INTERMEDIARY AGREEMENTIntermediary Agreement • June 28th, 2021
INTERMEDIARY AGREEMENTIntermediary Agreement • January 11th, 2023
Intermediary AgreementIntermediary Agreement • February 9th, 2022
PLEASE PROVIDE FULL DETAILS OF ACCOUNT NUMBERS AND RELEVANT CODES ON A SEPARATE SHEET. UNLESS INSTRUCTED OTHERWISE COMMISSION WILL BE PAYABLE IN THE SAME CURRENCY AS THE INVESTMENT TO WHICH IT RELATES.
Invesco Intermediary Agreement Regarding Compliance with SEC Rule 22c-2Intermediary Agreement • April 25th, 2012 • Separate Account I of National Integrity Life Ins Co • Ohio
This Agreement is made and entered into by and between Invesco Aim Investment Services, Inc(1). (the “Transfer Agent”), a Delaware corporation and the transfer agent for certain management investment companies (each, a “mutual fund”) registered with the U.S. Securities and Exchange Commission (the “SEC”) and regulated under the Investment Company Act of 1940, as amended (the “1940 Act”), and the Intermediary identified below.
Intermediary AgreementIntermediary Agreement • March 18th, 2021
*Please indicate under which name cases will be submitted. Please note it is important that these details are consistent with deal submission.
Intermediary AgreementIntermediary Agreement • September 26th, 2021 • England
Terms of Engagement with a Limited Company Contractor who has not Opted Out of the Conduct Regulations (Inside IR35 and under SDC)
INTERMEDIARY AGREEMENTIntermediary Agreement • November 13th, 2020
FORM OF AMENDMENT NO. 1 TO INVESCO FUNDS INTERMEDIARY AGREEMENT REGARDING COMPLIANCE WITH SEC RULE 22c-2Intermediary Agreement • April 28th, 2020 • C M Life Variable Life Separate Account I
This Amendment No. 1 to the Invesco Funds Intermediary Agreement Regarding Compliance with SEC Rule 22c-2 is made as of the ___ day of ______________, 2019 by and among Massachusetts Mutual Life Insurance Company, a Massachusetts mutual life insurance company (“MassMutual”), C.M. Life Insurance Company (“C.M. Life”), MML Bay State Life Insurance Company (“MML Bay State”), each a Connecticut life insurance company (together, the “Intermediaries”), and Invesco Investment Services, Inc., a Delaware corporation (“ Invesco”).
INTERMEDIARY AGREEMENTIntermediary Agreement • March 6th, 2017
Intermediary AgreementIntermediary Agreement • August 17th, 2016
Life insurance is underwritten by Oakhurst Life Limited (Registration number 2012/066504/06), an authorised financial services provider (FSP44793)
This Agreement is made and entered into by and between AIM Investment Services, Inc. (the "Transfer Agent"), a Delaware corpora-tion and the transfer agent for certain management investment companies (each, a "mutual fund") registered with the U.S....Intermediary Agreement • April 30th, 2007 • RBC Variable Annuity Account A • Texas
Intermediary AgreementIntermediary Agreement • March 2nd, 2021
INTERMEDIARY AGREEMENTIntermediary Agreement • January 24th, 2020
Lloyds Bank plc “the Bank” has agreed to engage the Intermediary named below and the terms of this Agreement shall apply to all Mortgage Applications the Intermediary submits to the Lender.
AIM Funds Intermediary Agreement Regarding Compliance with SEC Rule 22c-2Intermediary Agreement • April 21st, 2022 • Talcott Resolution Life Insurance Co Separate Account Three • Texas
This Agreement is made and entered into by and between AIM Investment Services, Inc. (the "Transfer Agent"), a Delaware corporation and the transfer agent for certain management investment companies (each, a "mutual fund") registered with the U.S. Securities and Exchange Commission (the "SEC') and regulated under the Investment Company Act of 1940, as amended (the "1940 Act"), and each Intermediary identified below.
INTERMEDIARY AGREEMENTIntermediary Agreement • April 29th, 2020 • Firsthand Funds • Colorado
THIS INTERMEDIARY AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, SiVest Group, Inc., a California corporation, the investment adviser to the Funds (the “Adviser”), and _______________________, a _________________ company having its principal place of business at _______________________________ (hereinafter “Servicer” or “Intermediary”).
INTERMEDIARY AGREEMENT: OMNIBUS ACCOUNTSIntermediary Agreement • September 19th, 2019 • New South Wales
Sample Intermediary AgreementIntermediary Agreement • August 4th, 2020
Please read this agreement, verify the entered information (paying close attention to your points summary) and reply to this email by entering your name as the response. By replying with your name you confirm that you have read the rental agreement (this constitutes an electronic signature) and this agreement becomes binding.
INTERMEDIARY AGREEMENTIntermediary Agreement • August 11th, 2020 • Texas
Coltala Holdings, LLC ("Coltala") and and any of its affiliates ("Intermediary") enter into this Agreement effective as of (the “Effective Date”) and agree as follows:
INTERMEDIARY AGREEMENTIntermediary Agreement • July 25th, 2023
RecitalsIntermediary Agreement • October 1st, 2007 • Sage Variable Annuity Account A • Delaware
INTERMEDIARY AGREEMENTIntermediary Agreement • January 9th, 2018 • Texas
Coltala Holdings, LLC ("CH") and and any of its affiliates ("Intermediary") enter into this Agreement effective as of (the “Effective Date”) and agree as follows:
Intermediary Agreement Terms and ConditionsIntermediary Agreement • May 17th, 2018 • Queensland
FIIG Securities Limited (‘FIIG’) provides general financial product advice only. As a result, this document, and any information or advice, has been provided by FIIG without taking account of your objectives, financial situation and needs. FIIG’s AFS Licence does not authorise it to give personal advice. Because of this, you should, before acting on any advice from FIIG, consider the appropriateness of the advice, having regard to your objectives, financial situation and needs. If this document, or any advice, relates to the acquisition, or possible acquisition, of a particular financial product, you should obtain a product disclosure statement relating to the product and consider the statement before making any decision about whether to acquire the product. Neither FIIG, nor any of its directors, authorised representatives, employees, or agents, makes any representation or warranty as to the reliability, accuracy, or completeness, of this document or any advice. Nor do they accept any
INTERMEDIARY AGREEMENTIntermediary Agreement • December 14th, 2020
INTERMEDIARY AGREEMENT for shares of TWEEDY, BROWNE FUND INC.Intermediary Agreement • July 29th, 2016 • Tweedy, Browne Fund Inc. • New York
We are the principal underwriter (as such term is defined in the Investment Company Act of 1940, as amended (“1940 Act”)) of the offering of shares of the various series (each, a “Fund”) of Tweedy, Browne Fund Inc. (the “Corporation”) set forth from time to time on Schedule A hereto, and the agent for the continuous distribution of such shares pursuant to the terms of the Distribution Agreement between us and the Funds. As used herein, the term “Prospectus” shall mean the prospectus and, unless the context otherwise requires, the related statement of additional information (the “Statement of Additional Information”) incorporated therein by reference, as the same are amended and supplemented from time to time, of the Funds. In connection with the foregoing you may serve as a participating agent (and, therefore, forward orders for the purchase or redemption of shares, respond to shareholder inquiries and perform other related functions) on the following terms and conditions:
INTERMEDIARY AGREEMENTIntermediary Agreement • February 21st, 2011
Intermediary AgreementIntermediary Agreement • July 6th, 2020
This document describes the terms under which Xafinity will do business with financial adviser firms with respect to the Xafinity SIPP and SimplySIPP. We reserve the right to refuse to accept business from financial adviser firms, for example if we believe, with reason, that the firm has materially failed to fulfil its responsibilities.
INTERMEDIARY AGREEMENTIntermediary Agreement • February 21st, 2018
A WHEREAS the Company is an underwriting manager and has been appointed by the Insurer to carry out certain binder functions on the Insurer’s behalf.
Intermediary AgreementIntermediary Agreement • December 2nd, 2013
This Intermediary Agreement is issued to Intermediaries (as defined below) by Franklin Templeton Fund Management Limited and Franklin Templeton Investment Management Limited. Franklin Templeton Fund Management Limited is the authorised corporate director of Franklin Templeton Funds. Franklin Templeton Investment Management Limited is the distributor in the UK of Franklin Templeton Investment Funds and Franklin Templeton Shariah Funds and
Intermediary AgreementIntermediary Agreement • May 26th, 2021
Projects funded through the Canada Healthy Communities Initiative (CHCI), activated by Community Foundations of Canada, can only be made to Eligible Organizations. Community-led organizations or community groups not listed as eligible may indirectly apply to the CHCI by entering into an intermediary relationship or by finding a collaborator on the project who is an eligible organization. An intermediary relationship is when an eligible organization agrees to take on a project as its own activity and engages a community group, not listed as eligible, as an intermediary to carry out the project. This relationship should be entered into between organizations with a mutual alignment of values and missions. If an application with an intermediary relationship secures funding, payment will be made to the eligible organization that will be responsible for disbursing funds to the community group, not listed as eligible.
INTERMEDIARY AGREEMENTIntermediary Agreement • March 1st, 2019
AIM Funds Intermediary Agreement Regarding Compliance with SEC Rule 22c-2Intermediary Agreement • April 25th, 2007 • Massachusetts Mutual Variable Life Separate Account I • Texas
This Agreement is made and entered into by and between AIM Investment Services, Inc. (the “Transfer Agent”), a Delaware corporation and the Transfer Agent for certain management investment companies (each, a “mutual fund”) registered with the U.S. Securities and Exchange Commission (the “SEC”) and regulated under the Investment Company Act of 1940, as amended (the “1940 Act”), and the Intermediaries identified below.
INTERMEDIARY AGREEMENT: FULLY DISCLOSED ACCOUNTSIntermediary Agreement • December 6th, 2019 • New South Wales
INTERMEDIARY AGREEMENT NAMIBIAIntermediary Agreement • June 20th, 2018
Intermediary AgreementIntermediary Agreement • August 4th, 2020 • Indiana
Please read this Intermediary Agreement, verify the entered information (paying close attention to your points summary), fill out the requested information and electronically sign your name on the signature line below. By signing with your electronic signature, you confirm that you have read this Intermediary Agreement and its terms become binding.
INTERMEDIARY AGREEMENTIntermediary Agreement • January 7th, 2018 • Texas
The Coltala Group, LLC ("TCG") and and any of its affiliates ("Intermediary") enter into this Agreement effective as of (the “Effective Date”) and agree as follows:
