LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • February 27th, 2006 • Northstar Capital Investment Corp /Md/ • Real estate
Morgan Stanley & Co. Incorporated Merrill Lynch, Pierce, Fenner & Smith Incorporated c/o Morgan Stanley & Co. Incorporated 1585 Broadway New York, NY 10036
Lock-up Letter Agreement Common Stock ($0.001 par value)Lock-Up Letter Agreement • December 17th, 2004 • Thoma Cressey Equity Partners Inc • Services-management consulting services
This Lock-Up Letter Agreement is being delivered in connection with the proposed Underwriting Agreement (the “Underwriting Agreement”) to be entered into by LECG Corporation, a Delaware corporation, (the “Company”), the selling stockholders named therein and UBS Securities LLC (“UBS”), as Representative of the several Underwriters named therein, with respect to the public offering (the “Offering”) of Common Stock, par value $0.001 per share (the “Common Stock”), of the Company.
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • November 23rd, 2021 • Orbital Energy Group, Inc. • Wholesale-electronic parts & equipment, nec • Texas
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • November 1st, 2004 • U-Store-It Trust • Real estate investment trusts
Lehman Brothers Inc. As representative of the several underwriters named in Schedule 1 to the Underwriting Agreement, c/o Lehman Brothers Inc. 745 Seventh Avenue New York, New York 10019
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • June 30th, 2021 • cbdMD, Inc. • Perfumes, cosmetics & other toilet preparations
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • November 19th, 2018 • Bregal Europe Co-Investment Limited Partnership • Services-educational services • New York
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • January 7th, 2009 • Nevada Gold Holdings, Inc. • Beverages • New York
Reference is made to the Agreement and Plan of Merger and Reorganization (the “Merger Agreement”) by and among Nevada Gold Holdings, Inc., a Delaware corporation (the “Company”), Nevada Gold Enterprises, Inc., a Nevada corporation (“Nevada Gold”), and Nevada Gold Acquisition Corp. a Nevada corporation and a wholly owned subsidiary of the Company (the “Transactions”). In connection with the Merger Agreement, Nevada Gold stockholders shall receive shares of common stock, par value $0.001 per share (“Common Stock”), of the Company in consideration for shares of Nevada Gold held by them at the effective time of the merger. In consideration of the Company and Nevada Gold entering into the Merger Agreement, the undersigned hereby agrees as follows:
LOCK-UP LETTER AGREEMENT December 6, 2012Lock-Up Letter Agreement • December 13th, 2012 • Petro-Hunt Holdings, LLC • Crude petroleum & natural gas
This letter (the “Lock-up Letter Agreement”) is being delivered to you in connection with the “Closing” under that certain Reorganization and Interest Purchase Agreement (the “Purchase Agreement”) dated October 19, 2012 among Petro-Hunt, L.L.C. and Pillar Energy, LLC, and Halcón Energy Properties, Inc. Pursuant to the terms of the Purchase Agreement, the undersigned received at Closing (as such term is defined in the Purchase Agreement) and may receive in connection with certain post-closing adjustments (each as contemplated by the Purchase Agreement) newly issued shares of Automatically Convertible Preferred Stock, par value $0.0001 per share (the “Preferred Stock”), of Halcón Resources Corporation, a Delaware corporation (the “Company”), which Preferred Stock is convertible into shares of common stock, par value $0.0001 per share (the “Common Stock” and, together with the Preferred Stock, the “Equity Securities”), of the Company.
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • May 27th, 2014 • Camp Nine, Inc. • Sporting & athletic goods, nec
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • January 2nd, 2013 • Cactus Ventures, Inc. • Blank checks
Exhibit B LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • February 18th, 2011 • MPM BioVentures IV QP LP • Pharmaceutical preparations
BARCLAYS CAPITAL INC. PIPER JAFFRAY & CO. As Representatives of the several Underwriters named in Schedule I of the Underwriting Agreement, c/o Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019
LOCK-UP LETTER AGREEMENT February 3, 1997 Millennium Pharmaceuticals, Inc. 640 Memorial Drive Cambridge, MA 02139-4815 Re: ChemGenics Pharmaceuticals Inc. Ladies and Gentlemen: The undersigned, at the date hereof, is the owner of (or has the right to...Lock-Up Letter Agreement • February 20th, 1997 • Perseptive Biosystems Inc • Laboratory analytical instruments
The undersigned, at the date hereof, is the owner of (or has the right to direct the disposition of) 6,792,679 shares (excluding shares issuable upon the exercise of options or warrants*, whether or not presently exercisable) (the "Shares") of common stock, par value $.001 per share (the "Common Stock") of ChemGenics Pharmaceuticals Inc. (the "Company"). The undersigned understands that Millennium Pharmaceuticals, Inc. (the "Buyer") and CPI Acquisition Corp., a wholly-owned subsidiary of the Buyer (the "Transitory Subsidiary") have entered into an Agreement and Plan of Merger (the "Merger Agreement") with the Company, pursuant to which the Transitory Subsidiary will be merged (the "Merger") with and into the Company and the outstanding shares of capital stock of the Company will be converted into an aggregate of 4,783,688 shares of common stock of the Buyer (the "Merger Shares"). Following the Merger, all options to purchase shares of ChemGenics' Common Stock will be converted into opt
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • May 27th, 2014 • Camp Nine, Inc. • Sporting & athletic goods, nec
LOCK UP LETTER AGREEMENTLock Up Letter Agreement • January 5th, 2007 • Malibu Minerals Inc. • Metal mining • New York
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • May 14th, 2019 • cbdMD, Inc. • Perfumes, cosmetics & other toilet preparations
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • October 5th, 2016 • Winnebago Industries Inc • Motor homes
This letter agreement (this “Agreement”) is made by the undersigned pursuant to that certain Securities Purchase Agreement dated October 2, 2016 by and among Grand Design RV, LLC, Winnebago Industries, Inc., an Iowa corporation (“Parent”), Octavius Corporation, a Delaware corporation, the “Sellers” identified therein, and SP GE VIII-B GD RV Holdings, L.P. solely in its capacity as the Sellers’ Representative thereunder (the “Purchase Agreement”). Capitalized terms used but not defined in this Agreement shall have the respective meanings set forth in the Purchase Agreement.
LOCK UP LETTER AGREEMENT WARRANT EXCHANGE SHARES ONLYLock Up Letter Agreement • February 24th, 2020 • Esports Entertainment Group, Inc. • Services-amusement & recreation services • New York
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • August 22nd, 2013 • Actinium Pharmaceuticals, Inc. • Blank checks
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • February 27th, 2006 • Northstar Capital Investment Corp /Md/ • Real estate
The undersigned understands that Morgan Stanley & Co. Incorporated (“Morgan Stanley”) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (“Merrill Lynch”) propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) with Morgans Hotel Group Co., a Delaware corporation (the “Company”), Morgans Hotel Group LLC, a Delaware limited liability company (“MHG”), and Morgans Group LLC, a Delaware limited liability company (the “Operating Company”), providing for the public offering (the “Public Offering”) by the several Underwriters, including Morgan Stanley and Merrill Lynch (the “Underwriters”), of the common stock, $.01 par value per share, of the Company (the “Common Stock”).
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • November 8th, 2019 • Winnebago Industries Inc • Motor homes
This letter agreement (this “Agreement”) is made by the undersigned pursuant to that certain Stock Purchase Agreement dated September 15, 2019, by and among Octavius Corporation, a Delaware Corporation, Winnebago Industries, Inc., an Iowa corporation (“Parent”), Newmar Corporation, an Indiana corporation, Dutch Real Estate Corp., an Indiana corporation, New-Way Transport Corp., an Indiana corporation, New-Serv, Inc., an Indiana corporation, the “Sellers” identified therein, and Matthew Miller solely in his capacity as Sellers Agent thereunder (the “Purchase Agreement”). Capitalized terms used but not defined in this Agreement shall have the respective meanings set forth in the Purchase Agreement.
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • June 16th, 2017 • XL Investments LTD • Real estate investment trusts
The undersigned understands that you and certain other firms (the “Underwriters”) propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) providing for the purchase by the Underwriters of shares (the “Stock”) of Common Stock, par value $0.01 per share (the “Common Stock”), of Five Oaks Investment Corp., a Maryland corporation (the “Company”), and that the Underwriters propose to reoffer the Stock to the public (the “Offering”).
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • May 14th, 2019 • cbdMD, Inc. • Perfumes, cosmetics & other toilet preparations
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • May 27th, 2014 • Camp Nine, Inc. • Sporting & athletic goods, nec
LOCK-UP LETTER AGREEMENT November 30, 2016Lock-Up Letter Agreement • December 12th, 2016 • Gold Alan D • Real estate
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • June 24th, 2014 • XL Investments LTD • Real estate investment trusts
Exhibit A LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • November 29th, 2011 • MPM BioVentures IV QP LP • Pharmaceutical preparations
Barclays Capital Inc. Jefferies & Company, Inc. As Representatives of the several Underwriters named in Schedule I of the Underwriting Agreement, c/o Barclays Capital Inc. 745 Seventh Avenue New York, New York 10019 Ladies and Gentlemen:
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • April 30th, 2010 • Voyager Oil & Gas, Inc. • Services-motion picture & video tape production • Minnesota
LOCK-UP LETTER AGREEMENT Form of Lock-Up AgreementLock-Up Letter Agreement • October 24th, 2016 • Orbimed Advisors LLC • Pharmaceutical preparations
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • August 23rd, 2005 • Memc Electronic Materials Inc • Semiconductors & related devices
The undersigned understands that you propose to enter into an Underwriting Agreement (the “Underwriting Agreement”) providing for the purchase by you (the “Underwriters”) of shares (the “Shares”) of Common Stock, par value $.01 per share (the “Common Stock”), of MEMC Electronic Materials, Inc., a Delaware corporation (the “Company”), held by the undersigned and a certain other stockholders of the Company (the “Selling Stockholders”), and that the Underwriters propose to reoffer the Shares to the public (the “Offering”).
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • May 13th, 2016 • Aklog Lishan • Surgical & medical instruments & apparatus • New York
ContractLock-Up Letter Agreement • May 13th, 2021 • JAWS Spitfire Acquisition Corp • Blank checks
This LOCK-UP LETTER AGREEMENT (this “Lock-Up Agreement”), dated as of May 10, 2021, is made by and between Benyamin Buller (the “Holder”) and JAWS Spitfire Acquisition Corporation, a Cayman Islands exempted company (“JAWS”). The Holder and JAWS shall be referred to herein from time to time collectively as the “Parties”. Capitalized terms used but not otherwise defined herein shall have the meanings ascribed to such terms in the Business Combination Agreement (as defined below).
LOCK UP LETTER AGREEMENTLock Up Letter Agreement • April 7th, 2014 • Recruit Holdings Co., Ltd. • Services-employment agencies • New York
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • April 6th, 2006 • MHB Trust • Communications services, nec
As Representatives of the several Investors named in Schedule I to the Securities Purchase Agreement, c/o Lehman Brothers Inc. 745 Seventh Avenue New York, New York 10019
LOCK-UP LETTER AGREEMENT September 22, 2016Lock-Up Letter Agreement • September 27th, 2016 • Galectin Therapeutics Inc • Pharmaceutical preparations
This Agreement contains restrictions related to the common stock (“Common Stock”) and preferred stock (“Preferred Stock”) of Galectin Therapeutics, Inc. (the “Company”). In consideration of the warrants described herein (the “Lock-Up Warrants”) to be issued by the Company to 10X Fund, L.P. (“10X Fund”) to purchase up to 1,000,000 shares of Common Stock and the Lock Up Warrant as described in the 2016 Securities Purchase Agreement (as hereinafter defined), and for other good and valuable consideration, 10X Fund hereby irrevocably agrees that, for a period commencing on the date hereof and ending on the eighteen (18) month anniversary of the date hereof (such 18 month period, the “Lock-Up Period”), without the prior written consent of the Company, 10X Fund will not, directly or indirectly, except as otherwise specified herein, (1) offer for sale, sell, contract to sell, pledge, or otherwise dispose of (or enter into any transaction or device that is designed to, or could be expected to,
LOCK-UP LETTER AGREEMENTLock-Up Letter Agreement • April 20th, 2006 • Smart Hydrogen Inc • Electrical industrial apparatus
Reference is made to that certain Stock Purchase Agreement (the “Company Stock Purchase Agreement”) dated as of April 10, 2006 by and between Smart Hydrogen, Inc. (the “Buyer”) and Plug Power Inc., a Delaware corporation (the “Company”).
