AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT AMONG WELLS FARGO FUNDS TRUST, WELLS FARGO FUNDS MANAGEMENT, LLC AND WELLS CAPITAL MANAGEMENT INCORPORATED This AMENDED AND RESTATED AGREEMENT is made as of this 1st day of March 2001, as amended...Investment Sub-Advisory Agreement • May 29th, 2018 • Wells Fargo Funds Trust • Delaware
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT AMONG STRATEGIC ADVISERS LLC, FIAM LLC AND FIDELITY RUTLAND SQUARE TRUST IIInvestment Sub-Advisory Agreement • April 24th, 2024 • Fidelity Rutland Square Trust II
AMENDED AND RESTATED AGREEMENT, made this 1st day of October, 2023, among Fidelity Rutland Square Trust II (“Trust”), a Delaware statutory trust, on behalf of Strategic Advisers Core Income Fund (the “Fund”), Strategic Advisers LLC (“Adviser”), a Delaware limited liability company, and FIAM LLC (“Sub-Adviser”), a Delaware limited liability company, and amends and restates an Investment Sub-Advisory Agreement dated March 5, 2010, as further amended and restated on December 1, 2010 and June 7, 2012, and on December 15, 2014 by an assignment and assumption agreement, as further amended and restated on December 2, 2020, September 7, 2022 and March 2, 2023.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 26th, 2024 • Eq Advisors Trust • New York
INVESTMENT SUB-ADVISORY AGREEMENT, effective as of November 12, 2023, by and between Equitable Investment Management Group, LLC, a limited liability company organized in the State of Delaware (“Adviser”), and Brandywine Global Investment Management, LLC, a limited liability company organized in the State of Delaware (“Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT SEI INSTITUTIONAL INTERNATIONAL TRUSTInvestment Sub-Advisory Agreement • January 26th, 2024 • Sei Institutional International Trust • Massachusetts
AGREEMENT made as of this 18th day of September, 2023 between SEI Investments Management Corporation (the “Adviser”) and Grantham, Mayo, Van Otterloo & Co. LLC (the “Sub-Adviser”).
EX-99.D(27) 6 dex99d27.htm INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN MASSMUTUAL AND DAVID L. BABSON & CO. Exhibit D(27) INVESTMENT SUB-ADVISORY AGREEMENT for MML Inflation-Protected Bond FundInvestment Sub-Advisory Agreement • May 5th, 2020 • Massachusetts
This Investment Sub-Advisory Agreement (this “Sub-Advisory Agreement”), is by and between David L. Babson & Company Inc. (the “Sub-Adviser”) and Massachusetts Mutual Life Insurance Company, a mutual life insurance company organized under the laws of the Commonwealth of Massachusetts (“MassMutual”), for the MML Inflation-Protected Bond Fund (the “Fund”), a series of MML Series Investment Fund (the “Trust”), a Massachusetts business trust which is an open-end diversified management investment company registered as such with the Securities and Exchange Commission (the “Commission”) pursuant to the Investment Company Act of 1940, as amended (the “Act”), effective as of the 15th day of August, 2002.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 26th, 2024 • Bitwise Funds Trust • Delaware
This Investment Sub-Advisory Agreement (the “Agreement”) is made as of this 14th day of July, 2023 by and among Bitwise Funds Trust, a Delaware statutory trust (the “Trust”), and Bitwise Investment Manager, LLC, a Delaware limited liability company (the “Adviser”) and Vident Advisory, LLC, a Delaware limited liability company (the “Sub-Adviser”).
Investment Sub-Advisory AgreementInvestment Sub-Advisory Agreement • February 28th, 2018 • JNL Series Trust • New York
This Agreement is effective this 25th day of September, 2017, by and between Jackson National Asset Management, LLC, a Michigan limited liability company and registered investment adviser (“Adviser”) and BlackRock International Limited, a corporation existing under the laws of Scotland and registered with the U.S. Securities and Exchange Commission (“SEC”) as an investment adviser under the Investment Advisers Act of 1940, as amended (the “Advisers Act”) (“Sub-Adviser”).
POLEN CAPITAL GLOBAL GROWTH ETF LITMAN GREGORY FUNDS TRUST INVESTMENT SUB- ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 21st, 2024 • Litman Gregory Funds Trust • Delaware
THIS INVESTMENT SUB-ADVISORY AGREEMENT is made as of the day of February , 2024 by and between iM Global Partner Fund Management LLC (the “Advisor”) and Polen Capital Management, LLC, (the “Sub-Advisor”).
Blackstone Alternative Multi-Strategy Fund INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 26th, 2023 • Blackstone Alternative Investment Funds • New York
This investment sub-advisory agreement (the “Agreement”) is effective as of March 15, 2023, between Blackstone Alternative Investment Advisors LLC, a Delaware limited liability company (the “Adviser”), and Fort Baker Capital Management LP, a Delaware Limited Partnership (the “Sub-Adviser”).
AMENDMENT TO INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN JACKSON NATIONAL ASSET MANAGEMENT, LLC AND BLACKROCK INVESTMENT MANAGEMENT, LLCInvestment Sub-Advisory Agreement • August 30th, 2013 • JNL Series Trust
ADVISORSHARES TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 30th, 2023 • AdvisorShares Trust • Delaware
AGREEMENT made as of the 5th day of October 2023 by and between AdvisorShares Investments, LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 4800 Montgomery Lane, Suite 150, Bethesda, Maryland 20814, and Ranger Alternative Management, L.P. (the “Sub-Adviser”), a Texas partnership with its principal place of business at 1845 Woodall Rodgers Fwy, Suite 1050, Dallas, Texas 75201.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 9th, 2023 • Trust for Professional Managers • Delaware
THIS INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of February 28, 2023 (the “Effective Date”), by and between Neuberger Berman Investment Advisers LLC, a Delaware limited liability company located at 1290 Avenue of the Americas, New York, New York 10104 (the “Sub-Advisor”), the investment sub-advisor for the a portion of the ActivePassive Core Bond Income ETF (the “Fund,”), and Envestnet Asset Management, Inc., a Delaware corporation located at 35 East Wacker Drive, Suite 2400, Chicago, Illinois 60601 (the “Advisor”), the investment advisor for the Fund.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • February 28th, 2023 • Ultimus Managers Trust • Ohio
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective as of September 30, 2022, is by and among Broadmark Asset Management, LLC (the “Sub-Advisor”), Ultimus Managers Trust (the “Trust”), on behalf of the Westwood Broadmark Tactical Plus Fund, a series of the Trust (the “Fund”), and Salient Advisors, L.P. (the “Advisor”).
BRINKER CAPITAL DESTINATIONS TRUST INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 28th, 2023 • Brinker Capital Destinations Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENT, effective as of the 15th day of March, 2023, between Orion Portfolio Solutions, LLC, a limited liability company organized and existing under the laws of the State of Nebraska, d.b.a. Brinker Capital Investments (the “Adviser”), and Lord, Abbett & Co. LLC (the “Sub-Adviser”), a limited liability company and existing under the laws of the State of Delaware.
THIRD AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 26th, 2024 • Northwestern Mutual Series Fund Inc • Delaware
THIS THIRD AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT is made as of this 7th day of September 2023, by and between Mason Street Advisors, LLC, a Delaware limited liability company (the “Adviser”) and Delaware Investments Fund Advisers, a series of Macquarie Investment Management Business Trust, a Delaware statutory trust (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • September 16th, 2021 • Advisors Series Trust • Delaware
This AGREEMENT is made as of the 15th day of September 2021, by and among First Sentier Investors (Singapore) IM Ltd., a Singaporean corporation located at 79 Robinson Road, #17-01, Singapore 068897 (the “Sub-Adviser”), First Sentier Investors (US) LLC, a Delaware limited liability company located at 10 East 53rd Street, Floor 21, New York, New York, 10022 (the “Manager”), and Advisors Series Trust, a Delaware statutory trust with its principal office located at 615 East Michigan Street, Milwaukee, WI 53202 (hereinafter called the “Trust”), on behalf of the series of the Trust indicated on Schedule A.
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN WELLS FARGO MASTER TRUST, WELLS FARGO FUNDS MANAGEMENT, LLC AND WELLS CAPITAL MANAGEMENT INCORPORATEDInvestment Sub-Advisory Agreement • April 27th, 2012 • Wells Fargo Master Trust • Delaware
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 10th, 2022 • Wilshire Mutual Funds Inc • California
This Investment Sub-Advisory Agreement (“Agreement”) is made as of the 3rd day of November, 2021 (the “Effective Date”) by and between Wilshire Advisors LLC, a Delaware limited liability company (“Adviser”), and Granahan Investment Management, a registered investment adviser (“Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • December 14th, 2022 • Bridge Builder Trust • Delaware
This AGREEMENT is made as of the second day of December, 2022, by and among Capital International, Inc., a corporation organized and existing under the laws of the State of California and located at 333 South Hope Street, Los Angeles, California 90071 (the “Sub- Adviser”), Olive Street Investment Advisers, LLC, a Missouri limited liability company located at 12555 Manchester Road, St. Louis, MO 63131 (the “Adviser”), and the Bridge Builder Trust, a Statutory trust located at 12555 Manchester Road, St. Louis, MO 63131 (the “Trust”), on behalf of the series of the Trust indicated on Schedule A to this Agreement (each, a “Fund” and collectively, the “Funds”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 25th, 2020 • Deutsche DWS International Fund, Inc. • New York
AGREEMENT made this 15th day of May, 2020, between DWS Investment Management Americas, Inc. (the “Adviser” or “DIMA”) and ITAU USA Asset Management, Inc. (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT BetweenInvestment Sub-Advisory Agreement • September 29th, 2022 • T. Rowe Price Spectrum Funds II, Inc. • Maryland
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) is dated as of March 7, 2022 by and between T. Rowe Price Associates, Inc. (the “Adviser”), a corporation organized and existing under the laws of the State of Maryland, United States of America, and T. Rowe Price Investment Management, Inc. (the “Sub-adviser”), a corporation organized and existing under the laws of the State of Maryland, United States of America.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 28th, 2024 • Managed Portfolio Series • Delaware
This AGREEMENT is made as of the 1st day of June, 2023, by and between Tortoise Index Solutions, LLC, a Delaware limited liability company (the “Adviser”), Exchange Traded Concepts, LLC, an Oklahoma limited liability company (the “Sub-Adviser”), and Managed Portfolio Series, a Delaware statutory trust (the “Trust”).
AMENDMENT NO. 2 TO INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 27th, 2017 • Bridge Builder Trust • Delaware
This Amendment to the Investment Sub-Advisory Agreement, dated as of August 14, 2015, by and between Olive Street Investment Advisers, LLC (the “Adviser”) and Wells Capital Management Incorporated (the “Sub-Adviser”) is entered into as of the 9th day of June, 2017 by and among the Adviser, the Sub-Adviser and the Bridge Builder Trust, a Delaware statutory trust located at 615 East Michigan Street, Milwaukee, WI 53202, on behalf of the series of the Trust indicated on Schedule A to this Amendment (each, a “Fund” and collectively, the “Funds”). All capitalized terms used, but not defined, herein shall have the meanings given to them in the Sub-Advisory Agreement (as defined below).
EA SERIES TRUST INVESTMENT SUB-ADVISORY AGREEMENT among Empowered Funds, LLC, StockSnips, Inc., and EA Series TrustInvestment Sub-Advisory Agreement • April 8th, 2024 • EA Series Trust • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 9th day of March, 2024 by and between Empowered Funds, LLC, a Pennsylvania limited liability company with its principal place of business at 19 E. Eagle Road, Havertown, PA 19083 doing business as ETF Architect (the “Adviser”), EA Series Trust (the “Trust”), and StockSnips, Inc., a Delaware corporation with its principal place of business located at 800 Vinial Street, B305, Pittsburgh, PA 15212 (the “Sub-Adviser”).
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 28th, 2022 • Nuveen Investment Trust Ii • Illinois
AGREEMENT MADE THIS 31st day of December 2021 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a registered investment adviser (“NAM” or “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • July 28th, 2023 • First Trust Alternative Opportunities Fund • Delaware
AGREEMENT, dated as of February 23, 2023 by and among First Trust Alternative Opportunities Fund (the “Fund”), First Trust Capital Management L.P. (the “Advisor”), and Palmer Square Capital Management LLC (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • June 21st, 2010 • Old Mutual Funds II • Delaware
AGREEMENT made as of this 21st day of June, 2010 by and among Old Mutual Capital, Inc. (the “Adviser”), Dwight Asset Management Company LLC (the “Sub-Adviser”), and Old Mutual Funds II, a Delaware statutory trust (the “Trust”).
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • April 29th, 2016 • State Farm Mutual Fund Trust • Illinois
THIS AGREEMENT (the “Agreement”) is made and entered into this day of April 2016 by and among STATE FARM MUTUAL FUND TRUST, a Delaware statutory trust (the “Trust”), STATE FARM INVESTMENT MANAGEMENT CORP., a Delaware corporation (the “Adviser”), and RAINIER INVESTMENT MANAGEMENT, LLC, a Delaware limited liability company (the “Sub-Adviser”), relating to investment management services to be provided by the Sub-Adviser. This Agreement, which supersedes an existing sub-advisory agreement among these parties, shall become effective upon the closing of Manning & Napier, Inc.’s acquisition of the Sub-Adviser.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • November 13th, 2023 • Cantor Select Portfolios Trust • New York
This Investment Sub-Advisory Agreement (“Agreement”) is made and entered into as of November 13, 2023, by and between Cantor Fitzgerald Investment Advisors, L.P., a Delaware limited partnership (“Advisor”) and Smith Group Asset Management, LLC, a Delaware limited liability company (“Sub-Advisor”), in relation to the Cantor Growth Equity Fund (the “Fund”), a series of the Cantor Select Portfolios Trust, a Delaware statutory trust (the “Trust”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • March 24th, 2021 • Northern Lights Fund Trust • Delaware
This AGREEMENT is made as of the 12th day of February 2021, by and among American Assets Capital Advisers, LLC, a Delaware limited liability company located at 11455 El Camino Real, Suite 300, San Diego, CA 92130 (the “Sub-Adviser”), and Altegris Advisors, L.L.C., a Delaware limited liability company located at 1200 Prospect Street, Suite 400, La Jolla, CA 92037 (the “Adviser”).
AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 31st, 2023 • Nuveen Floating Rate Income Fund • Illinois
AGREEMENT effective as of this 31st day of December 2020 by and between Nuveen Fund Advisors, LLC, a Delaware limited liability company and a registered investment adviser (“Manager”), and Nuveen Asset Management, LLC, a Delaware limited liability company and a federally registered investment adviser (“NAM” or “Sub-Adviser”).
Investment Sub-Advisory AgreementInvestment Sub-Advisory Agreement • November 24th, 2021 • Destra Investment Trust • Illinois
This Agreement is made as of this 11th day of February, 2021 by and among Destra Investment Trust (the “Trust”), a Massachusetts business trust, on behalf of its series the Destra Granahan Small Cap Advantage Fund (the “Fund”), Destra Capital Advisors LLC, a Delaware limited liability company (the “Adviser”) and registered investment adviser with the U.S. Securities and Exchange Commission (“SEC”), and Granahan Investment Management, Inc., a Massachusetts corporation and registered investment adviser with the SEC (the “Sub-Adviser”).
CALVERT EMERGING MARKETS EQUITY FUND INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • January 28th, 2022 • Calvert World Values Fund Inc • Massachusetts
This INVESTMENT SUB-ADVISORY AGREEMENT (“Agreement”) effective this 1st day of March 2021 is between Calvert Research and Management (“Adviser”), a Massachusetts business trust, and Hermes Investment Management Limited (“Sub-Adviser”), a limited liability company incorporated in England and Wales and registered as an investment adviser under the Investment Advisers Act of 1940, as amended (“Advisers Act”) and authorized and regulated by the Financial Conduct Authority of the United Kingdom and any successor regulator (“FCA”).
INVESTMENT SUB-ADVISORY AGREEMENT SEI INSTITUTIONAL MANAGED TRUSTInvestment Sub-Advisory Agreement • January 27th, 2023 • Sei Institutional Managed Trust • Massachusetts
AGREEMENT made as of this 1st day of March 2022 between SEI Investments Management Corporation (the “Adviser”) and Leeward Investments, LLC (the “Sub-Adviser”).
INVESTMENT SUB-ADVISORY AGREEMENT AMONG STRATEGIC ADVISERS LLC, BLACKROCK INVESTMENT MANAGEMENT, LLC AND FIDELITY RUTLAND SQUARE TRUST IIInvestment Sub-Advisory Agreement • May 3rd, 2024 • Fidelity Rutland Square Trust II
This AGREEMENT (this “Agreement”), made this 7th day of March, 2024 among Fidelity Rutland Square Trust II (“Trust”), a Delaware statutory trust, on behalf of Strategic Advisers U.S. Total Stock Fund (the “Fund”), Strategic Advisers LLC (“Adviser”), a Delaware limited liability company, and BlackRock Investment Management, LLC (“Sub-Adviser”), a Delaware limited liability company.
