PART I.Reference Trust Agreement • May 3rd, 2017 • Guggenheim Defined Portfolios, Series 1601
PART I.Reference Trust Agreement • October 3rd, 2019 • Guggenheim Defined Portfolios, Series 1951
PART I.Reference Trust Agreement • March 30th, 2020 • Guggenheim Defined Portfolios, Series 2001
Financials Portfolio, Series 23 NDR Precious Metals & Miners Portfolio, Series 26 REFERENCE TRUST AGREEMENTReference Trust Agreement • April 11th, 2024 • Guggenheim Defined Portfolios, Series 2398
This Reference Trust Agreement dated as of April 11, 2024, between Guggenheim Funds Distributors, LLC, as Depositor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Series Formed on or Subsequent to December 18, 2001” (herein called the “Standard Terms and Conditions of Trust”), and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Smart Trust, High 20 Dividend Strategy Trust, Series 9 Reference Trust AgreementReference Trust Agreement • November 20th, 2014 • Smart Trust, High 20 Dividend Strategy Trust, Series 9
This Reference Trust Agreement (the “Agreement”) dated November 20, 2014, among Hennion & Walsh, Inc., as Depositor, Hennion & Walsh Asset Management, Inc., as Portfolio Supervisor and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Smart Trust, Smart Ten Trust, Series 1, and Subsequent Series, Trust Indenture and Agreement” dated January 22, 2004 (the “Indenture”), and as amended in part by this Agreement (collectively, such documents hereinafter called the “Indenture and Agreement”). This Agreement and the Indenture, as incorporated by reference herein, will constitute a single instrument.
Incapital Unit Trust, Series 108 Reference Trust AgreementReference Trust Agreement • December 10th, 2015 • Incapital Unit Trust, Series 108
This Reference Trust Agreement among Incapital LLC, as Depositor, Incapital Asset Management LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Incapital Unit Trust, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After April 2, 2012” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Smart Trust, New York Municipal Portfolio of Closed-End Funds Trust, Series 5 Reference Trust AgreementReference Trust Agreement • September 18th, 2013 • Smart Trust, New York Municipal Portfolio of Closed-End Funds Trust, Series 5
This Reference Trust Agreement (the “Agreement”) dated September 18, 2013, among Hennion & Walsh, Inc., as Depositor, Hennion & Walsh Asset Management, Inc., as Portfolio Supervisor and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Smart Trust, Smart Ten Trust, Series 1, and Subsequent Series, Trust Indenture and Agreement” dated January 22, 2004 (the “Indenture”), and as amended in part by this Agreement (collectively, such documents hereinafter called the “Indenture and Agreement”). This Agreement and the Indenture, as incorporated by reference herein, will constitute a single instrument.
Smart Trust, Defensive 50 Equities Trust, Series 4 Reference Trust AgreementReference Trust Agreement • July 9th, 2015 • Smart Trust, Defensive 50 Equities Trust, Series 4
This Reference Trust Agreement (the “Agreement”) dated July 9, 2015, among Hennion & Walsh, Inc., as Depositor, Hennion & Walsh Asset Management, Inc., as Portfolio Supervisor and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Smart Trust, Smart Ten Trust, Series 1, and Subsequent Series, Trust Indenture and Agreement” dated January 22, 2004 (the “Indenture”), and as amended in part by this Agreement (collectively, such documents hereinafter called the “Indenture and Agreement”). This Agreement and the Indenture, as incorporated by reference herein, will constitute a single instrument.
Incapital Unit Trust, Series 32 Reference Trust AgreementReference Trust Agreement • August 12th, 2013 • Incapital Unit Trust, Series 32
This Reference Trust Agreement among Incapital LLC, as Depositor, Incapital Asset Management LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Incapital Unit Trust, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After April 2, 2012” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Incapital Unit Trust, Series 59 Reference Trust AgreementReference Trust Agreement • November 10th, 2014 • Incapital Unit Trust, Series 59
This Reference Trust Agreement among Incapital LLC, as Depositor, Incapital Asset Management LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Incapital Unit Trust, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After April 2, 2012” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Incapital Unit Trust, Series 129 Reference Trust AgreementReference Trust Agreement • April 20th, 2016 • Incapital Unit Trust, Series 129
This Reference Trust Agreement among Incapital LLC, as Depositor, Incapital Asset Management LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Incapital Unit Trust, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After April 2, 2012” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
PART I.Reference Trust Agreement • October 23rd, 2013 • Guggenheim Defined Portfolios, Series 1097
Select Quality Municipal Portfolio, Series 9 REFERENCE TRUST AGREEMENTReference Trust Agreement • April 3rd, 2024 • Guggenheim Defined Portfolios, Series 2376
This Reference Trust Agreement dated as of April 3, 2024, between Guggenheim Funds Distributors, LLC, as Depositor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Series Formed on or Subsequent to February 6, 2002” (herein called the “Standard Terms and Conditions of Trust”), and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Large Cap Buffer 20 Portfolio, Series 8 AMENDMENT NO. 1 TO THE REFERENCE TRUST AGREEMENTReference Trust Agreement • January 11th, 2024 • Guggenheim Defined Portfolios, Series 2367
This Amendment no. 1 to the Reference Trust Agreement dated as of January 11, 2024, between Guggenheim Funds Distributors, LLC, as Depositor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Series Formed on or Subsequent to December 18, 2001” (herein called the “Standard Terms and Conditions of Trust”), and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
PART I.Reference Trust Agreement • June 27th, 2018 • Guggenheim Defined Portfolios, Series 1765
CLAYMORE SECURITIES DEFINED PORTFOLIOS, SERIES 577 FLAHERTY & CRUMRINE PREFERRED PORTFOLIO, SERIES 16Reference Trust Agreement • March 17th, 2009 • Claymore Securities Defined Portfolios, Series 577
Exhibit 4.2 MORGAN STANLEY DEAN WITTER SELECT EQUITY TRUST SELECT 5 INDUSTRIAL PORTFOLIO 2001-2 REFERENCE TRUST AGREEMENT This Reference Trust Agreement dated , 2001 between DEAN WITTER REYNOLDS INC., as Depositor, and The Chase Manhattan Bank, as...Reference Trust Agreement • February 8th, 2001 • Morgan Stanley Dean Witter Sel Eq Tr Sel 5 Ind Port 2001-2
PART I.Reference Trust Agreement • February 12th, 2019 • Guggenheim Defined Portfolios, Series 1848
CLAYMORE SECURITIES DEFINED PORTFOLIOS, SERIES 412Reference Trust Agreement • June 27th, 2007 • Claymore Securities Defined Portfolios, Series 412
CLAYMORE SECURITIES DEFINED PORTFOLIOS, SERIES 708Reference Trust Agreement • August 20th, 2010 • Claymore Securities Defined Portfolios, Series 708
Nuveen Unit Investment Trust, Series 179 Reference Trust AgreementReference Trust Agreement • January 17th, 2017 • Nuveen Unit Investment Trust, Series 179
This Reference Trust Agreement among Nuveen Securities, LLC, as Depositor, Nuveen Fund Advisors, LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Nuveen Unit Investment Trusts, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After May 10, 2016” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
Nuveen Unit Investment Trust, Series 192 Reference Trust AgreementReference Trust Agreement • April 20th, 2017 • Nuveen Unit Investment Trust, Series 192
This Reference Trust Agreement among Nuveen Securities, LLC, as Depositor, Nuveen Fund Advisors, LLC, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Nuveen Unit Investment Trusts, Effective for Unit Investment Trusts Investing in Equity Securities Established On and After May 10, 2016” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
REFERENCE TRUST AGREEMENTReference Trust Agreement • September 25th, 2003 • National Equity Trust Short Term Low Five Co Wr Op Tr Ser 9
PART I.Reference Trust Agreement • July 21st, 2011 • Guggenheim Defined Portfolios, Series 807
PART I.Reference Trust Agreement • February 29th, 2012 • Guggenheim Defined Portfolios, Series 866
PART I.Reference Trust Agreement • August 14th, 2015 • Guggenheim Defined Portfolios, Series 1339
PART I.Reference Trust Agreement • June 7th, 2013 • Guggenheim Defined Portfolios, Series 1043
PART I.Reference Trust Agreement • March 20th, 2012 • Guggenheim Defined Portfolios, Series 885
Smart Trust, Tax Free Income Trust, Series 14 Reference Trust AgreementReference Trust Agreement • July 23rd, 2013 • Smart Trust, Tax Free Income Trust, Series 14
This Reference Trust Agreement (the “Agreement”) dated July 23, 2013, among Hennion & Walsh, Inc., as Depositor, Hennion & Walsh Asset Management, Inc., as Portfolio Supervisor and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Smart Trust, Smart Ten Trust, Series 1, and Subsequent Series, Trust Indenture and Agreement” dated January 22, 2004 (the “Indenture”), and as amended in part by this Agreement (collectively, such documents hereinafter called the “Indenture and Agreement”). This Agreement and the Indenture, as incorporated by reference herein, will constitute a single instrument.
PART I.Reference Trust Agreement • November 14th, 2018 • Guggenheim Defined Portfolios, Series 1825
EATON VANCE UNIT TRUST - SERIES 12 REFERENCE TRUST AGREEMENT Dated: May 10, 2017Reference Trust Agreement • May 10th, 2017 • Eaton Vance Unit Trust - Series 12
This Trust Agreement among Eaton Vance Distributors, Inc., as Depositor, Eaton Vance Management, as Evaluator and Supervisor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Eaton Vance Unit Trust, Effective for Unit Investment Trusts Established On and After November 9, 2015” (the “Standard Terms and Conditions of Trust”) and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
CLAYMORE SECURITIES DEFINED PORTFOLIOS, SERIES 692Reference Trust Agreement • September 8th, 2010 • Claymore Securities Defined Portfolios, Series 692
TAX EXEMPT SECURITIES TRUST INTERMEDIATE TERM TRUST 66 (LIMITED TERM) REFERENCE TRUST AGREEMENT Dated as of June 18, 2003Reference Trust Agreement • June 19th, 2003 • Tax Exempt Securities Trust Intermediate Term Trust 67
This Reference Trust Agreement among Citigroup Global Markets Inc., as Depositor, JPMorgan Chase Bank, as Trustee, and Kenny S&P Evaluation Services, a division of J.J. Kenny Company, Inc., a subsidiary of The McGraw-Hill Companies, Inc., as Evaluator, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Tax Exempt Securities Trust, For All Uninsured Series Formed On Or Subsequent to The Effective Date Specified Below, Trust Indenture and Agreement” (the “Basic Agreement”), dated July 16, 1987, as amended on June 18, 2003. Such provisions as are set forth in full herein and such provisions as are incorporated by reference constitute, for each Series, respectively, a single instrument (the “Indenture”).
Diversified Income Wave Portfolio, Series 93 National Municipal Portfolio of CEFs, Series 62 US Low Volatility Strategy Portfolio, Series 47 REFERENCE TRUST AGREEMENTReference Trust Agreement • May 3rd, 2024 • Guggenheim Defined Portfolios, Series 2402
This Reference Trust Agreement dated as of May 3, 2024, between Guggenheim Funds Distributors, LLC, as Depositor, and The Bank of New York Mellon, as Trustee, sets forth certain provisions in full and incorporates other provisions by reference to the document entitled “Standard Terms and Conditions of Trust For Series Formed on or Subsequent to December 18, 2001” (herein called the “Standard Terms and Conditions of Trust”), and such provisions as are set forth in full and such provisions as are incorporated by reference constitute a single instrument. All references herein to Articles and Sections are to Articles and Sections of the Standard Terms and Conditions of Trust.
PART I.Reference Trust Agreement • February 8th, 2012 • Guggenheim Defined Portfolios, Series 862
