Subscription Agent Agreement Sample Contracts

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Subscription Agent Agreement Between Oxford Square Capital Corp. And Computershare Trust Company, N.A. And Computershare Inc.
Subscription Agent Agreement • May 31st, 2023 • Oxford Square Capital Corp. • New York

This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”), dated as of May 24, 2023 (the “Effective Date”), is by and between Oxford Square Capital Corp., a Marlyand corporation ("Company"), and Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare”, and together with Trust Company, “Agent”).

SUBSCRIPTION AGENT AGREEMENT BY AND BETWEEN EAGLE POINT INCOME COMPANY INC. and
Subscription Agent Agreement • October 17th, 2019 • Eagle Point Income Co Inc. • New York

This Subscription Rights Agreement (the “Agreement”) is made as of between Eagle Point Income Company Inc., a Delaware corporation (the “Company”), and (the “Subscription Agent”), and relates to the base prospectus included in the Registration Statement on Form N-2, File No. 333- , filed by the Company with the Securities and Exchange Commission on , as amended by any amendment filed with respect thereto (the “Registration Statement”) and any prospectus supplement (together with the base prospectus, the “Prospectus”). Capitalized terms not otherwise defined herein shall have the meanings given to them in the Subscription Certificate (as defined below).

EX-4.11 3 d270194dex411.htm FORM OF SUBSCRIPTION AGENT AGREEMENT (Subscription Agent-FINAL) SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • May 5th, 2020 • Delaware

This Subscription Agent Agreement (the “Agreement”) is made as of __________________, 201_ by and among Pilgrim’s Pride Corporation (the “ Company”), Computershare Inc., a Delaware corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (collectively, the “Agent” or individually “Computershare” and the “Trust Company”, respectively). All terms not defined herein shall have the meaning given in the prospectus (the “Prospectus”) included in the (Registration Statement on Form S-3, File No. __________ filed by the Company with the Securities and Exchange Commission on ____________, 201__, as amended by any amendment filed with respect thereto (the “Registration Statement”).

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • September 19th, 2014 • Gabelli Equity Trust Inc • New York

This Subscription Agent Agreement (the “Agreement”) is made as of September , 2014, by and between The Gabelli Equity Trust, a closed-end investment company organized and existing under the laws of the State of Delaware, (the “Fund”), Computershare Inc., a Delaware corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking company (collectively, the “Agent” or individually “Computershare” and the “Trust Company”, respectively). All terms not defined herein shall have the meaning given in the prospectus (the “Prospectus”) included in the Registration Statement on Form N-2, File Nos. 333-195247 and 811-04700, filed by the Fund with the Securities and Exchange Commission (“SEC”) on August 7, 2014, as supplemented or amended by any amendment filed with respect thereto (the “Registration Statement”).

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • June 7th, 2018 • Cornerstone Total Return Fund Inc • New York

This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of [ ], 2018, by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Cornerstone Total Return Fund, Inc. (the “Company”).

Contract
Subscription Agent Agreement • February 27th, 2023 • Cbre Global Real Estate Income Fund • New York

Certain identified information has been excluded from this exhibit because it is both not material and the type that the Registrant treats as private or confidential.

FORM OF SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • January 27th, 2010 • Premierwest Bancorp • National commercial banks • Massachusetts

This Subscription Agent Agreement (the “Agreement”) is made as of [— ], 2010 between PremierWest Bancorp (the “Company”), Computershare Inc., a Delaware corporation and its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (collectively, the “Agent” or individually “Computershare” and the “Trust Company”, respectively). All terms not defined herein shall have the meaning given in the prospectus (the “Prospectus”) included in the (Registration Statement on Form S-1, File No. 333-163201 filed by the Company with the Securities and Exchange Commission on November 18, 2009, as amended by any amendment filed with respect thereto (the “Registration Statement”).

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • August 20th, 2013 • Jacksonville Bancorp Inc /Fl/ • State commercial banks • New Jersey

THIS SUBSCRIPTION AGENT AGREEMENT (“Agreement”) between Jacksonville Bancorp, Inc., a Florida corporation (the “Company”), and Registrar and Transfer Company, a New Jersey corporation (the “Agent”), is dated as of .

FORM OF SUBSCRIPTION AGENT AGREEMENT] SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • January 23rd, 2014 • Oxford Lane Capital Corp. • New York

This Subscription Agent Agreement (this "Agreement") is made as of January 23, 2014, by and among Oxford Lane Capital Corp., a Maryland corporation (the "Company"), Computershare, Inc., a Delaware corporation ("Computershare"), its fully owned subsidiary Computershare Trust Company, N.A., a national banking association (the "Trust Company" and, together with Computershare, the "Agent"), and relates to the registration statement on Form N-2, File No. 333-189805, filed by the Company with the Securities and Exchange Commission (the "Commission") on July 3, 2013, and as amended on August 21, 2013 (in the form such registration statement was declared effective by the Commission on August 22, 2013, the "Registration Statement") and the related prospectus supplement, dated January 23, 2013, and the accompanying base prospectus contained therein, dated August 22, 2013 (collectively, the "Prospectus"). Capitalized terms not otherwise defined herein shall have the meanings given to them in the

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • April 6th, 2022 • Cornerstone Total Return Fund Inc • New York

This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of [ ], 2022, by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Cornerstone Total Return Fund, Inc. (the “Company”).

FORM OF SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • June 3rd, 2004 • Liberty All Star Equity Fund • Massachusetts
Subscription Agent Agreement Between Gabelli Global Utility & Income Trust and Computershare Trust Company, N.A. and Computershare Inc.
Subscription Agent Agreement • May 12th, 2022 • Gabelli Global Utility & Income Trust • New York

THIS SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this 11th day of March, 2021 (the “Effective Date”) by and among Gabelli Global Utility & Income Trust, a statutory trust organized and existing under the laws of the State of Delaware (the “Company”), Computershare Inc. (“Computershare”), a Delaware corporation, and Computershare’s fully owned subsidiary Computershare Trust Company, N.A., a national banking association (the “Trust Company” and together with Computershare, the “Agent”).

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • May 14th, 2013 • Hotel Outsource Management International Inc • Retail-miscellaneous retail • New York

This Subscription Agent Agreement (the “Agreement”) is made as of ____, 2013, between Hotel Outsource Management International, Inc., a Delaware corporation (the “Company”), and Standard Registrar & Transfer Co. Inc., a Utah corporation (the “Agent” or “Standard”). All terms not defined herein shall have the meaning abscribed to such terms in the prospectus (the “Prospectus”) included in the Registration Statement on Form S-1 (File No. [ ]) filed by the Company with the Securities and Exchange Commission (the “SEC”) on May [ ] 2013, as amended by any amendment filed with respect thereto (the “Registration Statement”).

EX-99.K.7 5 d314129dex99k7.htm FORM OF SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • May 5th, 2020 • New York

THIS SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) between DNP Select Income Fund, Inc., a Maryland corporation (the “Company”) and Computershare Trust Company, N.A. (“Agent”), is dated as of .

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • October 31st, 2014 • Nephros Inc • Surgical & medical instruments & apparatus • New York

THIS SUBSCRIPTION AGENT AGREEMENT (“Agreement”) between Nephros, Inc., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (“Continental”), is dated as of [_______ ____], 2014.

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • March 7th, 2019 • Eltek LTD • Printed circuit boards • New York

This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of March 7, 2019 by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Eltek Ltd. (the “Company”).

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • May 22nd, 2006 • Morgan Stanley Dean Witter Eastern Europe Fund Inc • New York
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SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • August 5th, 2016 • Cornerstone Strategic Value Fund Inc • New York

This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of August 5, 2016, by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Cornerstone Strategic Value Fund, Inc. (the “Company”).

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • April 19th, 2022 • Great Elm Capital Corp. • New York

This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of [_____] [_], 2022, by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Great Elm Capital Corp. (the “Company”).

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • April 8th, 2011 • Central Pacific Financial Corp • State commercial banks • Minnesota

THIS SUBSCRIPTION AGENT AGREEMENT (“Agreement”) between CENTRAL PACIFIC FINANCIAL CORP., a Hawaii corporation (the “Company”), and WELLS FARGO BANK, NATIONAL ASSOCIATION, a national banking association (“Wells Fargo”), is dated as of March 30, 2011.

Subscription Agent and Information Agent Agreement Between RiverNorth Capital and Income Fund, Inc. And Computershare Trust Company, N.A., Computershare Inc. And Georgeson LLC
Subscription Agent Agreement • April 1st, 2024 • RiverNorth Capital & Income Fund, Inc. • New York

This SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this 28th day of March 2024 (the “Effective Date”) by and among RiverNorth Capital and Income Fund, Inc., a company organized and existing under the laws of the State of Maryland (the "Company"), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”). solely for purposes of the services provided under Article II hereof, Georgeson LLC, a Delaware limited liability company (”Georgeson”).

Subscription Agent Agreement Between The New Ireland Fund, Inc. and Computershare Trust Company, N.A. and Computershare Inc.
Subscription Agent Agreement • November 2nd, 2017 • New Ireland Fund Inc • New York

THIS SUBSCRIPTION AGENT AGREEMENT (the “Agreement”) is entered into as of this 4th day of October 2017 (the “Effective Date”) by and among The New Ireland Fund, Inc., a company organized and existing under the laws of the State of Maryland (the "Company"), and Computershare Trust Company, N.A., a national banking association (“Trust Company”), and Computershare Inc., a Delaware corporation (“Computershare” and, collectively with Trust Company, the “Agent”).

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • August 26th, 2021 • High Income Securities Fund • New York

This Subscription Agent Agreement (the “Agreement”) is entered into as of this 24 day of June, 2021 (the “Effective Date”), by and between, High Income Securities, organized and existing under the laws of U.S. Bancorp Global Fund Services (the “Corporation”), and Broadridge Corporate Issuer Solutions, Inc., a corporation having its principal offices in Edgewood, New York (“Broadridge”).

EXHIBIT 99.1 SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • February 24th, 2003 • Childtime Learning Centers Inc • Services-child day care services • New York
EX-4.2 3 f8k040218ex4-2_zionoilgas.htm SUBSCRIPTION AGENT AGREEMENT EFFECTIVE AS OF MARCH 16, 2018 SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • May 5th, 2020 • New York

This SUBSCRIPTION AGENT AGREEMENT (this “Agreement”) is entered into as of March 16, 2018, by and between American Stock Transfer & Trust Company, LLC (the “Subscription Agent”) and Zion Oil & Gas, Inc. (the “Company”).

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • May 18th, 2006 • Thai Fund Inc • New York
SUBSCRIPTION AGENT AGREEMENT Date: August 4, 2008 The Bank of New York Mellon Jersey City, New Jersey 07310 Attn: Reorganization Department Gentlemen:
Subscription Agent Agreement • August 5th, 2008 • PGT, Inc. • Metal doors, sash, frames, moldings & trim • New York

PGT, Inc, a Delaware corporation (the “Company”), is distributing to each holder of record (“Eligible Holder”) as of the close of business on August 4, 2008 (the “Record Date”), of its outstanding shares of common stock, par value $0.01 per share (the “Common Stock”), one non-transferable subscription right (each, a “Right”) for every four shares of Common Stock owned (the “Rights Offering”). Each whole Right entitles an Eligible Holder to purchase one share of the Company’s Common Stock (each, a “Share”) at a subscription price of $4.20 per share (the “Subscription Price”), payable by cashier’s or certified check or by wire transfer of immediately available funds, upon the terms and conditions set forth herein and in the Prospectus (as defined below). The term “Subscribed” shall mean submitted for purchase from the Company by a stockholder in accordance with the terms of the Rights Offering, and the term “Subscription” shall mean any such submission. The Rights Offering will expire at

SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • June 14th, 2011 • Magal Security Systems LTD • Communications equipment, nec

In connection with your appointment as Subscription Agent in the transaction described herein, Magal Security Systems Ltd., an Israeli company (the Company), hereby confirms its arrangements with you as follows:

FORM OF SUBSCRIPTION AGENT AGREEMENT
Subscription Agent Agreement • March 25th, 2005 • V I Technologies Inc • Biological products, (no disgnostic substances)

In connection with your appointment as Subscription Agent in the transaction described herein, V.I. Technologies, Inc. (“Vitex” or the “Company”), hereby confirms its arrangements with you as follows:

SUBSCRIPTION AGENT AGREEMENT July 22 , 2007
Subscription Agent Agreement • July 23rd, 2009 • Empire Energy Corp • Crude petroleum & natural gas • Utah

In connection with your appointment as Subscription Agent in the transaction described herein, Empire Energy Corporation International (the "Company"), hereby confirms its arrangements with you as follows:

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