STEADFAST APARTMENT REIT III, INC. FORM OF DEALER MANAGER AGREEMENT Up to $1,300,000,000 in Shares of Common Stock, $0.01 par value per shareParticipating Dealer Agreement • November 12th, 2015 • Steadfast Apartment REIT III, Inc. • Real estate investment trusts • New York
Contract Type FiledNovember 12th, 2015 Company Industry Jurisdiction
Prospect Flexible Income Fund, Inc., Los Angeles, California 90045 Re: Dealer Manager Agreement Ladies and Gentlemen:Participating Dealer Agreement • August 6th, 2020 • Prospect Flexible Income Fund, Inc. • California
Contract Type FiledAugust 6th, 2020 Company JurisdictionProspect Flexible Income Fund, Inc., a Maryland corporation (formerly known as TP Flexible Income Fund, Inc.) (the “Company”), has registered for public sale (the “Offering”) shares of its Class A common stock, $0.001 par value per share (the “Common Stock”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you as the managing dealer (the “Dealer Manager”) and the broker-dealers participating in the offering (the “Participating Dealers”). The Offered Shares will be sold at the initial offering prices, which may be subject to change, as more fully described in its registration statement on Form N-2 filed by the Company with the Securities and Exchange Commission (the “Commission”) (currently File No. 333-230251 and including any subsequent registration statement to the extent that it continues the Offering) (as may be amended or supplemented from time to time, the “Registration Statement”), which includes the Company’s prospectus, as amended o
GREEN REALTY TRUST, INC. Up to $1,650,000,000 in Shares of Common Stock, $0.01 par value per share DEALER MANAGER AGREEMENT December 3, 2010Participating Dealer Agreement • December 8th, 2010 • Green Realty Trust, Inc. • Real estate investment trusts • Illinois
Contract Type FiledDecember 8th, 2010 Company Industry JurisdictionGreen Realty Trust, Inc., a Maryland corporation (the “Company”), has registered for public sale (the “Offering”) a maximum of $1,650,000,000 in shares of its common stock, $0.01 par value per share (the “Common Stock”), of which amount: (i) up to $150,000,000 in shares of Common Stock are to be offered pursuant to the Company’s distribution reinvestment plan for a purchase price of $9.50 per share (the “DRIP Shares”); and (ii) up to $1,500,000,000 in shares of Common Stock (the “Primary Shares” and, together with the DRIP Shares, the “Offered Shares”) are to be issued and sold to the public on a “best efforts” basis through you (the “Dealer Manager”) as the managing dealer and the broker-dealers participating in the offering (the “Participating Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased and for certain categories of purchasers). The Company has reserved the right to reallocate the
NORTHSTAR REAL ESTATE INCOME TRUST, INC. Up to $1,100,000,000 in Shares of Common Stock, $0.01 par value per share FORM OF DEALER MANAGER AGREEMENTParticipating Dealer Agreement • March 17th, 2010 • NorthStar Real Estate Income Trust, Inc. • Real estate investment trusts • New York
Contract Type FiledMarch 17th, 2010 Company Industry Jurisdiction
PALADIN REALTY INCOME PROPERTIES, INC. Up to 38,500,000 Shares of Common Stock, $0.01 par value per share/$385,000,000 DEALER MANAGER AGREEMENTParticipating Dealer Agreement • February 1st, 2005 • Paladin Realty Income Properties Inc • Real estate investment trusts • California
Contract Type FiledFebruary 1st, 2005 Company Industry Jurisdiction
BOUSTEAD SECURITIES, LLCParticipating Dealer Agreement • December 21st, 2017 • HC Government Realty Trust, Inc. • Real estate investment trusts • South Carolina
Contract Type FiledDecember 21st, 2017 Company Industry Jurisdiction
STEADFAST ALCENTRA GLOBAL CREDIT FUND FORM OF AMENDED AND RESTATED DEALER MANAGER AGREEMENT Up to $3,000,000,000 in Common Shares of Beneficial Interest, $0.001 par value per shareParticipating Dealer Agreement • January 18th, 2018 • Stira Alcentra Global Credit Fund • Delaware
Contract Type FiledJanuary 18th, 2018 Company JurisdictionSteadfast Alcentra Global Credit Fund, a Delaware Statutory Trust (the “Fund”), has registered for public sale (the “Offering”) a maximum of $3,000,000,000 in common shares of beneficial interest, $0.001 par value per share (the “Common Shares”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) through you (the “Dealer Manager”) as the managing dealer and the broker-dealers participating in the Offering (the “Participating Dealers”) as follows: (i) Class A Shares will be sold at an offering price equal to the Fund’s then-current net asset value (“NAV”) per share plus selling commissions and dealer manager fees (each as described below) of up to 6.0% and 2.0%, respectively; (ii) Class T Shares will be sold at an offering price equal to the Fund’s then-current NAV per share plus selling commissions and dealer manager fees (each as described below) of up to 3.0% and 2.0%, respectively; (iii) Class D Shares will be sold at an offering price equal to the
GRIFFIN-AMERICAN HEALTHCARE REIT II, INC. UP TO $1,650,000,000 IN SHARES OF COMMON STOCK DEALER MANAGER AGREEMENT November 28, 2012Participating Dealer Agreement • November 29th, 2012 • Griffin-American Healthcare REIT II, Inc. • Real estate investment trusts • California
Contract Type FiledNovember 29th, 2012 Company Industry JurisdictionGriffin-American Healthcare REIT II, Inc., a Maryland corporation (the “Company”), registered $1,650,000,000 in shares of its common stock, $.01 par value per share (the “Shares”), for sale to the public (the “Offering”), of which (i) $1,500,000,000 in Shares are being offered pursuant to the primary offering and (ii) $150,000,000 in Shares are being offered pursuant to the Company’s distribution reinvestment plan (the “DRIP”) (SEC File No. 333-181928). The Company reserves the right to reallocate the Shares being offered between the primary offering and the DRIP. Except as described in the Prospectus (as defined below) or in Section 5.1 hereof, the Shares are to be sold pursuant to the primary offering for a cash price of $10.22 per Share and the Shares are to be sold pursuant to the DRIP for $9.71 per Share.
STRATEGIC CAPITAL INVESTORS, LLC PARTICIPATING DEALER AGREEMENT TerraCycle US Inc. Shares of Class A (Non-Voting) Preferred StockParticipating Dealer Agreement • November 16th, 2017 • TerraCycle US Inc. • Refuse systems • Virginia
Contract Type FiledNovember 16th, 2017 Company Industry JurisdictionThe undersigned, Strategic Capital Investors, LLC, a Michigan limited liability company (the "Placement Agent"), has entered into Exclusive Placement Agency Agreements dated August 14, 2017 with TerraCycle US Inc., a Delaware corporation (the "Company"), and JH Terra LLC, a stockholder of TerraCycle, Inc., the parent company of the Company, for the sale (the "Offering") of up to 250,000 shares of Class A (Non-Voting) Preferred Stock (the "Shares") of the Company, pursuant to which the Placement Agent has agreed to use its best efforts, together with a group of licensed securities dealers (a "Dealer" if singular or the "Dealers" if plural), to solicit offers for the purchase of the Shares. The Placement Agency Agreements are attached hereto as Exhibit A (together, the “Placement Agency Agreement”). The Company has prepared and filed an Offering Statement on Form 1-A, File No. 024-10734 (together with all amendments thereto, the "Offering Statement") with the Securities and Exchange Comm
FORM OF PARTICIPATING DEALER AGREEMENTParticipating Dealer Agreement • December 21st, 2017 • Nuveen Global Cities REIT, Inc. • Real estate investment trusts • New York
Contract Type FiledDecember 21st, 2017 Company Industry JurisdictionNuveen Securities, LLC, as the dealer manager (“Dealer Manager”) for Nuveen Global Cities REIT, Inc. (the “Company”), a Maryland corporation which will be taxed as a real estate investment trust, invites you (the “Dealer”) to participate in the distribution of shares of common stock, $0.01 par value per share, of the Company (“Common Stock”) subject to the following terms:
GRIFFIN-BENEFIT STREET PARTNERS BDC CORP. UP TO 150,000,000 SHARES OF COMMON STOCK DEALER MANAGER AGREEMENT December 11, 2014Participating Dealer Agreement • December 23rd, 2014 • Griffin-Benefit Street Partners BDC Corp. • California
Contract Type FiledDecember 23rd, 2014 Company JurisdictionGriffin-Benefit Street Partners BDC Corp., a Maryland corporation (the “Company”), is registering for public sale a maximum of up to 150,000,000 in shares (the “Shares”) of its common stock, $0.001 par value per share (the “Common Stock”), (the “Offering”), to be issued and sold at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased). The minimum purchase by any one person shall be $2,500 in Shares except as otherwise indicated in the Prospectus (as defined in Section 1.1 below) or in any letter or memorandum from the Company to Griffin Capital Securities, Inc. (the “Dealer Manager”). It is anticipated that the Dealer Manager will enter into participating dealer agreements (each a “Participating Dealer Manager Agreement”) in the form attached to this Dealer Manager Agreement with other broker-dealers participating in the Offering (each dealer being referred to herein as a “Dealer” and said dealers being
PARTICIPATING DEALER AGREEMENTParticipating Dealer Agreement • April 14th, 2023 • Belpointe PREP, LLC • Real estate • New York
Contract Type FiledApril 14th, 2023 Company Industry JurisdictionEmerson Equity LLC, a California limited liability company, as the dealer manager (the “Dealer Manager”) for Belpointe PREP, LLC, a Delaware limited liability company (the “Company”), invites you (the “Dealer”) to participate in the distribution of Class A units (the “Units”) representing limited liability company interest in the Company subject to the terms of this Participating Dealer Agreement (the “Agreement”).
FORM OF PARTICIPATING DEALER AGREEMENT NORTHEND INCOME PROPERTY TRUST INC. Up to $2,250,000,000 in Shares of Common Stock, $0.01 par value per share Dated: ____________, 200___Participating Dealer Agreement • May 13th, 2009 • NorthEnd Income Property Trust Inc. • Real estate investment trusts • New York
Contract Type FiledMay 13th, 2009 Company Industry JurisdictionSubject to the terms described herein, Merrill Lynch, Pierce, Fenner & Smith Incorporated, as the distributor (the “Distributor”) for NorthEnd Income Property Trust Inc., a Maryland corporation (the “Company”), invites you (“Participating Dealer”) to participate in the distribution, on a “best efforts” basis, of up to $2,250,000,000 in shares of common stock of the Company, $0.01 par value per share (the “Common Stock”), to the public (the “Offering”), of which amount: (a) up to $2,000,000,000 in shares of Common Stock are being offered to the public pursuant to the Company’s primary offering (the “Primary Shares”); and (b) up to $250,000,000 in shares of Common Stock are being offered to stockholders of the Company pursuant to the Company’s distribution reinvestment plan (the “DRIP Shares” and, together with the Primary Shares, the “Offered Shares”). The Primary Shares are to be issued and sold to the public at a purchase price equal to the sum of: (i) the Company’s net asset value (“
AEI INCOME & GROWTH FUND 24 LLCParticipating Dealer Agreement • April 12th, 2001 • Aei Income & Growth Fund 24 LLC • Real estate • Minnesota
Contract Type FiledApril 12th, 2001 Company Industry Jurisdiction
LIGHTHOUSE LIFE CAPITAL, LLC MANAGING BROKER-DEALER AGREEMENTParticipating Dealer Agreement • December 30th, 2021 • Lighthouse Life Capital, LLC • Life insurance • Illinois
Contract Type FiledDecember 30th, 2021 Company Industry JurisdictionLighthouse Life Capital, LLC , a Delaware limited liability company (the “Company”), is qualifying for the public sale of a maximum of its 8.5% senior beacon bonds or Class A Bonds, and its 6.5% senior beacon bonds, or Class B Bonds (the “Bonds”), pursuant to an exemption from registration under Regulation A (“Regulation A”) promulgated by the Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933 (the “Securities Act”), at the purchase price per Bond set forth in the Offering Statement (as defined below) (the “Offering”). The Company desires to appoint International Assets Advisory LLC (“IAA”), a Florida limited liability company, as managing broker-dealer for the Offering (the “Managing Broker-Dealer”) on the terms and conditions described herein. The Managing Broker-Dealer shall have the right to enter into (i) Participating Dealer Agreements substantially in the form attached to this Managing Broker-Dealer Agreement (this “Agreement”) as “Exhibit B” with
PARTICIPATING DEALER AGREEMENTParticipating Dealer Agreement • January 21st, 2022 • Alabama
Contract Type FiledJanuary 21st, 2022 Jurisdiction
GK INVESTMENT PROPERTY HOLDINGS II, LLC PARTICIPATING DEALER AGREEMENTParticipating Dealer Agreement • January 14th, 2020 • GK Investment Property Holdings II LLC • Real estate • California
Contract Type FiledJanuary 14th, 2020 Company Industry JurisdictionJCC Advisors, LLC, a Texas limited liability company, as the managing broker-dealer (“Managing Broker-Dealer”) for GK Investment Property Holdings II, LLC, a Delaware limited liability company (the “Company”), invites you (the “Dealer”) to participate in the distribution, on a “best efforts basis,” to the public (the “Offering”) of up to $50,000,000 of 7% bonds of the Company (“Bonds”) subject to the following terms:
MOODY NATIONAL REIT I, INC. Up to $1,100,000,000 in Shares of Common Stock, $0.01 par value per share FORM OF DEALER MANAGER AGREEMENT [ ], 2009Participating Dealer Agreement • February 23rd, 2009 • Moody National REIT I, Inc. • Real estate investment trusts • Delaware
Contract Type FiledFebruary 23rd, 2009 Company Industry JurisdictionMoody National REIT I, Inc., a Maryland corporation (the “Company”), has registered for public sale (the “Offering”) a maximum of $1,100,000,000 in shares of its common stock, $0.01 par value per share (the “Common Stock”), of which amount: (i) up to $100,000,000 in shares of Common Stock are to be offered pursuant to the Company’s distribution reinvestment plan for a purchase price of $9.50 per share (the “DRIP Shares”); and (ii) up to $1,000,000,000 in shares of Common Stock (the “Primary Shares” and, together with the DRIP Shares, the “Offered Shares”) are to be issued and sold to the public on a “best efforts” basis through you (the “Dealer Manager”) as the managing dealer and the broker-dealers participating in the offering (the “Participating Dealers”) at an initial offering price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased and for certain categories of purchasers). The Company has reserved the right to reallocate t
1 EXHIBIT 1.1 UNITREND, INC. A NEVADA CORPORATION UP TO 4,000,000 SHARES OF COMMON STOCK PARTICIPATING DEALER AGREEMENT Dear Sirs: Unitrend, Inc., a Nevada corporation (the "Company") is offering for sale 4,000,000 shares (the "Shares") of its Common...Participating Dealer Agreement • December 1st, 2000 • Unitrend Inc • Computer peripheral equipment, nec • Ohio
Contract Type FiledDecember 1st, 2000 Company Industry Jurisdiction
PARTICIPATING DEALER AGREEMENT TRILOMA EIG GLOBAL ENERGY FUNDParticipating Dealer Agreement • July 20th, 2015 • Triloma EIG Global Energy Fund • Florida
Contract Type FiledJuly 20th, 2015 Company JurisdictionSubject to the terms hereof, Triloma Securities, LLC, as the dealer manager (“Dealer Manager”) for Triloma EIG Global Energy Fund, a Delaware statutory trust (the “Fund”), invites you, (“Participating Dealer”) to participate in the distribution, on a best efforts basis, of up to 39,001 common shares of beneficial interest of the Fund (the “Common Shares”), to be issued and sold to the public on a “best efforts” basis (the “Offered Shares”) at an initial offering price of $25.64 per share (which offering price is subject to change as described in the Prospectus (as defined below)) as set forth in the Registration Statement filed by the Fund, which includes the Fund’s prospectus, as amended or supplemented (the “Prospectus”) and the Statement of Additional Information. Triloma Energy Advisors, LLC is the investment adviser of the Fund (the “Adviser”). EIG Credit Management Company, LLC is the investment sub-adviser of the Fund (the “Sub-Adviser”).
STIRLING HOTELS & RESORTS, INC. Offerings of Shares DEALER MANAGER AGREEMENT Dated: [__]Participating Dealer Agreement • February 2nd, 2024 • Stirling Hotels & Resorts, Inc. • Real estate investment trusts • Texas
Contract Type FiledFebruary 2nd, 2024 Company Industry JurisdictionStirling Hotels & Resorts, Inc. (the “Company”) will offer to accredited investors only (the “Offering”) shares of common stock, par value $0.01 per share in the Company (the “Common Stock”), which may consist of Class T, Class S, Class D and Class I shares of Common Stock (the “Shares”) to be offered and sold on the terms and conditions set forth in the Company’s confidential private placement memorandum, as the same may be amended or supplemented (the “Memorandum”). The Offering shall be comprised of up to $900,000,000 in Shares (the “Primary Shares”) that will be issued and sold pursuant to a primary offering (the “Primary Offering”) and up to $100,000,000 in Shares (the “DRP Shares”) pursuant to the Company’s distribution reinvestment plan (the “DRP”), provided that the Company has reserved the right to reallocate the Shares between the Primary Offering and the DRP and may increase the size of the Offering in its discretion. Further, the Company reserves the right to conduct follow
PALADIN REALTY INCOME PROPERTIES, INC. Up to $725,000,000 in Shares of Common Stock, $0.01 par value per share FORM OF PARTICIPATING DEALER AGREEMENT Dated: , 200Participating Dealer Agreement • July 22nd, 2011 • Paladin Realty Income Properties Inc • Real estate investment trusts • California
Contract Type FiledJuly 22nd, 2011 Company Industry JurisdictionSubject to the terms described herein, KBR Capital Markets, LLC, as the dealer manager (“Dealer Manager”) for Paladin Realty Income Properties, Inc., a Maryland corporation (the “Company”), invites you (“Participating Dealer”) to participate in the distribution, on a best efforts basis, of up to $725,000,000 in shares of common stock of the Company, $0.01 par value per share (the “Common Stock”), of which amount: (i) up to $75,000,000 in shares of Common Stock are being offered pursuant to the Company’s Amended and Restated Distribution Reinvestment Plan for a purchase price of $9.50 per share (the “DRIP Shares”); and (ii) up to $650,000,000 in shares of Common Stock (the “Primary Shares” and together with the DRIP Shares, the “Offered Shares”), at an initial offering purchase price of $10.00 per share (subject in certain circumstances to discounts based upon the volume of shares purchased). Notwithstanding the foregoing, the Company has reserved the right to reallocate the Offered Sha
PARTICIPATING DEALER AGREEMENT For Shares in SMART RX SYSTEMS, INC.Participating Dealer Agreement • June 21st, 2022 • Smart Rx Systems Inc • Retail-drug stores and proprietary stores • Florida
Contract Type FiledJune 21st, 2022 Company Industry JurisdictionSmart Rx Systems, Inc., a Florida corporation (the “Company”), proposes to issue and sell 4,500,000 shares of Series REG A Non-Voting Cumulative Convertible Secured preferred stock (the “Series REG A”) and 500,000 shares of Class REG A Super-Voting Preemptive Rights Convertible common stock at par value $0.0001 per share (the “Class REG A”) to investors deemed acceptable to the Company (the “Investors”) in a public offering pursuant to Regulation A Tier II (the “Offering”) for a total offering amount of $50,000,000.00 (the “Offering Amount”). Together, the Series REG A Shares and the Class REG A Shares shall be referred to as the “REG A Shares.” The minimum purchase by any one Investor shall be 900 shares of Series REG A shares in conjunction with 100 shares of Class REG A shares, which equals an aggregate amount of $10,000. Each individual investment shall maintain a 9:1 ratio between Series REG A shares and Class REG A Shares, which can be waived by the Company under certain circumst
DEALER MANAGER AGREEMENT $50,000,000 of 6.00% Senior Secured BondsParticipating Dealer Agreement • June 2nd, 2020 • Gladstone Companies, Inc. • Investment advice • Georgia
Contract Type FiledJune 2nd, 2020 Company Industry JurisdictionThe Gladstone Companies, Inc., a Delaware corporation (the “Company”), is offering a maximum of $50,000,000 of its 6.00% senior secured bonds (the “Bonds”), for sale to the public (the “Offering”), pursuant to Regulation A of the Securities Act of 1933, as amended. Except as described in the Offering Circular (as defined below) or in Section 5 hereof, the Bonds are to be sold pursuant to the Offering at a price of $25.00 per Bond.
APPENDIX A FORM OF PARTICIPATING DEALER AGREEMENT NORTHSTAR REAL ESTATE CAPITAL INCOME FUND Up to $3,000,000,000 in Common Shares, $0.001 par value per share FORM OF PARTICIPATING DEALER AGREEMENT Dated:Participating Dealer Agreement • December 24th, 2015 • NorthStar Real Estate Capital Income Fund • New York
Contract Type FiledDecember 24th, 2015 Company JurisdictionNorthStar Securities, LLC, as the dealer manager (the “Dealer Manager”) for NorthStar Real Estate Capital Income Fund, a Delaware statutory trust (the “Trust”), invites you (“Participating Dealer”) to participate in the distribution of shares of beneficial interest of the Trust subject to the following terms:
PARTICIPATING DEALER AGREEMENT for Shares in StreamNet, Inc.Participating Dealer Agreement • March 18th, 2019 • StreamNet, Inc. • Retail-record & prerecorded tape stores • New York
Contract Type FiledMarch 18th, 2019 Company Industry JurisdictionThe undersigned, SW Financial, LLC, a New York Limited Liability Company (the “Managing Broker-Dealer”), has entered into an agreement (the “MBD Agreement”) with StreamNet, Inc., a Nevada Corporation (the “Company”) for the sale (the “Offering”) of up to Eighteen Million Dollars ($18,000,000) of shares of common stock (the “Shares”) in the Company, pursuant to which the Managing Broker-Dealer has agreed to use its best efforts to form and manage, as the Managing Broker-Dealer, a group of securities dealers (the “Dealers”) for the purpose of soliciting offers for the purchase of the Shares. The MBD Agreement is attached as Exhibit A. The Company has prepared and filed an Offering Statement on Form 1-A, File No.: 024-10590 (together with all amendments thereto, the “Offering Statement”) with the Securities and Exchange Commission (“SEC”). The date the Offering Statement is qualified by SEC shall be referred to herein as the “Qualification Date.” The Shares will be offered during a period
AEI CORE PROPERTY INCOME TRUST, INC. PARTICIPATING DEALER AGREEMENTParticipating Dealer Agreement • August 29th, 2011 • AEI Core Property Income Trust, Inc • Minnesota
Contract Type FiledAugust 29th, 2011 Company JurisdictionAEI Securities, Inc., as dealer-manager (the “Dealer-Manager”) for AEI Core Property Income Trust, Inc., a Minnesota corporation (the “Company”) invites you (“Dealer”) to participate in the distribution of shares of common stock (the “Shares”), subject to the terms set forth below.
HC GOVERNMENT REALTY TRUST, INC. managing broker-dealer AGREEMENTParticipating Dealer Agreement • April 25th, 2017 • HC Government Realty Trust, Inc. • Real estate investment trusts • South Carolina
Contract Type FiledApril 25th, 2017 Company Industry JurisdictionHC Government Realty Trust, Inc., a Delaware limited liability company (the “Company”), has qualified for public sale up to $30,000,000 (the “Maximum Offering Amount”) of its common stock (the “Shares”) for a purchase price of $10.00 per Share (the “Offering”), pursuant to an exemption from registration pursuant to: (i) Regulation A (“Regulation A”) promulgated by the Securities and Exchange Commission (“SEC”) pursuant to the Securities Act of 1933 (the “Securities Act”); and (ii) applicable blue sky exemptions. The Company desires to appoint SANDLAPPER Securities, LLC, a South Carolina limited liability company (“SANDLAPPER”), as the managing broker-dealer for the Offering (the “Managing Broker-Dealer”) on the terms and conditions described herein. The Managing Broker-Dealer shall have the right to enter into Participating Dealer Agreements substantially in the form attached to this Managing Broker-Dealer Agreement (this “Agreement”) as “Exhibit A” (a “Participating Dealer Agreement”)
AMENDMENT NO. 1 TO PARTICIPATING DEALER AGREEMENTParticipating Dealer Agreement • June 1st, 2017 • Steadfast Apartment REIT III, Inc. • Real estate investment trusts • New York
Contract Type FiledJune 1st, 2017 Company Industry JurisdictionThis Amendment No. 1 to the Participating Dealer Agreement (this “Amendment”) is effective as of the date of this notice provided to you (the “Participating Dealer”) by Steadfast Capital Markets Group, LLC (the “Dealer Manager”). Capitalized terms used but not defined herein shall have the meaning set forth in the Participating Dealer Agreement (as defined below).
GK INVESTMENT HOLDINGS, LLC PARTICIPATING DEALER AGREEMENTParticipating Dealer Agreement • June 30th, 2016 • GK Investment Holdings, LLC • Real estate • Delaware
Contract Type FiledJune 30th, 2016 Company Industry JurisdictionJCC Advisors, LLC, a Texas limited liability company, as the managing broker-dealer ("Managing Broker-Dealer") for GK Investment Holdings, LLC, a Delaware limited liability company (the "Company"), invites you (the "Dealer") to participate in the distribution, on a "best efforts basis," to the public (the "Offering") of up to $50,000,000 of 7% unsecured bonds of the Company ("Bonds") subject to the following terms:
APPENDIX A FORM OF PARTICIPATING DEALER AGREEMENT NORTHSTAR CORPORATE INCOME FUND-T Up to $189,376,000 in Common Shares, $0.001 par value per share FORM OF PARTICIPATING DEALER AGREEMENT Dated:Participating Dealer Agreement • February 12th, 2016 • NorthStar Corporate Income Fund-T • New York
Contract Type FiledFebruary 12th, 2016 Company JurisdictionNorthStar Securities, LLC, as the dealer manager (the “Dealer Manager”) for NorthStar Corporate Income Fund-T, a Delaware statutory trust (the “Fund”), invites you (“Participating Dealer”) to participate in the distribution of shares of beneficial interest of the Fund subject to the following terms:
PARTICIPATING DEALER AGREEMENTParticipating Dealer Agreement • March 15th, 2012 • Fortune Vacation Travel Ltd. • Transportation services • Nevada
Contract Type FiledMarch 15th, 2012 Company Industry JurisdictionThis Participating Dealer Agreement (the “Agreement”) is made as of the 20th day of July, 2011 by and among ________________________ (“Dealer”), and Underhill Securities Corp., a Nevada corporation (“USC”).
Participating Dealer Agreement North Carolina Department of Public Instruction (NCDPI)Participating Dealer Agreement • February 28th, 2018 • North Carolina
Contract Type FiledFebruary 28th, 2018 JurisdictionThis Amendment (“Amendment”) is made and entered into as of the date signed by the last party (“Amendment Effective Date”) and amends the Participating Dealer Agreement (“Agreement”) effective March 27, 2015, between NWN Corporation (“Participating Dealer”), and EC America, Inc. (“EC America”). All capitalized terms used and not otherwise defined in this Amendment shall have the meaning ascribed to them in the Agreement.
DEALER MANAGER AGREEMENT Senior Common StockParticipating Dealer Agreement • March 28th, 2011 • Gladstone Commercial Corp • Lessors of real property, nec • Virginia
Contract Type FiledMarch 28th, 2011 Company Industry JurisdictionGladstone Commercial Corporation, a Maryland corporation (the “Company”), is offering an aggregate of 3,500,000 shares of its senior common stock, par value $0.001 per share (the “Shares”) for sale to the public (the “Offering”), of which 3,000,000 Shares is intended to be offered pursuant to the primary offering and 500,000 Shares is intended to be offered pursuant to the Company’s distribution reinvestment plan (the “DRIP”). The Company reserves the right to reallocate the Shares being offered between the primary offering and the DRIP. Except as described in the Prospectus (as defined below) or in Section 5 hereof, the Shares are to be sold pursuant to the primary offering and the DRIP for a cash price of $15.00 per Share.
APPENDIX A FORM OF PARTICIPATING DEALER AGREEMENT NORTHSTAR REAL ESTATE CAPITAL INCOME FUND-T Up to $189,376,000 in Common Shares, $0.001 par value per share FORM OF PARTICIPATING DEALER AGREEMENT Dated:Participating Dealer Agreement • February 4th, 2016 • NorthStar Real Estate Capital Income Fund-T • New York
Contract Type FiledFebruary 4th, 2016 Company JurisdictionNorthStar Securities, LLC, as the dealer manager (the “Dealer Manager”) for NorthStar Real Estate Capital Income Fund-T, a Delaware statutory trust (the “Trust”), invites you (“Participating Dealer”) to participate in the distribution of shares of beneficial interest of the Trust subject to the following terms: