PRINCIPAL FINANCIAL GROUP, INC. and PRINCIPAL FINANCIAL SERVICES, INC., as guarantor and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as Trustee SUBORDINATED INDENTURE Dated as ofPrincipal Financial • May 3rd, 2017 • Principal Financial Services Inc • Fire, marine & casualty insurance • New York
SUBORDINATED INDENTURE, dated as of , between PRINCIPAL FINANCIAL GROUP, INC., a corporation duly organized and existing under the laws of the State of Delaware (herein called the “Company,” as such term is further defined herein), PRINCIPAL FINANCIAL SERVICES, INC., a corporation duly organized and existing under the laws of the State of Iowa, as guarantor (herein called the “Subsidiary Guarantor,” as such term is further defined herein), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., a national banking association incorporated and existing under the laws of the United States of America, as Trustee (herein called the “Trustee,” as such term is further defined herein).
Exhibit 99.1 PRINCIPAL FINANCIAL GROUP Principal Mutual Life Insurance Company CERTIFIED MAIL AND AIRBORNE --------------------------- December 28, 1995 Winston Millet IRSCO Development Co. Inc. 3875 Wilshire Blvd. Suite 607 Los Angeles, CA 90010...Principal Financial • January 5th, 1996 • Compumed Inc • Services-computer processing & data preparation
PRINCIPAL FINANCIAL GROUP PROTOTYPE FOR SAVINGS PLANS THIS IS A 401(k) PROFIT SHARING PLAN. ADOPTION AGREEMENT STANDARD IRS SERIAL NO. K2O5395a ADOPTION AGREEMENT PLAN NO. 002 TO BE USED WITH BASIC PLAN NO. 02 APPROVED: AUGUST 7, 2001 203 Principal...Principal Financial • February 14th, 2003 • Great Lakes Bancorp Inc
PRINCIPAL FINANCIAL GROUP, INC. 50,650,000 Shares Common Stock, Par Value $0.01 Per Share UNDERWRITING AGREEMENTPrincipal Financial • May 15th, 2009 • Principal Financial Group Inc • Accident & health insurance • New York
We have acted as special counsel to Principal Financial Group, Inc., a Delaware corporation (the “Company”), in connection with the issuance and sale today by the Company of [·] shares (the [“Securities”][“Primary Shares”]) of its Common Stock, par value $0.01 per share (the “Common Stock”), pursuant to the Underwriting Agreement, dated May [·], 2009 (the “Underwriting Agreement”), among the Company, you, as representative of the several underwriters, and the other underwriters named in Schedule I to the Underwriting Agreement (you and such other underwriters, collectively, the “Underwriters”) [and your notice, dated May [·], 2009, of the Underwriters exercise of their over-allotment option pursuant to Section 2(b) of the Underwriting Agreement with respect to [·] additional shares of Common Stock (together with the Primary Shares, the “Securities”)].(1) We are delivering this letter to you pursuant to Section 8(c) of the Underwriting Agreement.
PRINCIPAL FINANCIAL OFFICER/TREASURER SERVICES AGREEMENTPrincipal Financial • November 19th, 2009 • Old Mutual Global Shares Trust • Delaware
AGREEMENT made as of October 22, 2009 by and between Old Mutual Global Shares Trust, a Delaware statutory trust, with its principal office and place of business at 10 High Street, Suite 302, Boston, MA 02110 (the “Fund”), and Foreside Management Services, LLC, a Delaware limited liability company with its principal office and place of business at Three Canal Plaza, Portland, Maine 04101 (“Foreside”).
