statements required by the Exchange Act or Section 906 of the Xxxxxxxx-Xxxxx Act with respect to any report that is an Exchange Act Document, filed, or required to be filed, by a Party or any of its Subsidiaries with any Regulatory Authority pursuant to the Securities Laws.

  • Current Report shall have the meaning assigned to such term in Section 2.3.

  • Form 8-K As defined in the Pooling and Servicing Agreement.

  • Reporting Time means the relevant time (if any) specified as such in the Reference Rate Terms.

  • Exchange Act Person means any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act), except that “Exchange Act Person” will not include (i) the Company or any Subsidiary of the Company, (ii) any employee benefit plan of the Company or any Subsidiary of the Company or any trustee or other fiduciary holding securities under an employee benefit plan of the Company or any Subsidiary of the Company, (iii) an underwriter temporarily holding securities pursuant to a registered public offering of such securities, (iv) an Entity Owned, directly or indirectly, by the stockholders of the Company in substantially the same proportions as their Ownership of stock of the Company; or (v) any natural person, Entity or “group” (within the meaning of Section 13(d) or 14(d) of the Exchange Act) that, as of the Effective Date, is the Owner, directly or indirectly, of securities of the Company representing more than 50% of the combined voting power of the Company’s then outstanding securities.

  • Reporting Company means a company that is obligated to file periodic reports under Sections 13 or 15(d) of the Securities Exchange Act.