EX-10.13 12 dex1013.htm VENTURE LOAN AND SECURITY AGREEMENT VENTURE LOAN AND SECURITY AGREEMENT Dated as of October 31, 2008 by and between COMPASS HORIZON FUNDING COMPANY LLC, a Delaware limited liability company Farmington, CT 06032 as Lender And...Venture Loan and Security Agreement • May 5th, 2020 • Connecticut
EX-10.21 44 dex1021.htm VENTURE LOAN AND SECURITY AGREEMENT VENTURE LOAN AND SECURITY AGREEMENT Dated as of March 31, 2010 by and among COMPASS HORIZON FUNDING COMPANY LLC, a Delaware limited liability company Farmington, CT 06032 as a Lender COMPASS...Venture Loan and Security Agreement • May 5th, 2020 • Connecticut
This Venture Loan and Security Agreement (the “Agreement”) is made as of date hereof, by and among Ambit Biosciences Corporation, a Delaware corporation (“Borrower”), Compass Horizon Funding Company LLC, a Delaware limited liability company (“Horizon”), Oxford Finance Corporation, a Delaware corporation (“Oxford” and collectively with Horizon, “Lenders”) and Compass Horizon Funding Company LLC, a Delaware limited liability company, as Agent under Section 16 below. The Lenders, Borrower and Agent hereby agree as follows:
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • March 15th, 2022 • D-Wave Quantum Inc. • New York
Exhibit 10.10 VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • October 31st, 2006 • Activbiotics Inc • Pharmaceutical preparations • Connecticut
AMENDED AND RESTATED VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • February 1st, 2012 • Enphase Energy, Inc. • Semiconductors & related devices • Connecticut
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • July 16th, 2021 • Castle Creek Biosciences, Inc. • Pharmaceutical preparations • Connecticut
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 14th, 2018 • Celsion CORP • Pharmaceutical preparations • Connecticut
AMENDED AND RESTATED VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • February 19th, 2015 • eASIC Corp • Semiconductors & related devices • New York
WHEREAS, Borrower, Lenders and the Collateral Agent are parties to a certain Venture Loan and Security Agreement dated as of September 30, 2013, as amended (as amended, amended and restated, supplemented or otherwise modified from time to time, the “Original Loan Agreement”) pursuant to which, among other things, (i) Horizon provided a loan to eASIC as evidenced by a certain Secured Promissory Note (Loan A) executed by eASIC in favor of Horizon, dated September 30, 2013, in the original principal amount of Two Million and 00/100 Dollars ($2,000,000.00) (the “Loan A Note”), (ii) DBD provided a loan to eASIC as evidenced by a certain Secured Promissory Note (Loan B) executed by eASIC in favor of DBD, dated September 30, 2013, in the original principal amount of Four Million and 00/100 Dollars ($4,000,000.00) (the “Loan B Note” and collectively with the Loan A Note, the “Notes”) and (iii) Collateral Agent and Lenders have been granted a security interest in all assets of eASIC, except wit
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • November 5th, 2014 • Inotek Pharmaceuticals Corp • Pharmaceutical preparations • New York
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • December 22nd, 2010 • Cereplast Inc • Plastic materials, synth resins & nonvulcan elastomers • Connecticut
THIRD amendment of VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 3rd, 2020 • vTv Therapeutics Inc. • Pharmaceutical preparations • New York
This THIRD AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of July 29, 2020, is entered into by and among vTv THERAPEUTICS INC. (“VTV INC”), vTv THERAPEUTICS LLC (“VTV LLC” and collectively with VTV INC, “Co-Borrowers”), HORIZON FUNDING TRUST 2019-1 (“Horizon Trust”), as assignee of HORIZON TECHNOLOGY FINANCE CORPORATION (“Horizon”), SILICON VALLEY BANK, (“SVB”, and collectively with Horizon Trust, “Lenders”) and Horizon as Collateral Agent.
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • January 22nd, 2010 • Everyday Health, Inc. • Connecticut
THIRD AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • October 3rd, 2012 • Singulex Inc • Services-medical laboratories • New York
This THIRD AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of September 27, 2012, is entered into by and between SINGULEX, INC., a Delaware corporation (“Borrower”) and HORIZON CREDIT I LLC (“Lender”), a Delaware limited liability company.
FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • July 5th, 2012 • Cereplast Inc • Plastic materials, synth resins & nonvulcan elastomers • Connecticut
This AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of May 1, 2012, is entered into by and among CEREPLAST, INC., a Delaware corporation (“Borrower”), COMPASS HORIZON FUNDING COMPANY LLC (“Horizon”), a Delaware corporation and HORIZON CREDIT I LLC (“HCI” and collectively with Horizon, “Lender”), a Delaware limited liability company, as assignee and holder of Advance (Loan A).
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • March 17th, 2010 • Tengion Inc • Biological products, (no disgnostic substances) • Connecticut
FIRST AMENDMENT TO VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • June 18th, 2007 • MAP Pharmaceuticals, Inc.
THIS FIRST AMENDMENT to Venture Loan and Security Agreement (this “Amendment”) is entered into this 27th day of December, 2006, by and among Horizon Technology Funding Company LLC (“Horizon”), Silicon Valley Bank (“Silicon”), Oxford Finance Corporation (“Oxford”) and MAP Pharmaceuticals, Inc., a Delaware corporation (“Borrower”) whose address is 2400 Bayshore Parkway, Suite 200, Mountain View, California 94043.
ContractVenture Loan and Security Agreement • December 31st, 2007 • Pharmasset Inc • Pharmaceutical preparations • Connecticut
Portions of this exhibit were omitted and filed separately with the Secretary of the Commission pursuant to an application for confidential treatment filed with the Commission pursuant to Rule 24b-2 under the Securities Exchange Act of 1934. Such portions are marked by a series of asterisks.
FIFTH AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 28th, 2015 • Xtera Communications, Inc. • Telephone & telegraph apparatus • Connecticut
This FIFTH AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), effective and dated as of November 1, 2013, is entered into by and between Xtera Communications, Inc., a Delaware corporation (“Xtera” or “Borrower”) and Horizon Funding Trust 2013-1 (“Horizon Trust”), as assignee of Horizon Technology Finance Corporation, a Delaware corporation (“Horizon” and collectively with Horizon Trust, “Lender”).
AMENDMENT NO. 1 TO AMENDED AND RESTATED VENTURE LOAN AND SECURITY AGREEMENT AND TO SECURED PROMISSORY NOTESVenture Loan and Security Agreement • September 12th, 2019 • Titan Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
This AMENDMENT NO. 1 TO THE AMENDED AND RESTATED VENTURE LOAN AND SECURITY AGREEMENT AND TO SECURED PROMISSORY NOTES (this “Amendment”), dated as of September 10, 2019, is entered into by and among TITAN PHARMACEUTICALS, INC. (“Borrower”), HORIZON CREDIT II LLC (“Horizon”), L. MOLTENI & C. DEI F.LLI ALITTI SOCIETÀ DI ESERCIZIO S.P.A. (“Molteni” and together with Horizon, each a “Lender” and collectively the “Lenders”), and Molteni as collateral agent (the “Collateral Agent”) for the Lenders.
SECOND AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • September 28th, 2012 • Singulex Inc • Services-medical laboratories • New York
This SECOND AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of April 3, 2012, is entered into by and between SINGULEX, INC., a Delaware corporation (“Borrower”) and HORIZON CREDIT I LLC (“Lender”), a Delaware limited liability company.
SECOND amendment of VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • April 17th, 2017 • Interleukin Genetics Inc • In vitro & in vivo diagnostic substances • Connecticut
This SECOND AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of April 17, 2017, is entered into by and among INTERLEUKIN GENETICS, INC. (“Borrower”) and HORIZON CREDIT II LLC, as assignee of Horizon Technology Finance Corporation (“Lender”).
THIRD AMENDMENT OF AMENDED AND RESTATED VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 13th, 2012 • Enphase Energy, Inc. • Semiconductors & related devices • Connecticut
This THIRD AMENDMENT OF AMENDED AND RESTATED VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of June 29, 2012, is entered into by and among ENPHASE ENERGY, INC., a Delaware corporation (“Borrower”), HORIZON TECHNOLOGY FINANCE CORPORATION (“Horizon”), a Delaware corporation and HORIZON CREDIT I LLC (“HCI” and collectively with Horizon, “Lender”), a Delaware limited liability company, as assignee and holder of Advance (Loan A).
AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • February 7th, 2018 • Titan Pharmaceuticals Inc • Biological products, (no disgnostic substances) • Connecticut
This AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of February 2, 2018, is entered into by and among TITAN PHARMACEUTICALS, INC. (“Borrower”), HORIZON CREDIT II LLC (“Lender”), as assignee of HORIZON TECHNOLOGY FINANCE CORPORATION (“Horizon”), and Horizon as Collateral Agent.
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • December 27th, 2021 • IMV Inc. • Pharmaceutical preparations • Connecticut
FIRST amendment of VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • September 4th, 2020 • Celsion CORP • Pharmaceutical preparations • Connecticut
This FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of August 1, 2020, is entered into by and among Celsion Corporation (“Borrower”), Horizon Funding I, LLC (“HFI”) as an assignee of Horizon Technology Finance Corporation (“Horizon”), Horizon Funding Trust 2019-1 (“Horizon Trust” and collectively with HFI, “Lenders”), as an assignee of Horizon, and Horizon as Collateral Agent.
THIRD AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 28th, 2015 • Xtera Communications, Inc. • Telephone & telegraph apparatus • Connecticut
This THIRD AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of March 9, 2012, is entered into by and between Xtera Communications, Inc., a Delaware corporation (“Xtera” or “Borrower”) and Horizon Technology Finance Corporation, a Delaware corporation (“Lender”).
FIRST amendment of VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 26th, 2016 • Interleukin Genetics Inc • In vitro & in vivo diagnostic substances • Connecticut
This FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of August 25, 2016, is entered into by and among INTERLEUKIN GENETICS, INC. (“Borrower”) and HORIZON CREDIT II LLC, as assignee of Horizon Technology Finance Corporation (“Lender”).
LIMITED WAIVER AND TWELFTH amendment of VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • October 6th, 2016 • Xtera Communications, Inc. • Telephone & telegraph apparatus • Connecticut
This TWELFTH AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), effective and dated as of September 30, 2016, is entered into by and between Xtera Communications, Inc., a Delaware corporation (“Xtera” or “Borrower”) and Horizon Technology Finance Corporation, a Delaware corporation (“Lender”).
FOURTH AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 28th, 2015 • Xtera Communications, Inc. • Telephone & telegraph apparatus • Connecticut
This FOURTH AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of April 1, 2013, is entered into by and between Xtera Communications, Inc., a Delaware corporation (“Xtera” or “Borrower”) and Horizon Technology Finance Corporation, a Delaware corporation (“Lender”).
FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • December 24th, 2009 • Tengion Inc • Connecticut
This FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of September 28, 2007, is entered into by and between TENGION, INC., a Delaware corporation (“Borrower”), and HORIZON TECHNOLOGY FUNDING COMPANY LLC (“Lender”), a Delaware limited liability company.
SECOND AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 28th, 2015 • Xtera Communications, Inc. • Telephone & telegraph apparatus • Connecticut
This SECOND AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of December 13, 2011, is entered into by and between Xtera Communications, Inc., a Delaware corporation (“Xtera” or “Borrower”) and Horizon Technology Finance Corporation, a Delaware corporation (“Lender”).
VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • September 13th, 2023 • Avalo Therapeutics, Inc. • Pharmaceutical preparations • Connecticut
This FIRST AMENDMENT TO VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”) is made as of September 13, 2023, by and among Avalo Therapeutics, Inc. (f/k/a Cerecor Inc.), a Delaware corporation (the “Borrower”), Horizon Credit II LLC, a Delaware limited liability company (“HCII”), as an assignee of Horizon Technology Finance Corporation (“Horizon”), Horizon Funding Trust 2019-1, a Delaware statutory trust (“Horizon Trust”), as an assignee of Horizon, Horizon Funding I, LLC, a Delaware limited liability company (“HFI”), as an assignee of Horizon, and Powerscourt Investments XXV Trust, a Delaware statutory trust (“Powerscourt Trust” and collectively with HCII, Horizon Trust and HFI, the “Lenders”) as assignee of Powerscourt Investments XXV, LP, and Horizon as collateral agent for the Lenders (in such capacity, the “Collateral Agent” and collectively with the Lenders, the “Secured Parties”). Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such
FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • October 4th, 2012 • Tengion Inc • Biological products, (no disgnostic substances) • Connecticut
This FIRST AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated October 2, 2012, effective as of September 1, 2012, is entered into by and between TENGION, INC., a Delaware corporation (“Borrower”), and HORIZON CREDIT II LLC (“Lender”), a Delaware limited liability company, as assignee of HORIZON TECHNOLOGY FINANCE CORPORATION (“HRZN”), a Delaware corporation.
SECOND AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • December 24th, 2009 • Tengion Inc • Connecticut
This SECOND AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), dated as of October 31, 2008, is entered into by and between TENGION, INC., a Delaware corporation (“Borrower”), and HORIZON TECHNOLOGY FUNDING COMPANY LLC (“Lender”), a Delaware limited liability company.
TENTH amendment of VENTURE LOAN AND SECURITY AGREEMENTVenture Loan and Security Agreement • August 4th, 2016 • Xtera Communications, Inc. • Telephone & telegraph apparatus • Connecticut
This TENTH AMENDMENT OF VENTURE LOAN AND SECURITY AGREEMENT (this “Agreement”), effective and dated as of July 31, 2016, is entered into by and between Xtera Communications, Inc., a Delaware corporation (“Xtera” or “Borrower”) and Horizon Technology Finance Corporation, a Delaware corporation (“Lender”).
